OSC Dialogue 2013

OSC Dialogue Past Event
Oct 08, 2013
08:30 am  -  03:00 pm
Toronto Board of Trade, Toronto, Ontario

Agenda

8:00 a.m. Registration
8:30 a.m.

Welcome

Maureen Jensen, Chief Administrative Officer and Executive Director, OSC
8:45 a.m.

Plenary Session One
Shareholder Rights and Board Authority: Market and Regulatory Trends

Moderator: Howard I. Wetston, Q.C., Chair, OSC

Panel:
Stephen Halperin, Partner, Goodmans LLP
Martin Lipton, Founding Partner, Wachtell, Lipton, Rosen & Katz
Leo E. Strine, Jr., Chancellor, Court of Chancery (Delaware)
James E. A. Turner, Vice-Chair, OSC
10:15 a.m. Break
10:30 a.m.

Plenary Session Two
Behavioural Economics and Investor Protection: Trend or New Reality?

Moderator: Mary G. Condon, Vice-Chair, OSC

Panel:
Paul Bates, Chair, OSC Investor Advisory Panel
Rhonda Goldberg, Director, Investment Funds, OSC
William R. Horton, Jr., Chief Investment Officer and Executive Vice President, MD Physician Services, Inc.
Doug Steiner, Principal, BEworks
11:45 a.m. Networking Lunch
1:00 p.m.

Plenary Session Three
The Enforcement of Securities Law: Achieving Its Deterrent Objective?

Moderator: Poonam Puri, Associate Dean & Professor, Osgoode Hall Law School, York University

Panel:
Tom Atkinson, Director, Enforcement, OSC
Andrew M. Calamari, Regional Director, New York Regional Office, U.S. Securities and Exchange Commission
Anthony Doob, Professor Emeritus of Criminology, University of Toronto
Tracey McDermott, Director, Enforcement and Financial Crime, Financial Conduct Authority
2:00 p.m.

Plenary Session Four
Capital Formation in Canada: Issue or Opportunity?

 

Moderator: David Kaufman, President and Chief Executive Officer, Westcourt Capital Corporation

Panel:
Kevan Cowan, President, TSX Markets and Group Head of Equities, TMX Group
Huston Loke, Director, Corporate Finance, OSC
Jos Schmitt, Chief Executive Officer, Aequitas Innovations Inc.
Peter Schwartz, Chairman and Chief Executive Officer, Demeure Operating Company Ltd.
3:00 p.m. Event Conclusion
osc dialogue 2013