Proceedings


Respondents Delinquent in Payment of Commission Orders


The list below identifies respondents who are delinquent in paying administrative penalties, disgorgement orders and/or costs imposed in enforcement proceedings before the Commission. The list dates back to January 1, 2005. Most respondents are also subject to conduct prohibition orders imposed by the Commission, such as trading bans and bans on acting as a director or officer of a public company. For more information about specific sanctions, including conduct orders, click the order link below each respondent’s name.

The information on this list is current as at June 30, 2015, and the list will be updated quarterly as at March 31, June 30, September 30 and December 31. For each respondent, the list indicates the amount owing individually and the amount owing jointly with other respondents, as well as whether the full amount or a partial amount is outstanding.

In contested matters, a respondent will be placed on the delinquent respondents list no earlier than 60 days after the relevant Commission order is issued unless an appeal has been filed and assuming the order contains no specific provision for date of payment.

Where a respondent enters into a settlement agreement and the agreement expressly provides for immediate payment or is silent with respect to the payment date for monies owed, the respondent will be placed on the list no earlier than 30 days from the date of the Commission order approving the settlement.

If an order or a settlement agreement stipulates dates that payments are to be made by and a payment is not made in accordance with that schedule, a respondent will be placed on the list no earlier than 30 days from the date the payment was due.

The delinquent respondents list does not include amounts owing to the Commission in proceedings that are subject to ongoing litigation or outstanding appeals or costs owing to the Commission which were imposed by courts in Ontario.

For more about conduct bans and monetary sanctions, see Sanctions by the Commission.


Type to filter
Respondent Amount owing individually Amount owing jointly Amount outstanding
1303066 Ontario Ltd. (carrying on business as Acg Graphic Communications)
Order
$2,278,284.90
Axcess Automation LLC, Axcess Fund Management LLC, Axcess Fund LP, Driver, Steven M. Taylor, Berkshire Management Services Inc. Carrying On Business As International Communication Strategies, 1303066 Ontario Ltd. Carrying On Business As Acg Graphic Communications, Montecassino Management Corporation, Reynold Mainse and World Class Communications
Full
1464210 Ontario Inc.
Order
$30,748.50
(Richard Ochnik and 1464210 Ontario Inc.)
Full
1660690 Ontario Ltd.
Order
$22,508,784.50
(New Life Capital Corp., New Life Capital Investments Inc., New Life Capital Advantage Inc., New Life Capital Strategies Inc., 2126375 Ontario Inc., 2108375 Ontario Inc., 2126533 Ontario Inc., 2152042 Ontario Inc., 2100228 Ontario Inc., 2173817 Ontario Inc. and 1660690 Ontario Ltd., Paola Lombardi, L. Jeffrey Pogachar)
Full
1666475 Ontario Inc.
Order
$2,181,217.94
(Basil M Toussaint, Michael Gahunia and Global Partners Capital, Asia Pacific Energy, Inc., 1666475 Ontario Inc., Kit Ching Pan, Hau Wai Cheung, Alex Pidgeon and Rafique Jiwani)
Full
1859585 Ontario Ltd. (Operating As Sovereign International Investments)
Order
$2,459,478.00
(Bluestream Capital Corporation, Bluestream International Investments Inc., Krown Consulting Corp., 1859585 Ontario Ltd. (Operating As Sovereign International Investments) and Peter Balazs)
Full
1778445 Ontario Inc.
Order
$37,658.18
1778445 Ontario Inc. And Willoughby Smith
Full
2100228 Ontario Inc.
Order
$22,508,784.50
(New Life Capital Corp., New Life Capital Investments Inc., New Life Capital Advantage Inc., New Life Capital Strategies Inc., 2126375 Ontario Inc., 2108375 Ontario Inc., 2126533 Ontario Inc., 2152042 Ontario Inc., 2100228 Ontario Inc., 2173817 Ontario Inc. and 1660690 Ontario Ltd., Paola Lombardi, L. Jeffrey Pogachar)
Full
2108375 Ontario Inc.
Order
$22,508,784.50
(New Life Capital Corp., New Life Capital Investments Inc., New Life Capital Advantage Inc., New Life Capital Strategies Inc., 2126375 Ontario Inc., 2108375 Ontario Inc., 2126533 Ontario Inc., 2152042 Ontario Inc., 2100228 Ontario Inc., 2173817 Ontario Inc. and 1660690 Ontario Ltd., Paola Lombardi, L. Jeffrey Pogachar)
Full
2126375 Ontario Inc.
Order
$22,508,784.50
(New Life Capital Corp., New Life Capital Investments Inc., New Life Capital Advantage Inc., New Life Capital Strategies Inc., 2126375 Ontario Inc., 2108375 Ontario Inc., 2126533 Ontario Inc., 2152042 Ontario Inc., 2100228 Ontario Inc., 2173817 Ontario Inc. and 1660690 Ontario Ltd., Paola Lombardi, L. Jeffrey Pogachar)
Full
2126533 Ontario Inc.
Order
$22,508,784.50
(New Life Capital Corp., New Life Capital Investments Inc., New Life Capital Advantage Inc., New Life Capital Strategies Inc., 2126375 Ontario Inc., 2108375 Ontario Inc., 2126533 Ontario Inc., 2152042 Ontario Inc., 2100228 Ontario Inc., 2173817 Ontario Inc. and 1660690 Ontario Ltd., Paola Lombardi, L. Jeffrey Pogachar)
Full
2150129 Ontario Inc.
Order
$110,000.00
2150129 Ontario Inc., Sylvan Blackett
Full
2152042 Ontario Inc.
Order
$22,508,784.50
(New Life Capital Corp., New Life Capital Investments Inc., New Life Capital Advantage Inc., New Life Capital Strategies Inc., 2126375 Ontario Inc., 2108375 Ontario Inc., 2126533 Ontario Inc., 2152042 Ontario Inc., 2100228 Ontario Inc., 2173817 Ontario Inc. and 1660690 Ontario Ltd., Paola Lombardi, L. Jeffrey Pogachar)
Full
2173817 Ontario Inc.
Order
$22,508,784.50
(New Life Capital Corp., New Life Capital Investments Inc., New Life Capital Advantage Inc., New Life Capital Strategies Inc., 2126375 Ontario Inc., 2108375 Ontario Inc., 2126533 Ontario Inc., 2152042 Ontario Inc., 2100228 Ontario Inc., 2173817 Ontario Inc. and 1660690 Ontario Ltd., Paola Lombardi, L. Jeffrey Pogachar)
Full
360 Degree Financial Services Inc.
Order
$500,000.00
(Wilton J. Neale, Multiple Streams of Income (MSI) Inc. and 360 Degree Financial Services Inc.)
Full
A25 Gold Producers Corp.
Order
$2,150,000.00 Full
Adams, Herbert
Order
$891,000.00 Full
Adams, James
Order
$75,000.00   Full
Ahluwalia, Balbir
Order
$274,000.00 $936,000.00
(MBS Group (Canada) Ltd. and Balbir Ahluwalia)
Full
Ahluwalia, Mohinder
Order
$636,000.00 Full
Alberta Energy Corp.
Order
$176,774.53
(Al-tar Energy Corp., Alberta Energy Corp., Drago Gold Corp., David C. Campbell, Abel Da Silva, Eric F. O’Brien and Julian M. Sylvester)
Full
Allarde, Naida
Order
$15,000.00 $215,790.00
(Simply Wealth Financial Group Inc., Naida Allarde, Bernardo Giangrosso)
Full
Allen, Joseph Edward
Order
$600,624.00 Full
Al-Tar Energy Corp.
