Securities Law & Instruments

Orders, Rulings & Decisions

This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bidsenforcement proceedings and other matters. The documents are listed according to the date they were published in the OSC Bulletin, the official record of the OSC’s activities.

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

You can also find orders, decisions and other documents relating to enforcement proceedings under All Proceedings.

April 12, 2018Crystal Wealth Management System Limited et al. – s. 127(8)
April 12, 2018Lionguard Capital Management Inc.
April 12, 2018CI Investments Inc. et al.
April 12, 2018Muchoki Fungai Simba (also known as Henderson MacDonald Alexander Butcher)
April 12, 2018USI Tech Limited et al. – s. 127(8)
April 12, 2018Dominion Citrus Limited – s. 1(6) of the OBCA
April 12, 2018Chicago Mercantile Exchange Inc. et al. – s. 144 of the OSA and ss. 38 and 78 of the CFA
April 12, 2018Investment Industry Regulatory Organization of Canada – s. 144 of the Act and s. 78(1) of the CFA
April 12, 2018Mutual Fund Dealers Association of Canada/Association Canadienne des Courtiers de Fonds Mutuels – s. 144
April 12, 2018Dennis L. Meharchand and Valt.X Holdings Inc. – s. 127(1)