Securities Law & Instruments

Orders, Rulings & Decisions

This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bidsenforcement proceedings and other matters. The documents are listed according to the date they were published in the OSC Bulletin, the official record of the OSC’s activities.

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

You can also find orders, decisions and other documents relating to enforcement proceedings under All Proceedings.

October 24, 2016ANGELLIST, LLC (“AngelList”) and ANGELLIST ADVISORS, LLC
October 20, 2016Raymond James Ltd. and MacDougall, MacDougall & MacTier Inc.
October 20, 2016RBC Global Asset Management Inc.
October 20, 2016Hilton Worldwide Holdings Inc.
October 20, 2016Harvest Portfolios Group Inc. et al.
October 20, 2016Strathbridge Asset Management Inc.
October 20, 2016Arsenal Energy Inc.
October 20, 2016OneChicago, LLC – s 147 of the Act and ss. 38 and 80 of the CFA
October 20, 2016Mackenzie Financial Corporation et al. – s. 80 of the CFA
October 20, 2016Vanguard Investments Canada Inc. and The Vanguard Group, Inc. – ss. 78(1), 80 of the CFA