Order
$749,064.50
(Al-tar Energy Corp., Alberta Energy Corp., Drago Gold Corp., David C. Campbell, Abel Da Silva, Eric F. O’Brien and Julian M. Sylvester)
Full
Anderson, Ernest
Order
$126,795.00 $4,664,258.10
(Ernest Anderson and Golden Gate Funds LP)
Full
Amar, David
Order
$1,022,917.00   Full
American Heritage Stock Transfer Inc. - Ontario
Order
$160,000.00
(Kolt Curry, American Heritage Stock Transfer Inc., American Heritage Stock Transfer, Inc.)
Full
American Heritage Stock Transfer, Inc. - Nevada
Order
$160,000.00
(Kolt Curry, American Heritage Stock Transfer Inc., American Heritage Stock Transfer, Inc.)
Full
Ashanti Corporate Services Inc.
Order
$200,000.00
(Marlon Gary Hibbert, Ashanti Corporate Services Inc., Dominion International Resource Management Inc., Kabash Resource Management, Power To Create Wealth Inc. and Power To Create Wealth Inc. (Panama))
Full
Asia Pacific Energy, Inc.
Order
$2,181,217.94
(Basil M Toussaint, Michael Gahunia and Global Partners Capital, Asia Pacific Energy, Inc., 1666475 Ontario Inc., Kit Ching Pan, Hau Wai Cheung, Alex Pidgeon and Rafique Jiwani)
Full
Axcess Automation LLC,
Order
$5,854,517.58
(Axcess Automation LLC, Axcess Fund Management LLC, Axcess Fund LP, Driver, Steven M. Taylor, Berkshire Management Services Inc. Carrying On Business As International Communication Strategies, 1303066 Ontario Ltd. Carrying On Business As Acg Graphic Communications, Montecassino Management Corporation, Reynold Mainse and World Class Communications)
Full
Axcess Fund Management, LLC,
Order
$5,854,517.58
(Axcess Automation LLC, Axcess Fund Management LLC, Axcess Fund LP, Driver, Steven M. Taylor, Berkshire Management Services Inc. Carrying On Business As International Communication Strategies, 1303066 Ontario Ltd. Carrying On Business As Acg Graphic Communications, Montecassino Management Corporation, Reynold Mainse and World Class Communications)
Full
Axcess Fund, L.P.
Order
$5,854,517.58
(Axcess Automation LLC, Axcess Fund Management LLC, Axcess Fund LP, Driver, Steven M. Taylor, Berkshire Management Services Inc. Carrying On Business As International Communication Strategies, 1303066 Ontario Ltd. Carrying On Business As Acg Graphic Communications, Montecassino Management Corporation, Reynold Mainse and World Class Communications)
Full
Banks, Lorne
Order
$66, 500 Partial
Bajovski, Nikola
Order
$67,603.00 $64,343.00
(Global Energy Group, Ltd., Vadim Tsatskin, Nikola Bajovski)
Full
Balazs, Peter
Order
$2,459,478.00
(Bluestream Capital Corporation, Bluestream International Investments Inc., Krown Consulting Corp., 1859585 Ontario Ltd. (Operating As Sovereign International Investments) and Peter Balazs)
Full
Banumas, Tracey
Order
$5,000.00 Full
Barnett, James
Order
$124,985.00 Partial
Baum, Michael
Order
$60,000.00 Full
Berkshire Management Services Inc. (carrying on business as International Communication Strategies)
Order
$2,278,284.90 Full
Bishop, Steve
Order
$150,000.00 Full
Blackett, Sylvan
Order
$1,584,377.00
2150129 Ontario Inc., Sylvan Blackett
Full
Blackwood & Rose Inc.
Order
$115,634.00
(Blackwood & Rose Inc, Stevcen Zetchus)
Full
Bluestream Capital Corporation
Order
$2,459,478.00
(Bluestream Capital Corporation, Bluestream International Investments Inc., Krown Consulting Corp., 1859585 Ontario Ltd. (Operating As Sovereign International Investments) and Peter Balazs)
Full
Bluestream International Investments Inc.
Order
$2,459,478.00
(Bluestream Capital Corporation, Bluestream International Investments Inc., Krown Consulting Corp., 1859585 Ontario Ltd. (Operating As Sovereign International Investments) and Peter Balazs)
Full
Blumenfeld, Howard
Order
$348,000.00 Partial
Boily, Bernard
Order
$800,000.00 Full
Boock, Irwin
Order
$270,300.00 Full
Borealis International Inc.
Order
$60,000.00
(Vincent Vilanti, Larry Haliday, Integrated Business Concepts Inc. and Borealis International Inc.)
Full
Borland, Brent
Order
$1,519,658.00
(Canyon Acquisitions Llc, Canyon Acquisitions International Llc, Brent Borland, Wayne D. Robbins, Marco Caruso, Placencia Estates Development Ltd., Copal Resort Development Group Llc, Rendezvous Island Ltd., The Placencia Marina Ltd., and The Placencia Hotel And Residences Ltd)
Partial
Boutet, Marc D.
Order
$350,000.00
(Marc D. Boutet and Nelson Investment Group Ltd.)
Partial
Bowles, Bryan
Order
$5,000.00
(Sunwide Finance Inc., Sun Wide Group, Sun Wide Insurers, Bryan Bowles, Robert Drury, George Sutton, Lorenzo M. Romero and Rafael Pangilinan)
Full
Brekelmans, Jenifer
Order
$1,500.00 Full
Brikman, Vyacheslav
Order
$165,496.00 Full
Brown, Roy
Order
  $3,414,535.97
(Roy Brown and Juniper Fund Management Corporation)
Full
Brubacher, Darryl
Order
$54,667.83 $558,000.00
(Darryl Brubacher, Andrew Martin, TADD Investment Properties Inc.)
Partial
Buchanan, Donald Iain
Order
$641,036.64 Partial
Cai, Fengyi
Order
$63,667.50
(Fengyi Cai and Yanda Cai)
Full
Cai, Yanda
Order
$63,667.50
(Fengyi Cai and Yanda Cai)
Full
CanPro Income Fund I, LP
Order
$1,900,370.62
Normand Gauthier, Gentree Asset Management Inc., R.E.A.L. Group Fund III (Canada) LP, and CanPro Income Fund I, LP
Full
Canyon Acquisitions, LLC
Order
$1,519,658.00
(Canyon Acquisitions Llc, Canyon Acquisitions International Llc, Brent Borland, Wayne D. Robbins, Marco Caruso, Placencia Estates Development Ltd., Copal Resort Development Group Llc, Rendezvous Island Ltd., The Placencia Marina Ltd., and The Placencia Hotel And Residences Ltd)
Partial
Canyon Acquisitions International, LLC
Order
$1,519,658.00
(Canyon Acquisitions Llc, Canyon Acquisitions International Llc, Brent Borland, Wayne D. Robbins, Marco Caruso, Placencia Estates Development Ltd., Copal Resort Development Group Llc, Rendezvous Island Ltd., The Placencia Marina Ltd., and The Placencia Hotel And Residences Ltd)
Partial
Camdeton Trading Ltd.
Order
$29,230,000.00
(Peter Sabourin, Sabourin and Sun Inc., Sabourin and Sun (BVI) Inc., Sabourin and Sun Group of Companies Inc., Camdeton Trading Ltd. and Camdeton Trading S.A.)
Full
Camdeton Trading S.A.
