What's New
Notices from the Office of the Secretary
May 21, 2013In the Matter of Moncasa Capital Corporation and John Frederick Collins
May 17, 2013
In the Matter of Pro-Financial Asset Management Inc.
May 17, 2013
In the Matter of Ming Chao Zhao
May 16, 2013
In the Matter of Quadrexx Asset Management Inc. et al.
May 15, 2013
In the Matter of Juniper Fund Management Corporation et al.
May 15, 2013
In the Matter of Sino-Forest Corporation et al.
Upcoming Proceedings
- May 14, 2013
- 10:00 AM - York Rio Resources Inc. Brilliante Brasilcan Resources Corp.,...
- May 15, 2013
- 9:00 AM - Energy Syndications Inc., Green Syndications Inc., Syndications Canada Inc.,...
- May 15, 2013
- 10:00 AM - Quadrexx Asset Management Inc., Quadrexx Secured Assets Inc., ...
- May 17, 2013
- 9:00 AM - Ming Chao Zhao
New on the Website
April 18, 2013Investor Warning List: Blackhawk Mines Corp. (doing business as blackhawkmines.com)
April 18, 2013
Investor Warning List: Solamon Energy Corp. (doing business as solamonenergy.com)
April 9, 2013
OSC hosts mutual fund fees roundtable in June. Interested parties wishing to participate are asked to submit comments on CSA Discussion Paper 81-407
April 3, 2013
OSC Staff Notice 81-719: Effect of Proposed Income Tax Act Amendments on Investment Funds – Character Conversion Transactions
March 12, 2013
Investor Warning List: Hanalex Services Ltd. (doing business as TradeQuicker.com)
News Releases
May 17, 2013OSC News Release: Ming Chao Zhao Settles with the Ontario Securities Commission on Insider Trading Violations
May 16, 2013
OSC News Release: OSC Announces Agenda for Roundtable Discussion of CSA Discussion Paper and Request for Comment 81-407 Mutual Fund Fees
May 14, 2013
OSC News Release: OSC Seeks Input from Investors on Investing in Start-ups and Small and Medium Sized Companies
May 2, 2013
CSA News Release: Canadian Securities Regulators Announce Roundtables to Receive Input on Statutory ‘Best Interest’ Duty
April 26, 2013
CSA News Release: Canadian Securities Regulators undertake review following loss of personal information
Regulatory Highlights
June 3, 2013Comments close on 11-768 - Regarding Statement of Priorities for Financial Year to End March 31, 2014
June 12, 2013
Comments close on 62-103 - Early Warning System and Related Take-Over Bid and Insider Reporting Issues
June 25, 2013
Comments close on CSA Notice - Modernization of Investment Fund Product Regulation (Phase 2)
