8 - Investment Funds

Results 31 - 60 of 89
Instrument Number
Title
81-329
CSA Staff Notice 81-329 Reducing Regulatory Burden for Investment Fund Issuers
81-330
CSA Staff Notice 81-330 Status Report on Consultation on Embedded Commissions and Next Steps
81-331
CSA Staff Notice 81-331 - Investment Funds Investing in Bail-in Debt
81-332
CSA Staff Notice 81-332 - Next Steps on Proposals to Prohibit Certain Investment Fund Embedded Commissions
81-333
Guidance on Effective Liquidity Risk Management for Investment Funds
81-334
CSA Staff Notice 81-334 - ESG-Related Investment Fund Disclosure
81-335
Investment Fund Settlement Cycles
81-336
CSA Staff Notice 81-336 Guidance on Crypto Asset Investment Funds That Are Reporting Issuers
81-337
Targeted Continuous Disclosure Review and Guidance for Independent Review Committees for Investment Funds
81-401
CSA Request For Comments - Joint Forum of Financial Market Regulators Discussion Paper Proposed Regulatory Principles for Capital Accumulation Plans
81-402
Mutual Fund Governance
81-403
Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds
81-404
Request for Comment on Joint Forum Guidelines for Capital Accumulation Plans - Proposed Guidelines for Capital Accumulation Plans prepared by the Joint Forum of Financial Market Regulators
81-405
Request for Comment on Proposed Exemptions for Certain Capital Accumulation Plans
81-406
Point of Sale Disclosure for Mutual Funds and Segregated Funds
81-407
CSA Discussion Paper and Request for Comment 81-407 Mutual Fund Fees
81-408
Consultation on the Option of Discontinuing Embedded Commissions
81-501
[repealed] Mutual Fund Reinvestment Plans
81-502
Ontario Securities Commission Notice and Request for Comment - Proposed Ontario Securities Commission Rule 81-502 Restrictions on the Use of the Deferred Sales Charge Option for Mutual Funds and Proposed Companion Policy 81-502 to Ontario Securities Commission Rule 81-502 Restrictions on the Use of the Deferred Sales Charge Option for Mutual Funds and Related Consequential Amendments
81-503
Ontario Instrument 81-503 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds
81-504
Ontario Instrument 81-504 Temporary Exemption from Borrowing Limits to Accommodate Redemption Requests of Mutual Funds
81-505
Notice of General Order – Ontario Instrument 81-505 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds with Deadlines during the period from June 2 to September 30, 2020
81-506
Ontario Instrument 81-506 Temporary Exemptions from National Instrument 81-104 Alternative Mutual Funds
81-507
Extension to Ontario Instrument 81-506 Temporary Exemptions from National Instrument 81-104 Alternative Mutual Funds
81-508
Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
81-509
Extension to Ontario Instrument 81-508 Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
81-704
Limited Powers of Attorney and Letters of Authorization Used in the Sale of Mutual Funds
81-705
Implementation of a Continuous Disclosure Review Program for Investment Funds - Investment Funds Branch
81-706
Treatment of Sales Commissions in the Calculation of Net Asset Value of Labour Sponsored Investment Funds (Withdrawn by CSA Staff Notice 11-333, December 1, 2016)
81-708
Model Portfolios of Mutual Funds
Results 31 - 60 of 89