Order
$29,230,000.00
(Peter Sabourin, Sabourin and Sun Inc., Sabourin and Sun (BVI) Inc., Sabourin and Sun Group of Companies Inc., Camdeton Trading Ltd. and Camdeton Trading S.A.)
Full
Campbell, Andrew
Order
$10,000.00 Full
Campbell, David C.
Order
$175,000.00 $2,867,706.53
(Limelight Entertainment Inc., Carlos A. Da Silva and David C. Campbell)
Full
Campbell, David C.
Order
$750,000.00 $791,974.03
(Al-tar Energy Corp., Alberta Energy Corp., Drago Gold Corp., David C. Campbell, Abel Da Silva, Eric F. O’Brien and Julian M. Sylvester)
Full
Campbell, Stephen
Order
$25,000.00 Full
Capital Investments of America
Order
$40,000.00 $669,651.25
(Franklin Danny White, Naveed Ahmad Qureshi, WNBC The World Network Business Club Ltd., MMCL Mind Management Consulting, Capital Reserve Financial Group, and Capital Investments of America)
Full
Capital Reserve Financial Group
Order
$40,000.00 $669,651.25
(Franklin Danny White, Naveed Ahmad Qureshi, WNBC The World Network Business Club Ltd., MMCL Mind Management Consulting, Capital Reserve Financial Group, and Capital Investments of America)
Full
Cassidy, Dianna
Order
$10,000.00 Full
CBK Enterprises Inc.
Order
$15,000.00 Full
CCI Financial, LLC
Order
$2,525,000.00
(Chartcandle Investments Corporation, CCI Financial, LLC, Chartcandle Inc., PSST Global Corporation and Stephen Michael Chesnowitz)
Full
Chambers, Desmond
Order
$1,395,057.15
(Empire Consulting Inc. and Desmond Chambers)
Full
Chartcandle Inc.
Order
$2,525,000.00
(Chartcandle Investments Corporation, CCI Financial, LLC, Chartcandle Inc., PSST Global Corporation and Stephen Michael Chesnowitz)
Full
Chartcandle Investments Corporation
Order
$2,525,000.00
(Chartcandle Investments Corporation, CCI Financial, LLC, Chartcandle Inc., PSST Global Corporation and Stephen Michael Chesnowitz)
Full
Chau, Joe Henry
Order
$450,000.00 $3,295,806.00
(Joe Henry Chau, Sunil Tulsiani, Maple Leaf Investment Fund Corp., and Tulsiani Investments Inc.)
Full
Cheong, John (AKA Kim Meng Cheong)
Order
$34,000.00
(Morgan Dragon Development Corp., John Cheong (AKA Kim Meng Cheong))
Partial
Cheung, Hau Wai
Order
$310,000.00 $2,143,459.00
(Basil M Toussaint, Michael Gahunia and Global Partners Capital, Asia Pacific Energy, Inc., 1666475 Ontario Inc., Kit Ching Pan, Hau Wai Cheung, Alex Pidgeon and Rafique Jiwani)
Full
Chomica, Michael
Order
$548,000.00 Partial
Ciccone, Vincent
Order
$16,347,586.00 Full
Cohen, Bruce
Order
$48,996.00 $45,736.00
(Global Energy Group, Ltd., Vadim Tsatskin, Bruce Cohen)
Full
Colby Cooper Capital Inc.
Order
$600,000.00
(Colby Cooper Capital Inc., Colby Cooper Inc., Pac West Minerals Limited, John Douglas Lee Mason)
Full
Colby Cooper Inc.
Order
$3,626,089.13 $600,000.00
(Colby Cooper Capital Inc., Colby Cooper Inc., Pac West Minerals Limited, John Douglas Lee Mason)
Full
Collins, John Frederick
Order
$1,912,521.02
(Moncasa Capital Corporation, John Frederick Collins)
Full
Colonna, John
Order
$82,000.00 Partial
Crowe, Ronald David
Order
$216,507.00 $202,441.51
(Ronald David Crowe and Vernon Smith)
Full
Crown Capital Management Corp.
Order
$262,723.55 Full
Curry, Gregory J.
Order
$150,000.00 $128,000.00
(Sandy Winick, Gregory J. Curry)
Full
Curry, Kolt
Order
$160,000.00
(Kolt Curry, American Heritage Stock Transfer Inc., American Heritage Stock Transfer, Inc.)
Full
Da Silva, Abel
Order
$205,000.00
(Shallow Oil & Gas Inc., Eric O’Brien, Abel Da Silva and Abraham Herbert Grossman also known as Allen Grossman)
Full
Da Silva, Abel
Order
$650,000.00 $749,064.50
(Al-tar Energy Corp., Alberta Energy Corp., Drago Gold Corp., David C. Campbell, Abel Da Silva, Eric F. O’Brien and Julian M. Sylvester)
Full
Da Silva, Abel
Order
$7,500.00 Full
Da Silva, Abel
Order
$347,750.25 Full
Da Silva, Carlos A.
Order
$215,000.00 $2,747,089.45
(Limelight Entertainment Inc., Carlos A. Da Silva and David C. Campbell)
Full
Daniels, Joseph
Order
$75,000.00 Full
Delahaye, Sandra
Order
$180,000.00 Full
DeBoer, Doug
Order
$47,500.00 Partial
Deng, Joe Feng
Order
$250,000.00 $2,092,680.77
(M P Financial Ltd. and Joe Feng)
Partial
DesRosiers, Rejean
Order
$14,691.25 Full
DeVries, Andrew
Order
$750,000.00 $5,835,000.00
(Sulja Bros. Building Supplies, Ltd., Petar Vucicevich, Kore International Management Inc. and Andrew DeVries)
Full
Dickerson, Michelle
Order
$2,500.00 Full
Domenicucci, Carmine
Order
$133,000.00 Partial
Dominion International Resource Management Inc.
Order
$200,000.00
(Marlon Gary Hibbert, Ashanti Corporate Services Inc., Dominion International Resource Management Inc., Kabash Resource Management, Power To Create Wealth Inc. and Power To Create Wealth Inc. (Panama))
Full
Doulis, Alexandrer
Order
$200,000.00 $245,743.42
(Alexander Doulis and Liberty Consulting Ltd.)
Full
Douse, Ezra
Order
$255,000.00 Full
Drago Gold Corp.
Order
$176,774.53
(Al-tar Energy Corp., Alberta Energy Corp., Drago Gold Corp., David C. Campbell, Abel Da Silva, Eric F. O’Brien and Julian M. Sylvester)
Full
Driver, Gordon Alan
Order
$5,854,517.58
(Axcess Automation LLC, Axcess Fund Management LLC, Axcess Fund LP, Driver, Steven M. Taylor, Berkshire Management Services Inc. Carrying On Business As International Communication Strategies, 1303066 Ontario Ltd. Carrying On Business As Acg Graphic Communications, Montecassino Management Corporation, Reynold Mainse and World Class Communications)
Full
Drury, Robert
Order
$5,000.00
(Sunwide Finance Inc., Sun Wide Group, Sun Wide Insurers, Bryan Bowles, Robert Drury, George Sutton, Lorenzo M Romero and Rafael Pangilinan)
Full
Dubinsky, Alena
Order
$75,000.00 $21,952.21
(Alex Khodjaiants, Alena Dubinsky)
Partial
Dunk, Michelle
Order
$57,500.00 Full
Dupont, Derek
Order
$2,500.00 Full
Eatch, Michael
Order
$500,000.00 $655,000.00
(Lyndz Pharmaceuticals Inc., James Marketing)
Full
Ekonomidis, Konstantinos
$565,000.00 Full
Elin, Alex
Order
$300,000.00 $353,229.19
(Richard Mellon and Alex Elin)
Full
Empire Consulting Inc.
