Securities Law & Instruments

Orders, Rulings & Decisions

This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bidsenforcement proceedings and other matters. The documents are listed according to the date they were published in the OSC Bulletin, the official record of the OSC’s activities.

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

You can also find orders, decisions and other documents relating to enforcement proceedings under All Proceedings.

June 24, 2016RBS Securities Inc. -- s. 38 of the CFA and s. 6.1 of Rule 91-502 Trades in Recognized Options
June 23, 2016Sprott Gold Bullion Class and Sprott Silver Bullion Class – Part 6 of NI 81-101 Mutual Fund Prospectus Disclosure
June 23, 2016Sun Life Global Investments (Canada) Inc. and Sun Life Multi-Strategy Target Return Fund
June 23, 2016Northair Silver Corp. – s. 1(10)(a)(ii)
June 23, 2016Invesco Canada Ltd.
June 23, 2016Wisdomtree Asset Management Canada, Inc. et al.
June 23, 2016TD Asset Management Inc.
June 23, 2016Brookfield Business Partners L.P.
June 23, 2016Parkland Fuel Corporation and Canaccord Genuity Corp.
June 23, 2016Mainstreet Health Investments Inc.