OSC Proceedings

Cease Trade Orders


The OSC has the authority to issue temporary cease trade orders (CTOs) against individuals and/or companies. A CTO prohibits those individuals and/or companies from trading in specified securities over a certain period of time. A CTO can also prohibit all trading in the securities of a particular company.

For more information on CTOs and to find individuals and companies that are the subject of a CTO, visit the Canadian Securities Administrators website.



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