Order
$1,395,057.15
(Empire Consulting Inc. and Desmond Chambers)
Full
Energy Syndications Inc.
Order
$2,788,255.56
(Energy Syndications Inc., Green Syndications Inc., Syndications Canada Inc., Douglas William Chaddock)
Full
Feder, Elliot
Order
$460,894.00 Full
Ffi First Fruit Investments Inc.
Order
$1,000,000.00
(Heir Home Equity Investment Rewards Inc., Ffi First Fruit Investments Inc., Wealth Building Mortgages Inc.)
Full
Firestone, Ari Jonathan
Order
$134,637.50 Full
First Financial Services
Order
$38,000.00
(David Simpson and First Financial Services)
Full
First Global Ventures, S.A.
Order
$200,000.00 $52,573.74
(First Global Ventures, S.A. and Abraham Herbert Grossman)
Full
Friedman, Michael
Order
$100,000.00 $2,380,390.00
(Uranium308 Resources Inc. and Michael Friedman)
Full
Funt, Alexander
Order
$1,310,000.00 $38,782.00
(Howard Rash and Alexander Funt)
Full
Gahunia, Gurdip Singh
Order
$47,350.00 Full
Gahunia, Michael
Order
$114,000.00 $339,628.00
(Michael Gahunia and Global Partners Capital, Asia Pacific Energy, Inc., 1666475 Ontario Inc., Kit Ching Pan, Hau Wai Cheung, Alex Pidgeon and Rafique Jiwani)
Full
Gauthier, Normand
Order
$25,000.00 $1,900,370.62
Normand Gauthier and Gentree Asset Management Inc.
Full
Garner, Ron
Order
$27,791.25 Full
Geddes, Christopher Joseph
Order
$233,400.00 Full
Gentree Asset Management Inc
Order
$1,900,370.62
Normand Gauthier, Gentree Asset Management Inc., R.E.A.L. Group Fund III (Canada) LP, and CanPro Income Fund I, LP
Full
Giangrosso, Bernardo
Order
$15,000.00 $215,790.00
(Simply Wealth Financial Group Inc., Naida Allarde, Bernardo Giangrosso)
Full
Gittens, Michael A.
Order
$2,000.00
(Rodney International and Michael A. Gittens)
Full
Global Energy Group, Ltd.
Order
$4,274,320.00
(Global Energy Group, Ltd., Vadim Tsatskin, Michael Schaumer, Elliot Feder, Oded Pasternak, Alan Silverstein, Herbert Groberman, Allan Walker, Peter Robinson, Vyacheslav Brikman, Nikola Bajovski, Bruce Cohen and Andrew Shiff)
Full
Global Partners Capital
Order
$2,181,217.94
(Basil M Toussaint, Michael Gahunia and Global Partners Capital, Asia Pacific Energy, Inc., 1666475 Ontario Inc., Kit Ching Pan, Hau Wai Cheung, Alex Pidgeon and Rafique Jiwani)
Full
Goldbridge Financial Inc.
Order
$45,278.75
(Mr. Weber and Goldbridge)
Full
Golden Gate Funds LP
Order
$126,795.00 $4,664,258.10
(Ernest Anderson and Golden Gate Funds LP)
Full
Goldpoint Resources Corporation
Order
$1,906,991.39 Full
Green Syndications Inc.
Order
$2,788,255.56
(Energy Syndications Inc., Green Syndications Inc., Syndications Canada Inc., Douglas William Chaddock)
Full
Griffiths, Mark
Order
$66,192.50 $22,447.50
Devon Ricketts, Mark Griffiths
Full
Grinshpun, Mark
Order
$865,500.00 Full
Groberman, Herbert
Order
$94,769.00 $91,509.00
(Global Energy Group, Ltd., Vadim Tsatskin, Herbert Groberman)
Full
Grossman, Abraham Herbert (a.k.a. Allen Grossman)
Order
$205,000.00
(Shallow Oil & Gas Inc., Eric O’Brien, Abel Da Silva and Abraham Herbert Grossman also known as Allen Grossman)
Full
Grossman, Abraham Herbert
Order
$200,000.00 $52,573.74
(First Global Ventures, S.A. and Abraham Herbert Grossman)
Full
Ground Wealth Inc.
Order
$1,300,000.00 Full
Haliday, Larry
Order
$60,000.00
(Vincent Vilanti, Larry Haliday, Integrated Business Concepts Inc. and Borealis International Inc.)
Full
Harper, Christina
Order
$1,443,553.00 Full
Haver, W. Jeffrey
Order
$455,000.00 Partial
Heir Home Equity Investment Rewards Inc.
Order
$1,000,000.00
(Heir Home Equity Investment Rewards Inc., Ffi First Fruit Investments Inc., Wealth Building Mortgages Inc.)
Full
Hewitt, Christine
Order
$15,000.00 $279,453.10
(Christine Hewitt, Z2A Corp.)
Full
Hibbert, Marlon Gary
Order
$5,422,779.98 $200,000.00
(Marlon Gary Hibbert, Ashanti Corporate Services Inc., Dominion International Resource Management Inc., Kabash Resource Management, Power To Create Wealth Inc. and Power To Create Wealth Inc. (Panama))
Full
Higgins, Gregory William
Order
$79,661.00 Full
Hill, Sedwick
Order
$4,204,381.66 Full
Hinke, Thomas
Order
$37,000.00 Full
Hinke, Thomas Vincent
Order
$15,000.00 Full
Holko, Edward John
Order
$114,227.10 Partial
Hucal, Taras
Order
$11,500.00 Partial
Innovative Gifting Inc.
Order
$15,000.00 Full
Inspektor, Eric
Order
$400,000.00   Full
Integrated Business Concepts Inc.
Order
$60,000.00
(Vincent Vilanti, Larry Haliday, Integrated Business Concepts Inc. and Borealis International Inc.)
Full
IMAGIN Diagnostic Centres Inc.
Order
$57,482.50
(IMAGIN Diagnostic Centres Inc. and Patrick J. Rooney)
Full
Irwin, Greg
Order
$60,000.00 Full
IMG International Inc.
Order
$568,729.49
(IMG International Inc., Pelcowitz, David Paul)
Partial
James, Albert Leslie
Order
$255,000.00 Full
James Marketing Ltd.
Order
$1,700,000.00
(Lyndz Pharmaceuticals Inc., Michael Eatch, Rickey McKenzie)
Full
Jiwani, Rafique
Order
$310,000.00 $2,143,459.00
(Basil M Toussaint, Michael Gahunia and Global Partners Capital , Asia Pacific Energy, Inc., 1666475 Ontario Inc., Kit Ching Pan, Hau Wai Cheung, Alex Pidgeon and Rafique Jiwani)
Full
Juniper Fund Management Corporation
Order
  $3,414,535.97
(Roy Brown and Juniper Fund Management Corporation)
Full
K&S Global Wealth Creative Strategies Inc.
Order
$90,000.00
(K&S Global Wealth Creative Strategies Inc., Kevin Persaud)
Full
Kabash Resource Management
Order
$200,000.00
(Marlon Gary Hibbert, Ashanti Corporate Services Inc., Dominion International Resource Management Inc., Kabash Resource Management, Power To Create Wealth Inc. and Power To Create Wealth Inc. (Panama))
Full
Khan, Asif
Order
$40,000.00 Full
Khodjaiants, Alex
Order
$100,000.00 $21,952.21
(Alex Khodjaiants, Alena Dubinsky)
Partial
Kore International Management Inc.
