Compliance with Money Laundering Legislation (Session B: In-person)

Description:

Representatives from FINTRAC will discuss its risk based approach to compliance with the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA) and its role in detecting, preventing and deterring money laundering. OSC staff will also discuss its approach to monitoring compliance with the PCMLTFA during compliance reviews and discuss common findings in this area.

Who should attend:

Registered representatives, chief compliance officers and ultimate designated persons of registrant firms that are reporting entities.

Benefits:

Hear about issues identified by both the OSC and FINTRAC in this area for consideration at your firm from a compliance standpoint to enhance policies and procedures relating to the PCMLTFA

Documents:

Slides: Compliance with Money Laundering legislation