- Save the Date - OSC Dialogue, November 8
- Vacancies - Seniors Expert Advisory Committee
- OSC Mediation Program
- Save the Date - Roundtable on Derivatives Registration and Business Conduct Rules, September 20
- OSC Seniors Strategy
- Investor Alert: Bitcoin Multi-level Marketing Scheme
- Investing in Real Estate - GetSmarterAboutRealEstate.ca
- OSC to leave regulatory fees unchanged
- Topical Guide for Registrants
- Director's decisions for registrants
- Investing As We Age: Pre-Retirees Relying on Homes to Fund Retirement
- OSC publishes paper on Responsive Market Regulation
What's New
- June 21, 2018 CSA News Release: Canadian securities regulators align to publish harmonized response to concerns with the client-registrant relationship
- June 18, 2018 OSC News Release: Statement from OSC Chair on Passing of John Mountain
- June 15, 2018 CSA News Release: Securities regulators urge Canadians to watch for red flags of financial abuse of older Canadians
- June 14, 2018 OSC News Release: OSC Announces Roundtable on Derivatives Registration and Business Conduct Rules
- June 14, 2018 CSA News Release: Canadian securities regulators seek second round of input on proposed business conduct rules for derivatives dealers and advisers
- June 12, 2018 OSC News Release: OSC Seeks Applications for Seniors Expert Advisory Committee
- June 11, 2018 CSA News Release: Canadian securities regulators provide additional guidance on securities law implications for offerings of tokens
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- June 27, 2018 Notice from the Office of the Secretary: Natural Bee Works Apiaries Inc. et al., File No. 2018-40
- June 26, 2018 Notice from the Office of the Secretary: Natural Bee Works Apiaries Inc. et al., File No. 2018-40
- June 25, 2018 Notice from the Office of the Secretary: Inverlake Property Investment Group Inc. et al., File No. 2018-22
- June 22, 2018 Notice from the Office of the Secretary: Trans-Atlantic Direct et al., File No. 2018-39
- June 22, 2018 Notice from the Office of the Secretary: Donald Mason, File No. 2018-1
- June 18, 2018 Notice from the Office of the Secretary: Benedict Cheng et al.
- June 15, 2018 Notice from the Office of the Secretary: Benedict Cheng et al.
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- June 28, 2018 10:00 AM - Investment Industry Regulatory Organization of Canada
- June 28, 2018 10:00 AM - Brian Michael Sutton
- July 3, 2018 10:00 AM - Caldwell Investment Management Ltd.
- July 3, 2018 10:00 AM - Trans-Atlantic Direct, TRD-Euromarkets S.L., Martin Schwartz, also known as Martin Shwartz, Stewart Price, Bernard Justin Sevilla and Mark Lee Singer
- July 6, 2018 9:30 AM - Martin Bernholtz
- July 6, 2018 10:00 AM - Money Gate Mortgage Investment Corporation, Money Gate Corp., Morteza Katebian and Payam Katebian
- July 17, 2018 10:00 AM - Donna Hutchinson, Cameron Edward Cornish, David Paul George Sidders and Patrick Jelf Caruso
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- June 21, 2018 Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP
- June 21, 2018 CSA Staff Notice 81-330 Status Report on Consultation on Embedded Commissions and Next Steps
- June 14, 2018 CSA Notice and Second Request for Comment – Proposed National Instrument 93-101 Derivatives: Business Conduct and Proposed Companion Policy 93-101CP Derivatives: Business Conduct
- June 11, 2018 CSA Staff Notice 46-308 Securities Law Implications for Offerings of Tokens
- June 7, 2018 Change to Companion Policy 81-102CP Investment Funds
- June 7, 2018 Amendments to Ontario Securities Commission Rule 33-506 (Commodity Futures Act) Registration Information
- June 7, 2018 Amendments to National Instrument 81-106 Investment Fund Continuous Disclosure
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- Comments close: August 29, 2018 CSA Staff Notice and Request for Comment 21-323 Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Proposed Amendments to National Instrument 21-101 Marketplace Operation and Related Companion Policy
- Comments close: September 17, 2018 CSA Notice and Request for Comment - Proposed National Instrument 93-102 Derivatives: Registration and Proposed Companion Policy 93-102 Derivatives: Registration
- Comments close: September 17, 2018 CSA Notice and Second Request for Comment – Proposed National Instrument 93-101 Derivatives: Business Conduct and Proposed Companion Policy 93-101CP Derivatives: Business Conduct
- Comments close: October 19, 2018 Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP
- June 21, 2018: Investor News: Investor Protection Initiatives; Explainer for Investors; Digital Tokens; Compound Interest Calculator; Scam Spotter Tool; Qs & As
- June 15, 2018: Investor Warning: Bristol Consulting FX , also doing business as www.bristolconsultingfx.com
- June 13, 2018: Investor News: June is Seniors Month; Retirement Tools and Calculators; Growing Older; Retirement Budget Worksheet; Seniors Strategy
- June 6, 2018: CSA Investor Alert: Caution urged for Canadians investing with crypto-asset trading platforms
- May 18, 2018: OSC Investor Alert: BTCReal, BitSerial, Hypercube Ventures LP, CabinCoin OÜ, and BaapPay Inc.
- May 15, 2018: Investor Warning: Metainvesting also operating as Meta Investing and doing business as www.metainvesting.com
- May 15, 2018: Investor Warning: B.M.O. Ltd.
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Quick Links
Instruments, Rules & Policies
Proposed and final securities instruments, rules and policies overseen by the OSC.
Investors
Information regarding OSC efforts to protect and raise awareness among investors.
FAQs
Frequently asked questions about investing in the market and the securities industry.
Check Registration
Search to determine of if an individual or firm is registered in Canada.
Dealers, Advisers and Investment Fund Managers
A basic outline of how the OSC regulates and works with Dealers, Advisers and Investment Fund Managers.
Questions & Complaints
How investors can reach the OSC to get help regarding a company, product or individual.
OSC’s Electronic Filing Portal
Documents for filing electronically through the OSC's web filing portal.
Marketplaces, SROs & Clearing Agencies
Information on how the OSC oversees marketplaces, SROs, clearing agencies, and investor protection funds in Ontario.
Working at the OSC
Learn more about career opportunities at the OSC.
OSC Bulletin
The official record of the activities of the OSC, published weekly online.
Companies
A basic guide including how to comply with Ontario securities law and file certain documents with the OSC.
Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.