Order
$5,835,000.00
(Sulja Bros. Building Supplies, Ltd., Petar Vucicevich, Kore International Management Inc. and Andrew DeVries)
Full
Kreller, Justin
Order
$37,000.00 Full
Kricfalusi, Mary
Order
$92,000.00 Partial
Krown Consulting Corp
Order
$2,459,478.00
(Bluestream Capital Corporation, Bluestream International Investments Inc., Krown Consulting Corp., 1859585 Ontario Ltd. (Operating As Sovereign International Investments) and Peter Balazs)
Full
Kuszper, Helen
Order
$564,240.00 Full
Kuszper, Paul
Order
$519,222.00 Full
Labanowich, Michael
Order
$25,000.00 Full
Lanys, Steven
Order
$91,407.10 Full
Lehman Cohort Global Group Inc.
Order
$849,260.83
(Lehman Cohort Global Group Inc. and Anton Schnedl)
Full
Levy, Pauline
Order
$64,849.00 $5,000.00
(New Found Freedom Financial, Singh, Ron Deonarine, Martinez, Wayne Gerard, Levy, Pauline)
Full
Lewis, Carlton Ivanhoe
Order
$1,724,381.66 Full
Liberty Consulting Ltd.
Order
$100,000.00 $245,743.42
(Alexander Doulis and Liberty Consulting Ltd.)
Full
Limelight Entertainment Inc.
Order
$200,000.00 $2,867,706.53
(Limelight Entertainment Inc., Carlos A. Da Silva and David C. Campbell)
Full
Lloyd, Andrew (Re: Borealis et al.)
Order
$305,000.00 Full
Lloyd, Andrew (Re: Sabourin et al.)
Order
$376,000.00 Full
Lobban, Maxine
Order
$15,000.00 $120,427.50
(Maxine Lobban, Wayne Lobban)
Full
Lobban, Wayne
Order
$15,000.00 $120,427.50
(Maxine Lobban, Wayne Lobban)
Full
Lombardi, Paola
Order
$750,000.00 $22,166,363.32
(New Life Capital Corp., New Life Capital Investments Inc., New Life Capital Advantage Inc., New Life Capital Strategies Inc., 2126375 Ontario Inc., 2108375 Ontario Inc., 2126533 Ontario Inc., 2152042 Ontario Inc., 2100228 Ontario Inc., 2173817 Ontario Inc. and 1660690 Ontario Ltd., Paola Lombardi, L. Jeffrey Pogachar)
Full
Lounds, Kent Emerson
Order
$200,000.00 $188,004.69
(Greg Marks and Kent Emerson Lounds)
Full
Lushington, Terence
Order
$15,000.00 Full
Lyndz Pharmaceuticals Inc.
Order
$400,000.00 $2,100,000.00
(James Marketing, Michael Eatch, Rickey Mckenzie)
Full
Macfarlane, Ross
Order
$2,500.00 Full
Mainse, Reynold
Order
$247,719.50
(Axcess Automation LLC, Axcess Fund Management LLC, Axcess Fund LP, Driver, Steven M. Taylor, Berkshire Management Services Inc. Carrying On Business As International Communication Strategies, 1303066 Ontario Ltd. Carrying On Business As Acg Graphic Communications, Montecassino Management Corporation, Reynold Mainse and World Class Communications)
Full
Majestic Supply Co. Inc.
Order
$250,000.00 Full
Maple Leaf Investment Fund Corp.
Order
$3,295,806.00
(Joe Henry Chau, Sunil Tulsiani, Maple Leaf Investment Fund Corp., and Tulsiani Investments Inc.)
Full
Manor, Boaz
Order
$8,800,000.00 Full
Marks, Greg
Order
$250,000.00 $188,004.69
(Greg Marks and Kent Emerson Lounds)
Full
Martin, Andrew
Order
$55,000.00 $558,000.00
(Darryl Brubacher, Andrew Martin, TADD Investment Properties Inc.)
Full
Martinez, Wayne Gerard
Order
$250,000.00 $1,162,125.00
(New Found Freedom Financial, Singh, Ron Deonarine, Martinez, Wayne Gerard, Levy, Pauline)
Full
Mason, John Douglas Lee
Order
$1,174,175.21 $600,000.00
(Colby Cooper Capital Inc., Colby Cooper Inc., Pac West Minerals Limited, John Douglas Lee Mason)
Full
Mateyak, Laura
Order
$2,500.00 Full
MBS Group (Canada) Ltd.
Order
$936,000.00
(MBS Group (Canada) Ltd. and Balbir Ahluwalia)
Full
McErlean, Shaun Gerard
Order
$8,191,040.49
(Shaun Gerard McErlean and Securus Capital Inc.)
Partial
Mckenzie, Rickey
Order
$600,000.00 $700,000.00
(Lyndz Pharmaceuticals Inc., James Marketing)
Full
McQuarrie, Gord
Order
$500.00 Partial
Medra Corp.
Order
$469,528.75 Full
Mellon, Richard
Order
$400,000.00 $353,229.19
(Richard Mellon and Alex Elin)
Full
Mendelson, Michael
Order
$320,000.00 Full
Mezinski, Tom
Order
$595.00 Full
MMCL Mind Management Consulting
Order
$40,000.00 $669,651.25
(Franklin Danny White, Naveed Ahmad Qureshi, WNBC The World Network Business Club Ltd., MMCL Mind Management Consulting, Capital Reserve Financial Group, and Capital Investments of America)
Full
Moloney, Brian Patrick (also known as Brian Caldwell)
Order
$300,000.00 $1,906,991.39
(Goldpoint Resources Corporation, Pasqualino Novielli (also known as Lee or Lino Novielli), Brian Patrick Moloney (also known as Brian Caldwell), and Zaida Pimentel (also known as Zaida Novielli))
Full
Moncasa Capital Corporation
Order
$1,912,521.02
(Moncasa Capital Corporation, John Frederick Collins)
Full
Montecassino Management Corporation
Order
$2,278,284.90
(Axcess Automation LLC, Axcess Fund Management LLC, Axcess Fund LP, Driver, Steven M. Taylor, Berkshire Management Services Inc. Carrying On Business As International Communication Strategies, 1303066 Ontario Ltd. Carrying On Business As Acg Graphic Communications, Montecassino Management Corporation, Reynold Mainse and World Class Communications
Full
Moore, Jacob
Order
$4,200.00 Partial
Morgan Dragon Development Corp.
Order
$73,000.00
(Morgan Dragon Development Corp., John Cheong (AKA Kim Meng Cheong), Herman Tse)
Partial
M P Global Financing Ltd
Order
$250,000.00 $2,092,680.77
(M P Global Financing Ltd and Joe Feng Deng)
Partial
Muller, Serge
Order
$40,000.00 Full
Multiple Streams of Income (MSI) Inc.
Order
$500,000.00
(Wilton J. Neale, Multiple Streams of Income (MSI) Inc. and 360 Degree Financial Services Inc.)
Full
Murphy, Ray
Order
$15,000.00 Full
Neale, Wilton J.
Order
$275,179.00 $500,000.00
(Wilton J. Neale, Multiple Streams of Income (MSI) Inc. and 360 Degree Financial Services Inc.)
Full
Nelson Investment Group Ltd.
Order
$350,000.00
(Marc D. Boutet and Nelson Investment Group Ltd.)
