2 - Certain Capital Market Participants

Results 91 - 120 of 138
Instrument Number
Title
23-501
Designation as Market Participant
23-701
Electronic Trading Risk Analysis
23-702
Electronic Trading Risk Analysis Update
23-703
Order Protection Rule - Industry Roundtable
23-704
Compliance with National Instrument 23-103 Electronic Trading and Direct Access to Marketplaces
24-101
Institutional Trade Matching and Settlement
24-102
Clearing Agency Requirements and Related Companion Policy 24-102CP
24-301
Responses to Comments Received on Discussion Paper 24-401
24-302
Entitlement Payments to CDS
24-303
CSA SRO Oversight Project - Review of Oversight of Self-Regulatory Organizations and Market Infrastructure Entities - Report of the CSA SRO Oversight Project Committee - December 2006
24-304
CSA Industry Working Group on NI 24-101 - Institutional Trade Matching and Settlement
24-305
Frequently Asked Questions About NI 24-101 -- Institutional Trade Matching and Settlement and Related Companion Policy
24-306
National Instrument 24-101 - Institutional Trade Matching and Settlement — Exception Reporting
24-307
Exemption from Transitional Rule: Extension of Transitional Phase-In Period in NI 24-101
24-310
Status Update on Proposed Local Rules 24-503 Clearing Agency Requirements and Related Companion Policies
24-311
Qualifying Central Counterparties
24-312
Preparing for the Implementation of T+2 Settlement
24-313
CSA Staff's Review of Proposed Amendments to Fee Schedule of The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc
24-314
Preparing for the Implementation of T+2 Settlement: Letter to Registered Firms
24-315
CSA Staff Notice 24-315 Update on Enhanced Segregation and Portability Initiatives for Clearing Agencies Serving the Domestic Futures Markets
24-316
Feedback on CSA Consultation Paper 24-402 Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment
24-318
CSA Staff Notice 24-318 – Preparing for the Implementation of T+1 Settlement
24-401
Discussion Paper on Straight-through Processing
24-402
Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment
24-501
Designation as a Market Participant
24-502
Exemption from Transitional Rule: Extension of Transitional Phase-In Period in NI 24-101 (Revoked on July 1, 2010; see Annex H of April 16, 2010 CSA Notice of Amendments to NI 24-101 Institutional Trade Matching and Settlement)
24-503
Clearing Agency Requirements and Related Companion Policy
24-702
Regulatory Approach to Recognition and Exemption from Recognition of Clearing Agencies
24-930
Coordinated Blanket Order
25-101
Designated Rating Organizations, Related Policies and Consequential Amendments
Results 91 - 120 of 138