Notice of Coming into Force of OSC Rule 81-509 Extension to Ontario Instrument 81-508 Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
Instruments, rules and policies documents
Ontario Securities Commission Staff Notice 51-735 – Corporate Finance Branch 2023 Annual Report
Instruments, rules and policies documents
OSC Rule 81-509 Extension to Ontario Instrument 81-508 Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
Instruments, rules and policies documents
Notice of Ministerial Approval of the Repeal of National Instrument 81-104 Alternative Mutual Funds
Instruments, rules and policies documents
CSA Notice – Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Changes to Companion Policy 24-101 Institutional Trade Matching and Settlement
Instruments, rules and policies documents
Unofficial Consolidation: National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
Instruments, rules and policies documents
Notice of Ministerial Approval of Multilateral Instrument 93-101 Derivatives: Business Conduct and Companion Policy 93-101 Derivatives: Business Conduct
Instruments, rules and policies documents
Multilateral Instrument 93-101 Derivatives: Business Conduct
Instruments, rules and policies documents
Companion Policy 93-101 Derivatives: Business Conduct
Instruments, rules and policies documents
OSC Staff Notice 11-742 (Revised) – Securities Advisory Committee
Instruments, rules and policies documents
OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments
Instruments, rules and policies documents
Policy Reformulation Table of Concordance and List of New Instruments
Instruments, rules and policies documents
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 81-102 Investment Funds Pertaining to Crypto Assets
Instruments, rules and policies documents
Changes to National Policy 47-201 Trading Securities Using the Internet and Other Electronic Means
Instruments, rules and policies documents
Amendments to National Instrument 44-101 Short Form Prospectus Distributions
Instruments, rules and policies documents
Amendments to National Instrument 44-102 Shelf Distributions
Instruments, rules and policies documents
Changes to Companion Policy 44-102CP to National Instrument 44-102 Shelf Distributions
Instruments, rules and policies documents
CSA Multilateral Staff Notice 81-337 Targeted Continuous Disclosure Review and Guidance for Independent Review Committees for Investment Funds
Instruments, rules and policies documents
CSA Staff Notice 25-311 – 2023 Annual Activities Report on the Oversight of Canadian Investment Regulatory Organization and Canadian Investment Protection Fund
Instruments, rules and policies documents
Notice of Ministerial Approval of OSC Rule 45-508 Extension to Ontario Instrument 45-507 Self-Certified Investor Prospectus Exemption
Instruments, rules and policies documents