Partial
Nerdahl, Brian
Order
$2,500.00 Full
New Found Freedom Financial
Order
$1,163,125.00
(New Found Freedom Financial, Singh, Ron Deonarine, Martinez, Wayne Gerard, Levy, Pauline)
Full
New Hudson Television Corp
Order
$385,000.00
(New Hudson Television Corp., New Hudson Television LLC, and James Dmitry Salganov)
Full
New Hudson Television LLC
Order
$385,000.00
(New Hudson Television Corp., New Hudson Television LLC, and James Dmitry Salganov)
Full
New Life Capital Advantage Inc.
Order
$22,508,784.50
(New Life Capital Corp., New Life Capital Investments Inc., New Life Capital Advantage Inc., New Life Capital Strategies Inc., 2126375 Ontario Inc., 2108375 Ontario Inc., 2126533 Ontario Inc., 2152042 Ontario Inc., 2100228 Ontario Inc., 2173817 Ontario Inc. and 1660690 Ontario Ltd., Paola Lombardi, L. Jeffrey Pogachar)
Full
New Life Capital Corp.
Order
$22,508,784.50
(New Life Capital Corp., New Life Capital Investments Inc., New Life Capital Advantage Inc., New Life Capital Strategies Inc., 2126375 Ontario Inc., 2108375 Ontario Inc., 2126533 Ontario Inc., 2152042 Ontario Inc., 2100228 Ontario Inc., 2173817 Ontario Inc. and 1660690 Ontario Ltd., Paola Lombardi, L. Jeffrey Pogachar)
Full
New Life Capital Investments Inc.
Order
$22,508,784.50
(New Life Capital Corp., New Life Capital Investments Inc., New Life Capital Advantage Inc., New Life Capital Strategies Inc., 2126375 Ontario Inc., 2108375 Ontario Inc., 2126533 Ontario Inc., 2152042 Ontario Inc., 2100228 Ontario Inc., 2173817 Ontario Inc. and 1660690 Ontario Ltd., Paola Lombardi, L. Jeffrey Pogachar)
Full
New Life Capital Strategies Inc.
Order
$22,508,784.50
(New Life Capital Corp., New Life Capital Investments Inc., New Life Capital Advantage Inc., New Life Capital Strategies Inc., 2126375 Ontario Inc., 2108375 Ontario Inc., 2126533 Ontario Inc., 2152042 Ontario Inc., 2100228 Ontario Inc., 2173817 Ontario Inc. and 1660690 Ontario Ltd., Paola Lombardi, L. Jeffrey Pogachar)
Full
Novielli, Pasqualino (also known as Lee or Lino Novielli)
Order
$300,000.00 $1,906,991.39
(Goldpoint Resources Corporation, Pasqualino Novielli (also known as Lee or Lino Novielli), Brian Patrick Moloney (also known as Brian Caldwell), and Zaida Pimentel (also known as Zaida Novielli)
Full
O'Brien, Eric
Order
$205,000.00
(Shallow Oil & Gas Inc., Eric O’Brien, Abel Da Silva and Abraham Herbert Grossman also known as Allen Grossman)
Full
O'Brien, Eric F.
Order
$500,000.00 $749,064.50
(Al-tar Energy Corp., Alberta Energy Corp., Drago Gold Corp., David C. Campbell, Abel Da Silva, Eric F. O’Brien and Julian M. Sylvester)
Full
Ochnik, Richard
Order
$30,748.50
(Richard Ochnik and 1464210 Ontario Inc.)
Full
Ogg, John
Order
$25,000.00 Full
Oliveira, Antonio Carlos Neto David
Order
$390,000.00 Full
Onix International Inc.
Order
$232,000.00
(Onix International Inc., Phipps, Tyrone Constantine)
Full
Pac West Minerals Limited
Order
$1,223,800.00 $600,000.00
(Colby Cooper Capital Inc., Colby Cooper Inc., Pac West Minerals Limited, John Douglas Lee Mason)
Full
Paladin Capital Markets Inc.
Order
$515,000.00 Full
Pan, Kit Ching
Order
$350,000.00 $2,181,217.94
(Basil M Toussaint, Michael Gahunia and Global Partners Capital, Asia Pacific Energy, Inc., 1666475 Ontario Inc., Kit Ching Pan, Hau Wai Cheung, Alex Pidgeon and Rafique Jiwani)
Full
Pangilinan, Rafael
Order
$5,000.00
(Sunwide Finance Inc., Sun Wide Group, Sun Wide Insurers, Bryan Bowles, Robert Drury, George Sutton, Lorenzo M. Romero and Rafael Pangilinan)
Full
Pasternak, Oded
Order
$174,870.00 Full
Pasternak, Oded
Order
$343,712.00 Full
Pauly, Charles
Order
$60,000.00 Full
Pelcowitz, David Paul
Order
$400,000.00 $568,729.49
(IMG International Inc., Pelcowitz, David Paul)
Partial
Persaud, Kevin
Order
$11,121.00 $90,000.00
(K&S Global Wealth Creative Strategies Inc., Kevin Persaud)
Partial
Phipps, Tyrone Constantine
Order
$25,000.00 $232,000.00
(Onix International Inc., Phipps, Tyrone Constantine )
Full
Pidgeon, Alex
Order
$300,000.00 $2,181,217.94
(Basil M Toussaint, Michael Gahunia and Global Partners Capital, Asia Pacific Energy, Inc., 1666475 Ontario Inc., Kit Ching Pan, Hau Wai Cheung, Alex Pidgeon and Rafique Jiwani)
Full
Pimentel, Zaida (also known as Zaida Novielli)
Order
$300,000.00 $796,803.00
(Goldpoint Resources Corporation, Pasqualino Novielli (also known as Lee or Lino Novielli), Brian Patrick Moloney (also known as Brian Caldwell), and Zaida Pimentel (also known as Zaida Novielli))
Full
Pittoors, Hugo
Order
$2,500.00 Full
Platinum International Investments Inc.
Order
$45,000.00 $113,893.90
(Platinum International Investments Inc. and Peter Robinson)
Full
Pogachar, L. Jeffrey
Order
$750,000.00 $22,166,363.32
(New Life Capital Corp., New Life Capital Investments Inc., New Life Capital Advantage Inc., New Life Capital Strategies Inc., 2126375 Ontario Inc., 2108375 Ontario Inc., 2126533 Ontario Inc., 2152042 Ontario Inc., 2100228 Ontario Inc., 2173817 Ontario Inc. and 1660690 Ontario Ltd., Paola Lombardi, L. Jeffrey Pogachar)
Full
Poole, Alexander
Order
$2,500.00 Full
Power To Create Wealth Inc.
Order
$200,000.00
(Marlon Gary Hibbert, Ashanti Corporate Services Inc., Dominion International Resource Management Inc., Kabash Resource Management, Power To Create Wealth Inc. and Power To Create Wealth Inc. (Panama))
Full
Power To Create Wealth Inc. (Panama)
Order
$200,000.00
(Marlon Gary Hibbert, Ashanti Corporate Services Inc., Dominion International Resource Management Inc., Kabash Resource Management, Power To Create Wealth Inc. and Power To Create Wealth Inc. (Panama))
Full
Prentice, David
Order
$550,000.00 $115,000.00
(Shane Smith, David Prentice and Synergy Group (2000) Inc.)
