2 - Certain Capital Market Participants

Results 61 - 90 of 138
Instrument Number
Title
23-308
Update on Forum to Discuss CSA/IIROC Joint Consultation Paper 23-404 “Dark Pools, Dark Orders and Other Developments in Market Structure in Canada” and Next Steps
23-309
Frequently Asked Questions about the Order Protection Rule and Intentionally Locked or Crossed Markets - Part 6 of National Instrument 23-101 and Related Companion Policy
23-311
Regulatory Approach to Dark Liquidity in the Canadian Market
23-312
Transparency of Short Selling and Failed Trades
23-313
Blanket Orders Exempting Marketplace Participants From Certain Provisions of National Instrument 23-103 Electronic Trading and Related OSC Staff Position
23-314
Frequently Asked Questions about National Instrument 23-103 Electronic Trading
23-315
Summary of Comments on CSA/IIROC Joint Notice 23-312 - Request for Comments - Transparency of Short Selling and Failed Trades
23-316
Order Protection Rule: Implementation of the Market Share Threshold and Amendments to Companion Policy 23-101 Trading Rules
23-317
Order Protection Rule: Market Share Threshold for the period April 1, 2017 to March 31, 2018
23-318
Withdrawal of Proposed Amendments Regarding Best Execution Disclosure Under National Instrument 23-101 Trading Rules
23-319
Joint CSA/IIROC Staff Notice 23-319 Internalization in the Canadian Market
23-320
CSA Staff Notice 23-320 Consideration of the Markets in Financial Instruments Directive (MiFID II) Unbundling Requirements on the Regulatory Requirements in Canada
23-321
Order Protection Rule: Market Share Threshold for the period April 1, 2018 to March 31, 2019
23-323
CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study
23-324
CSA Staff Notice 23-324 Order Protection Rule: Market Share Threshold for the period April 1, 2019 to March 31, 2020
23-325
CSA Notice 23-325 Trading Fee Rebate Pilot Study
23-326
CSA Staff Notice 23-326 Order Protection Rule: Market Share Threshold for the period April 1, 2020 to March 31, 2021
23-327
Joint CSA/IIROC Staff Notice 23-327 – Update on Internalization within the Canadian Equity Market
23-328
CSA Staff Notice 23-328 – Order Protection Rule: Market Share Threshold for the Period April 1, 2021 to March 31, 2022
23-329
Joint CSA and IIROC Staff Notice 23-329 - Short Selling in Canada
23-330
Order Protection Rule: Market Share Threshold
23-331
Request for Feedback on December 2022 SEC Market Structure Proposals and
Potential Impact on Canadian Capital Markets
23-332
CSA/CIRO Staff Notice 23-332 Summary of Comments and Responses to CSA/IIROC Staff Notice 23-329 Short Selling in Canada
23-333
CSA Staff Notice 23-333 Order Protection Rule: Market Share Threshold – Effective as of April 1, 2024
23-401
TSE Universal Market Integrity Rules
23-402
Best Execution and Soft Dollar Arrangements
23-403
CSA Discussion Paper - Market Structure Developments and Trade-Through Obligations
23-404
CSA/IIROC Consultation Paper - Dark Pools, Dark Orders, and other Developments in Market Structure in Canada
23-405
Dark Liquidity in the Canadian Market
23-406
Joint CSA/IIROC Consultation Paper 23-406 Internalization within the Canadian Equity Market
Results 61 - 90 of 138