OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments

OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments

OSC Notice

The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of March 31, 2022, has been posted to the OSC Website at www.osc.gov.on.ca.

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Table of Concordance

Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy;

3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument;

9-Miscellaneous

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Reformulation

 

Instrument

Title

Status

 

52-108

Amendments to NI 52-108 Auditor Oversight Changes to Companion Policy 52-108 Auditor Oversight

Commission approval of amendments published January 13, 2022

 

11-742

Securities Advisory Committee

Notice published January 13, 2022

 

41-101

Amendments to NI 41-101 General Prospectus Requirements

Commission approval of amendments published January 13, 2022

 

81-106

Amendments to NI 81-106 Independent Review Committee for Investment Funds

Commission approval of amendments published January 13, 2022

 

81-107

Amendments to NI 81-107 Independent Review Committee for Investment Funds

Commission approval of amendments published January 13, 2022

 

81-101

Amendments to NI 81-101 Mutual Fund Prospectus Disclosure

Commission approval of amendments published January 13, 2022

 

11-501

Amendments to OSC Rule 11-501 Electronic Delivery of Documents to the Ontario Securities Commission

Commission approval of amendments published January 13, 2022

 

14-501

Amendments to OSC Rule 14-501 Definitions

Commission approval of amendments published January 13, 2022

 

11-601

Amendments to OSC Policy11-601 The Securities Advisory Committee

Commission approval of amendments published January 13, 2022

 

15-601

Amendments to OSC Policy 15-601 Whistleblower Program

Commission approval of amendments published January 13, 2022

 

51-601

Amendments to OSC Policy 51-601 Reporting Issuer Defaults

Commission approval of amendments published January 13, 2022

 

91-507

Amendments to CP 91-507 Trade Repositories and Derivatives Data Reporting

Commission approval of amendments published January 13, 2022

 

81-334

ESG-Related Investment Fund Disclosure

Notice published January 20, 2022

 

51-733

Extension of Comment Period -- Consultation: Climate-related Disclosure Update and CSA Notice and Request for Comment Proposed national Instrument 51-107 Disclosure of Climate-related matters

Notice published January 20, 2022

 

93-101

Derivatives: NI 93-101 Business Conduct

Third request for comment published January 20, 2022

 

94-101

Amendments to NI 94-101 Mandatory Central Counterparty Clearing of Derivatives

Commission approval of amendments published January 27, 2022

 

41-101

Amendments to NI 41-101 General Prospectus Requirements

Initial request for comment published January 27, 2022

 

81-101

Amendments to NI 81-101 Mutual Fund Prospectus Disclosure

Initial request for comment published January 27, 2022

 

81-106

Amendments to NI 81-106 Investment Fund Continuous Disclosure

Initial request for comment published January 27, 2022

 

41-101CP

Amendments to 41-101CP General Prospectus Requirements

Initial request for comment published January 27, 2022

 

81-101CP

Amendments to 81-101CP Mutual Fund Prospectus Disclosure

Initial request for comment published January 27, 2022

 

24-318

Preparing for the Implementation of T+1 Settlement

Notice published February 3, 2022

 

81-507

Extension to Ontario Instrument 81-506 Temporary Exemptions from National Instrument NI 81-104 Alternative Mutual Funds

Order published February 24, 2022

 

13-502

Amendments to OSC Rule 13-502 Fees

Initial publication for comment published February 24, 2022

 

13-503

Amendments to OSC Rule 13-503 (Commodity Futures Act) Fees

Initial publication for comment published February 24, 2022

 

33-109

Amendments to NI 33-109 Registration Information

Notice of coming into force published March 3, 2022

 

31-103

Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Notice of coming into force published March 3, 2022

 

33-506

Amendments to OSC Rule 33-506 (Commodity Futures Act) Registration Information

Notice of coming into force published March 3, 2022

 

33-508

OSC Rule 33-508 Extension to Ontario Instrument 33-507 Exemption from Underwriting Conflict Disclosure Requirements

Commission approval published March 3, 2022

 

41-101

Amendments to NI 41-101 General Prospectus Requirements

Notice of coming into force published March 17, 2022

 

81-106

Amendments to NI 81-106 Investment Fund Continuous Disclosure

Notice of coming into force published March 17, 2022

 

81-107

Amendments to NI 81-107 Independent Review Committee for Investment Funds

Notice of coming into force published March 17, 2022

 

52-108

Amendments to NI 52-108 Auditor Oversight Changes to Companion Policy 52-108 Auditor Oversight

Notice of ministerial approval of amendments published March 31, 2022

For further information, contact:

Darlene Watson
Business and Corporate Project Manager
Ontario Securities Commission
416-593-8148
 
April 7, 2022