2 - Certain Capital Market Participants

Results 31 - 60 of 138
Instrument Number
Title
21-332
Crypto Asset Trading Platforms: Pre-Registration Undertakings – Changes to Enhance Canadian Investor Protection
21-333
Crypto Asset Trading Platforms: Terms and Conditions for Trading Value-Referenced Crypto Assets with Clients
21-334
Next Steps to Facilitate Access to Real-Time Market Data
21-401
Real-Time Market Data Fees
21-402
Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms
21-403
CSA Consultation Paper 21-403 Access to Real-Time Market Data
21-501
[repealed] Deferral of Information Transparency Requirements for Government Debt Securities in National Instrument 21-101 - Marketplace Operation
21-702
Regulatory Approach for Foreign-Based Stock Exchanges
21-703
Transparency of the Operations of Stock Exchanges and Alternative Trading Systems
21-704
2010 Market Regulation Branch Annual Report
21-705
Process for Marketplace Filings and Proposed Rules of Exchanges
21-706
Marketplaces’ Initial Operations and Material System Changes
21-707
Swap Execution Facilities - Exemption from Requirement to be Recognized as an Exchange
21-708
OSC Staff Report on the Canadian Fixed Income Market and Next Steps to Enhance Regulation and Transparency of Fixed Income Markets
21-709
Marketplace Operation and Forms 21-101F1 and 21-101F2
21-710
OSC Staff Notice 21-710 TSX Insider Trading Report
21-711
OSC Staff Notice 21-711 Multilateral Trading Facilities - Exemption from Requirement to be Recognized as an Exchange
21-712
OSC Staff Notice 21-712 - Review of Market Quality Impact of Alpha Exchange Order Processing Delay
21-901
Recognition of Certain Stock Exhanges
22-801
Non-SRO Electronic Trading Systems and Market Fragmentation
23-101
Trading Rules and Companion Policy 23-101CP
23-102
Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services
23-103
Electronic Trading and Direct Electronic Access to Marketplaces
23-301
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Staff Notice: 23-301 - Joint Notice of the Staff of the CSA, Market Regulation Services Inc., Bourse de Montréal Inc., and the Investment Dealers Association - Electronic Audit Trails
23-302
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Joint Regulatory Notice - Electronic Audit Trail Initiative (TREATS)
23-303
Update on Concept Paper 23-402 Best Execution and Soft Dollar Arrangements
23-304
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Joint CSA/SRO Notice - Status of the Transaction Reporting and Electronic Audit Trail System
23-305
Status of the Transaction Reporting and Electronic Audit Trail System (TREATS) (Withdrawn by CSA Notice 11-313, February 19, 2010)
23-306
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Status of the Transaction Reporting and Electronic Audit Trail System (TREATS)
23-307
Order Protection Rule - Implementation Milestones (Withdrawn by CSA Notice 11-317, June 21, 2012)
Results 31 - 60 of 138