What's New
Notices from the Office of the Secretary
May 23, 2013In the Matter of Sandy Winick et al.
May 23, 2013
In the Matter of Blackwood and Rose Inc. et al.
May 23, 2013
In the Matter of Issam El-Bouji et al.
May 23, 2013
In the Matter of Global Consulting and Financial Services et al.
May 23, 2013
In the Matter of Heritage Management Group and Anna Hrynisak
Upcoming Proceedings
- May 24-31, 2013
- 10:00 AM - 2196768 Ontario Ltd carrying on business as Rare Investments, Ramadhar Dookhie, ...
- May 27, 2013
- 10:00 AM - AMTE Services Inc., Osler Energy Corporation, Ranjit Grewal, ...
- May 27, 2013
- 11:00 AM - Heritage Education Funds Inc.
- May 28-31, 2013
- 10:00 AM - Jowdat Waheed and Bruce Walter
New on the Website
Investor Focused RoundtablesOSC seeks input from investors in June on a variety of topics including mutual fund fees, crowdfunding and fiduciary duty
May 23, 2013
The Investment Funds Practitioner - May 2013
April 18, 2013
Investor Warning List: Blackhawk Mines Corp. (doing business as blackhawkmines.com)
April 18, 2013
Investor Warning List: Solamon Energy Corp. (doing business as solamonenergy.com)
April 9, 2013
OSC hosts mutual fund fees roundtable in June. Interested parties wishing to participate are asked to submit comments on CSA Discussion Paper 81-407
News Releases
May 17, 2013OSC News Release: Ming Chao Zhao Settles with the Ontario Securities Commission on Insider Trading Violations
May 16, 2013
OSC News Release: OSC Announces Agenda for Roundtable Discussion of CSA Discussion Paper and Request for Comment 81-407 Mutual Fund Fees
May 14, 2013
OSC News Release: OSC Seeks Input from Investors on Investing in Start-ups and Small and Medium Sized Companies
May 2, 2013
CSA News Release: Canadian Securities Regulators Announce Roundtables to Receive Input on Statutory ‘Best Interest’ Duty
April 26, 2013
CSA News Release: Canadian Securities Regulators undertake review following loss of personal information
Regulatory Highlights
June 3, 2013Comments close on 11-768 - Regarding Statement of Priorities for Financial Year to End March 31, 2014
June 12, 2013
Comments close on 62-103 - Early Warning System and Related Take-Over Bid and Insider Reporting Issues
June 25, 2013
Comments close on CSA Notice - Modernization of Investment Fund Product Regulation (Phase 2)
