Proceedings


Before the Commission


Under section 127 of the Securities Act (Ontario), the OSC can initiate proceedings against individuals or companies (the respondents) suspected of violating securities law or acting contrary to the public interest.

A proceeding is initiated when a notice of hearing is issued and a statement of allegations is filed. It is heard before an administrative tribunal of the Commission. The Commission can impose sanctions such as financial penalties and bans on trading and other activities in the capital markets.

For documents relating to open and completed proceedings, see All Commission Proceedings.

Commission hearings are generally open to the public. They are held at the OSC’s offices:

Ontario Securities Commission
20 Queen Street West
17th floor
Toronto, ON
M5H 3S8

Upcoming Proceedings

Date and Time Proceeding Information
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April 28, 2015
10:00 AM

Talawdekar, Satish , Hariharan, Anand ,
Section: s. 127 and 127.1
Panel: AJL
Note: C. Price in attendance for Staff
May 11, 2015
10:00 AM

Phillips, David Charles, Wilson, John Russell,
Section: 127
Panel: EPK
Note: Y. Chisholm/ B. Shulman in attendance for Staff
May 13, 2015
10:00 AM

International Strategic Investments, International Strategic Investments Inc., Somin Holdings Inc., Gillani, Nazim, Driscoll, Ryan J.,
Section: 127
Panel: AJL
Note: C. Watson in attendance for Staff
May 27, 2015
10:00 AM

7997698 Canada Inc. (carrying on business as International Legal and Accounting Services Inc.), World Incubation Centre or WIC (ON), Lee, John (also known as Chin Lee), Huang, Mary (also known as Ning-Sheng Mary Huang),
Section: s. 127(1) and 127(5)
Panel: MGC
Note: G. Smyth in attendance for Staff
May 27, 2015
11:00 AM

Welcome Place Inc., Maxsood, Daniel (a.k.a. Muhammad M. Khan), Zhang, Tao, Ashraf, Talat,
Section: s. 127 and 127.1
Panel: MGC
Note: B. Shulman in attendance for Staff
June 8, 2015
3:00 PM

Future Solar Developments Inc., Cenith Energy Corporation, Cenith Air Inc.,, Angel Immigration Inc. And Xundong Qin Also Known As Sam Qin,
Section: s. 127(7) and 127(8)
Panel: MGC
Note: C. Johnson/K. Wilmut in attendance for Staff
June 9-12, 2015
10:00 AM

The Gatekeepers of Wealth Inc., Bochner, Joseph,
Section: s. 127 and 127.1
Panel: CP
Note: G. Smyth in attendance for Staff
June 18, 2015
10:00 AM

GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc., GITC, GITC Inc., Asfour, Amal Tawfiq ,
Section: s. 127(7) and (8)
Panel: AJL
Note: G. Smyth in attendance for staff
June 22 - 30, 2015
10:00 AM

Drabinsky, Garth H., Gottlieb, Myron I., Eckstein, Gordon,
Section: s. 127(10)
Panel: CP
Note: J. Friedman in attendance for Staff
June 24, 2015
9:00 AM

2241153 Ontario Inc., Setenterprice, Singh, Sarbjeet , Banik, Dipak , Guerenska, Stoyanka , Nikolov, Sophia , Todorov, Evgueni,
Section: s. 127 and 127.1
Panel: AJL
Note: C. Johnson in attendance for Staff
September 16, 2015
10:00 AM

AMTE Services Inc., Osler Energy Corporation, Grewal, Ranjit, Colbert, Phillip, Ozga, Edward,
Section: 127
Panel: TBA
Note: C. Rossi in attendance for Staff
In writing


IAC - Independent Academies Canada Inc. , Micron Systems Inc., Everett, Theodore Robert, Duke, Robert H.,
Section: s. 127(1) and 127(10)
Panel: CP
Note: K. Wilmut in attendance for Staff
In writing


Bluestream Capital Corporation, Bluestream International Investments Inc., Krown Consulting Corp., 1859585 Ontario Ltd. (Operating as Sovereign International Investments), Balazs, Peter,
Section: s. 127 and 127.1
Panel: AJL
Note: C. Johnson in attendance for staff
In Writing


2 Wongs Make It Right Enterprises Ltd., 1409779 Alberta Ltd. O/A Canreig Edmonton, Integrity Plus Management Inc., Wong, Khom, also Known As Khom Ngoan Huynh, Wong, Janeen, also Known As Janeen M. Schimpf,
Section: s. 127(1) and 127(10)
Panel: MGC
Note: K. Wilmut in attendance for Staff
In writing


Ground Wealth Inc., Dunk, Michelle, Smith, Adrion, Webster, Joel, De Boer, Doug, Armadillo Energy Inc., Armadillo Energy, Inc., Armadillo Energy, LLC (aka Armadillo Energy LLC),
Section: 127
Panel: CP
Note: J. Feasby in attendance for Staff