Full
PSST Global Corporation
Order
$2,525,000.00
(Chartcandle Investments Corporation, CCI Financial, LLC, Chartcandle Inc., PSST Global Corporation and Stephen Michael Chesnowitz)
Full
Quach, Hao
Order
$5,923,954.96
(Systematech Solutions Inc., April Vuong and Hao Quach)
Full
Qureshi, Naveed Ahmad
Order
$50,000.00 $669,651.25
(Franklin Danny White, Naveed Ahmad Qureshi, WNBC The World Network Business Club Ltd., MMCL Mind Management Consulting, Capital Reserve Financial Group, and Capital Investments of America)
Full
Rahman, Monie
Order
$250,000.00
(Rahman Monie and Shane Suman)
Partial
Ramoutar, Justin
Order
$201,158.00 $2,660,155.00
Suite 1108, Toronto, ON M1T 3V6
Full
Ramoutar, Pamela
Order
$637,889.00
Full
Rash, Howard
Order
$313,461.00 Full
Rash, Howard
Order
$15,000.00 Full
Rash, Howard (Re: Momentas et al.)
Order
$1,350,000.00 $38,782.00
(Howard Rash and Alexander Funt)
Full
R.E.A.L. Group Fund III (Canada) LP
Order
$1,900,370.62
Normand Gauthier, Gentree Asset Management Inc., R.E.A.L. Group Fund III (Canada) LP, and CanPro Income Fund I, LP
Full
Rex Diamond Mining Corporation
Order
$60,000.00 Full
Rezwealth Financial Services Inc.
Order
$1,185,778.00
Rezwealth Financial Services Inc., Pamela Ramoutar, Justin Ramoutar
Full
Richvale Resource Corporation
Order
$335,366.62
(Richvale Resource Corporation and Pasquale Schiavone)
Full
Ricketts, Devon
Order
$207,094.50 $22,447.50
Devon Ricketts, Mark Griffiths
Full
Robbins, Wayne D.
Order
$1,519,658.00
(Canyon Acquisitions Llc, Canyon Acquisitions International Llc, Brent Borland, Wayne D. Robbins, Marco Caruso, Placencia Estates Development Ltd., Copal Resort Development Group Llc, Rendezvous Island Ltd., The Placencia Marina Ltd., and The Placencia Hotel And Residences Ltd)
Partial
Robertson, Archibald
Order
$490,000.00 Partial
Robinson, Peter (Re: Global Energy Group Limited)
Order
$26,400.00 Full
Robinson, Peter (Re: Platinum International Investments Inc.)
Order
$45,000.00 $113,893.90
(Platinum International Investments Inc. and Peter Robinson)
Full
Robinson, Peter (Re: Uranium308 Resources Inc.)
Order
$1,284,890.00 Full
Robinson, Peter (Re: York-Rio Resources Inc.)
Order
$569,000.00 Full
Rodney International
Order
$2,000.00
(Rodney International and Michael A. Gittens)
Full
Romero, Lorenzo Marcos D.
Order
$5,000.00
(Sunwide Finance Inc., Sun Wide Group, Sun Wide Insurers, Bryan Bowles, Robert Drury, George Sutton, Lorenzo M. Romero and Rafael Pangilinan)
Full
Rooney, Patrick J.
Order
$57,482.50
(IMAGIN Diagnostic Centres Inc. and Patrick J. Rooney)
Full
Sabourin and Sun (BVI) Inc.
Order
$29,230,000.00
(Peter Sabourin, Sabourin and Sun Inc., Sabourin and Sun (BVI) Inc., Sabourin and Sun Group of Companies Inc., Camdeton Trading Ltd. and Camdeton Trading S.A.)
Full
Sabourin and Sun Group of Companies Inc.
Order
$29,230,000.00
(Peter Sabourin, Sabourin and Sun Inc., Sabourin and Sun (BVI) Inc., Sabourin and Sun Group of Companies Inc., Camdeton Trading Ltd. and Camdeton Trading S.A.)
Full
Sabourin and Sun Inc.
Order
$29,230,000.00
(Peter Sabourin, Sabourin and Sun Inc., Sabourin and Sun (BVI) Inc., Sabourin and Sun Group of Companies Inc., Camdeton Trading Ltd. and Camdeton Trading S.A.)
Full
Sabourin, Peter
Order
$29,230,000.00
(Peter Sabourin, Sabourin and Sun Inc., Sabourin and Sun (BVI) Inc., Sabourin and Sun Group of Companies Inc., Camdeton Trading Ltd. and Camdeton Trading S.A.)
Full
Salganov, James Dmitry
Order
$385,000.00
(New Hudson Television Corp., New Hudson Television LLC, and James Dmitry Salganov)
Full
Schaumer, Michael
Order
$1,440,000.00 Full
Schiavone, Pasquale
Order
$335,366.62
(Richvale Resource Corporation and Pasquale Schiavone)
Full
Schnedl, Anton
Order
$849,260.83
(Lehman Cohort Global Group Inc. and Anton Schnedl)
Full
Scott, Mark Anthony
Order
$2,304,381.66 Full
Securus Capital Inc.
Order
$7,459,049.84
(Shaun Gerard McErlean and Securus Capital Inc.)
Partial
Shah, Pranab
Order
$5,000.00 Full
Shallow Oil & Gas Inc.
Order
$205,000.00
(Shallow Oil & Gas Inc., Eric O’Brien, Abel Da Silva and Abraham Herbert Grossman also known as Allen Grossman)
Full
Sherman, Adam
Order
$250,000.00 Full
Shiff, Andrew
Order
$13,792.00 $10,532.00
(Global Energy Group, Ltd., Vadim Tsatskin, Andrew Shiff)
Full
Shuman, Alan Marsh
Order
$30,000.00 Full
Silverstein, Alan
Order
$228,372.00 Full
Simply Wealth Financial Group Inc
Order
$215,790.00
(Simply Wealth Financial Group Inc., Naida Allarde, Bernardo Giangrosso)
Full
Simpson, David
Order
$38,000.00
(David Simpson and First Financial Services)
Full
Singh, Ron Deonarine
Order
$250,000.00 $1,162,125.00
(New Found Freedom Financial, Singh, Ron Deonarine, Martinez, Wayne Gerard, Levy, Pauline)
Full
Smith, Adrion
Order
$57,500.00 Full
Smith, Dale
Order
$2,125,000.00 $295,000.00
(John Xanthoudakis and Dale Smith)
Full
Smith, Shane (Re: Borealis et al.)
Order
$550,000.00 $115,000.00
(Shane Smith, David Prentice and Synergy Group (2000) Inc.)
Full
Smith, Shane (Re: Sabourin et al.)
Order
$1,160,000.00 Full
Smith, Vernon
Order
$258,412.00 $202,441.51
(Ronald Crowe and Vernon Smith)
Full
Smith, Willoughby
Order
$145,000.00 $37,658.18
1778445 Ontario Inc. And Willoughby Smith
Full
Spork, Natalie
Order
$210,00.00 Full
Spork, Otto
Order
$7,700,000.00 Full
Statham, Joy
Order
$2,500.00 Full
Stephan, John
Order
$25,000.00 Full
Stephen, Michael Chesnowitz
Order
$250,000.00 $2,525,000.00
(Chartcandle Investments Corporation, CCI Financial, LLC, Chartcandle Inc., PSST Global Corporation and Stephen Michael Chesnowitz)
Full
Steplock, Roy Michael
Order
$188,939.10 Partial
Sulja Bros. Building Supplies, Ltd.
