Securities Law & Instruments


Orders, Rulings & Decisions


This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bidsenforcement proceedings and other matters. The documents are listed according to the date they were published in the OSC Bulletin, the official record of the OSC’s activities.

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

You can also find orders, decisions and other documents relating to enforcement proceedings under All Proceedings.

February 16, 2017CI Investments Inc. et al.
February 16, 2017American Hotel Income Properties REIT LP
February 16, 2017Chicago Mercantile Exchange Inc. – s. 42 of OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting
February 16, 2017DTCC Data Repository (U.S.) LLC – s. 42 of OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting
February 16, 2017Credit Suisse Securities (USA) LLC and Credit Suisse Prime Securities Services (USA) LLC
February 16, 2017BNP Paribas Prime Brokerage, Inc.
February 16, 2017Sirius XM Canada Holdings Inc. and 2517835 Ontario Inc.
February 16, 2017Sparrow Ventures Corp. – s. 144f
February 16, 2017Black Panther Trading Corporation and Charles Robert Goddard
February 16, 2017DirectCash Payments ULC