Proceedings


Before the Commission


Under section 127 of the Securities Act (Ontario), the OSC can initiate proceedings against individuals or companies (the respondents) suspected of violating securities law or acting contrary to the public interest.

A proceeding is initiated when a notice of hearing is issued and a statement of allegations is filed. It is heard before an administrative tribunal of the Commission. The Commission can impose sanctions such as financial penalties and bans on trading and other activities in the capital markets.

For documents relating to open and completed proceedings, see All Commission Proceedings.

Commission hearings are generally open to the public. They are held at the OSC’s offices:

Ontario Securities Commission
20 Queen Street West
17th floor
Toronto, ON
M5H 3S8

Upcoming Proceedings

Date and Time Proceeding Information
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In writing


Greenstar Agricultural Corporation , Guan, Lianyun ,
Section: s. 127 and 127.1
Panel: CP
Note: T. Center in attendance for Staff
In Writing


2 Wongs Make It Right Enterprises Ltd., 1409779 Alberta Ltd. O/A Canreig Edmonton, Integrity Plus Management Inc., Wong, Khom, also Known As Khom Ngoan Huynh, Wong, Janeen, also Known As Janeen M. Schimpf,
Section: s. 127(1) and 127(10)
Panel: MGC
Note: K. Wilmut in attendance for Staff
In writing


Ground Wealth Inc., Dunk, Michelle, Smith, Adrion, Webster, Joel, De Boer, Doug, Armadillo Energy Inc., Armadillo Energy, Inc., Armadillo Energy, LLC (aka Armadillo Energy LLC),
Section: 127
Panel: CP
Note: J. Feasby in attendance for Staff
TBA Uranium308 Resources Inc., Friedman, Michael, Schwartz, George, Robinson, Peter, Khan, Shafi,
Section: 127
Panel: TBA
Note: H. Craig/C. Rossi in attendance for Staff
TBA Portus Alternative Asset Management Inc., Portus Asset Management Inc., Manor, Boaz, Mendelson, Michael, Labanowich, Michael, Ogg, John,
Section: 127
Panel: TBA
Note: H. Craig in attendance for Staff
TBA O'Brien, David M.,
Section: 37, 127 and 127.1
Panel: TBA
Note: B. Shulman in attendance for Staff
TBA Yaqeen, Abdullah Yama,
Section: 8(2)
Panel: TBA
Note: J. Superina in attendance for Staff
TBA Brilliante Brasilcan Resources Corp., York Rio Resources Inc., Aidelman, Brian W., Georgiadis, Jason, Taylor, Richard, York, Victor,
Section: 127
Panel: TBA
Note: H. Craig in attendance for Staff
TBA


Pro-Financial Asset Management Inc., McKinnon, Stuart, Farrell, John,
Section: s. 127 and 127.1
Panel: CP
Note: D. Ferris in attendance for Staff
TBA


Welcome Place Inc., Maxsood, Daniel (a.k.a. Muhammad M. Khan), Zhang, Tao, Ashraf, Talat,
Section: s. 127 and 127.1
Panel: MGC/TM
Note: B. Shulman in attendance for Staff
TBA


Bradon Technologies Ltd., Compta, Joseph, Ensign Corporate Communications Inc., German, Timothy,
Section: s. 127 and 127.1
Panel: TBA
Note: B. Shulman in attendance for staff
TBA


Quadrexx Hedge Capital Management Ltd., Quadrexx Secured Assets Inc., Nagy, Miklos, Sanfelice, Tony,
Section: s. 127
Panel: CP
Note: D. Ferris / M. Vaillancourt in attendance for staff
TBA


Blue Gold Holdings ltd., Blackburn, Derek , Kurichh, Raj , Greening, Nigel ,
Section: s. 127 and 127.1
Panel: TBA
Note: S. Chandra/C. Devlin in attendance for Staff
TBA


Lewis, Andre ,
Section: s. 127(1) and 127(10)
Panel: AJL
Note: K. Wilmut in attendance for Staff