Order
$5,835,000.00
(Sulja Bros. Building Supplies, Ltd., Petar Vucicevich, Kore International Management Inc. and Andrew DeVries)
Full
Sulja, Sam
Order
$150,000.00 Full
Sulja, Steven
Order
$150,000.00 Full
Suman, Shane
Order
$1,204,938.07 $250,000.00
(Rahman Monie and Shane Suman)
Partial
Suncastle Developments Corporation
Order
$2,107,682.00 Full
Sunderji, Adil
Order
$9,000.00   Partial
Sun Wide Group
Order
$5,000.00
(Sunwide Finance Inc., Sun Wide Group, Sun Wide Insurers, Bryan Bowles, Robert Drury, George Sutton, Lorenzo M. Romero and Rafael Pangilinan)
Full
Sun Wide Insurers
Order
$5,000.00
(Sunwide Finance Inc., Sun Wide Group, Sun Wide Insurers, Bryan Bowles, Robert Drury, George Sutton, Lorenzo M. Romero and Rafael Pangilinan)
Full
Sunwide Finance Inc.
Order
$5,000.00
(Sunwide Finance Inc., Sun Wide Group, Sun Wide Insurers, Bryan Bowles, Robert Drury, George Sutton, Lorenzo M. Romero and Rafael Pangilinan)
Full
Sutton, George
Order
$5,000.00
(Sunwide Finance Inc., Sun Wide Group, Sun Wide Insurers, Bryan Bowles, Robert Drury, George Sutton, Lorenzo M. Romero and Rafael Pangilinan)
Full
Swaby, Paul
Order
  $10,900.00
(Swaby, Paul/Zompas Consulting)
Partial
Sylvester, Julian M.
Order
$60,339.70 $176,774.53
(Al-tar Energy Corp., Alberta Energy Corp., Drago Gold Corp., David C. Campbell, Abel Da Silva, Eric F. O’Brien and Julian M. Sylvester)
Partial
Syndications Canada Inc.
Order
$2,788,255.56
(Energy Syndications Inc., Green Syndications Inc., Syndications Canada Inc., Douglas William Chaddock)
Full
Synergy Group (2000) Inc.
Order
$550,000.00 $115,000.00
(Shane Smith, David Prentice and Synergy Group (2000) Inc.)
Full
Systematech Solutions Inc.
Order
$5,923,954.96
(Systematech Solutions Inc., April Vuong and Hao Quach)
Full
Taylor, Steven M.
Order
$2,278,284.9
Axcess Automation LLC, Axcess Fund Management LLC, Axcess Fund LP, Driver, Steven M. Taylor, Berkshire Management Services Inc. Carrying On Business As International Communication Strategies, 1303066 Ontario Ltd. Carrying On Business As Acg Graphic Communications, Montecassino Management Corporation, Reynold Mainse and World Class Communications
Full
TADD Investment Properties Inc.
Order
$55,000.00 $558,000.00
(Darryl Brubacher, Andrew Martin, TADD Investment Properties Inc.)
Full
Tersigni, Ralph James
Order
$300,857.88 Partial
Toussaint, Basil Marcellinius
Order
$114,000.00 $101,087.00
(Basil M Toussaint and Global Partners Capital, Asia Pacific Energy, Inc., 1666475 Ontario Inc., Kit Ching Pan, Hau Wai Cheung, Alex Pidgeon and Rafique Jiwani)
Full
Travis, Larry
Order
$2,500.00 Full
Tsatskin, Vadim
Order
$1,030,430.00 $4,274,320.00
(Global Energy Group, Ltd., Vadim Tsatskin, Michael Schaumer, Elliot Feder, Oded Pasternak, Alan Silverstein, Herbert Groberman, Allan Walker, Peter Robinson, Vyacheslav Brikman, Nikola Bajovski, Bruce Cohen and Andrew Shiff)
Full
Tsatskin, Vadim
Order
$22,154.00 Full
Tsatskin, Vadim
Order
$965,500.00 Full
Tse, Herman
Order
$39,000.00
(Morgan Dragon Development Corp., John Cheong (AKA Kim Meng Cheong))
Partial
Tulsiani Investments Inc.
Order
$151,800.00
(Joe Henry Chau, Sunil Tulsiani, Maple Leaf Investment Fund Corp., and Tulsiani Investments Inc.)
Full
Tulsiani, Ravinder
Order
$15,500.00 Partial
Tulsiani, Sunil
Order
$200,000.00 $151,800.00
(Joe Henry Chau, Sunil Tulsiani, Maple Leaf Investment Fund Corp., and Tulsiani Investments Inc.)
Full
Twerdun, Mark Ivan
Order
$1,421,145.37 Full
Uranium308 Resources Inc.
Order
$100,000.00 $2,380,390.00
(Uranium308 Resources Inc.and Michael Friedman)
Full
Valde, Gord
Order
$12,307.50 Full
Verbeek, Brian Peter
Order
$94,618.75 Full
Villanti, Vince
Order
$60,000.00
(Vincent Vilanti, Larry Haliday, Integrated Business Concepts Inc. and Borealis International Inc.)
Full
Vucicevich, Petar
Order
$775,000.00 $5,600,000.00
(Sulja Bros. Building Supplies, Ltd., Petar Vucicevich, Kore International Management Inc and Andrew DeVries)
Full
Vuong, April
Order
$5,923,954.96
(Systematech Solutions Inc., April Vuong and Hao Quach)
Full
Waddingham, Leonard
Order
$32,857.59 Full
Walker, Allan
Order
$44,500.00 Full
Walker, Allan
Order
$165,042.00 Full
Wash, Kevin
Order
$13,875.00 Full
Waxman, Robert
Order
$125,000.00 Full
Wealth Building Mortgages Inc.
Order
$1,000,000.00
(Heir Home Equity Investment Rewards Inc., Ffi First Fruit Investments Inc., Wealth Building Mortgages Inc.)
Full
Weber, Wesley Wayne
Order
$45,278.75
(Mr. Weber and Goldbridge)
Full
Webster, Joel
Order
$3,500.00 Full
White, Franklin Danny
Order
$50,000.00 $669,651.25
(Franklin Danny White, Naveed Ahmad Qureshi, WNBC The World Network Business Club Ltd., MMCL Mind Management Consulting, Capital Reserve Financial Group and Capital Investments of America)
Full
Winget, Julie
Order
$575,000.00 Full
Winick, Marvin
Order
$187,000.00 Partial
Winick, Sandy
Order
$1,031,200.00 $128,000.00
(Sandy Winick, Gregory J. Curry)
Full
WNBC The World Network Business Club Ltd.
Order
$40,000.00 $669,651.25
(Franklin Danny White, Naveed Ahmad Qureshi, WNBC The World Network Business Club Ltd., MMCL Mind Management Consulting, Capital Reserve Financial Group, and Capital Investments of America)
Full
World Class Communications Inc.
Order
$247,719.50
(Axcess Automation LLC, Axcess Fund Management LLC, Axcess Fund LP, Driver, Steven M. Taylor, Berkshire Management Services Inc. Carrying On Business As International Communication Strategies, 1303066 Ontario Ltd. Carrying On Business As Acg Graphic Communications, Montecassino Management Corporation, Reynold Mainse and World Class Communications)
Full
Wong, Jason
Order
$94,700.00 Full
Xanthoudakis, John
Order
$2,125,000.00 $295,000.00
(John Xanthoudakis and Dale Smith)
Full
Z2A Corp.
Order
$15,000.00 $279,453.10
(Christine Hewitt, Z2A Corp.)
Full
Zetchus, Steven
Order
$37,000.00 $115,634.00
(Blackwood & Rose Inc., Steven Zetchus)
Full
Zhao, Ming Chao
Order
$846,719.00 Full
Zielke, Len J.
Order
$2,500.00 Full
Zompas Consulting
Order
  $10,900.00
Swaby, Paul/Zompas Consulting
Partial