Proceedings


Before the Commission


Under section 127 of the Securities Act (Ontario), the OSC can initiate proceedings against individuals or companies (the respondents) suspected of violating securities law or acting contrary to the public interest.

A proceeding is initiated when a notice of hearing is issued and a statement of allegations is filed. It is heard before an administrative tribunal of the Commission. The Commission can impose sanctions such as financial penalties and bans on trading and other activities in the capital markets.

For documents relating to open and completed proceedings, see All Commission Proceedings.

Commission hearings are generally open to the public. They are held at the OSC’s offices:

Ontario Securities Commission
20 Queen Street West
17th floor
Toronto, ON
M5H 3S8

Upcoming Proceedings

Date and Time Proceeding Information
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April 14, 2016
10:00 AM

Kotton, Lance, Titan Equity Group Ltd.,
Section: s. 127
Panel: TBA
Note: P. Foy in attendance for Staff
April 18, 2015
10:00 AM

April 20-28, May 2, 4-6, 2016
10:00 a.m
Sino-Forest Corporation, Chan, Allen, Ip, Albert, Hung, Alfred C.T., Ho, George, Yeung, Simon, Horsley, David,
Section: s.127
Panel: JDC/EPK/DL
Note: H. Craig/C. Rossi in attendance for Staff
April 18, 2016
10:00 AM

April 20-22, 2016
10:00 AM
Blue Gold Holdings Ltd., Blackburn, Derek , Kurichh, Raj , Greening, Nigel ,
Section: s. 127 and 127.1
Panel: AJL/TM/JL
Note: A. Pershcy in attendance for Staff
May 11, 2016
10:00 AM

Darrigo, Paul Christopher ,
Section: s. 8 and 21.7
Panel: AJL
Note: A. Pelletier in attendance for Staff
May 12-13, 2016
10:00 AM

Quadrexx Hedge Capital Management Ltd., Quadrexx Secured Assets Inc., Nagy, Miklos, Sanfelice, Tony,
Section: s. 127
Panel: CP
Note: D. Ferris / M. Vaillancourt in attendance for staff
May 25, 2016
10:00 AM

Yanaky, Daniel William ,
Section: s. 8 & 21.7
Panel: JL/AMR/JNR
Note: M. Britton in attendance for Staff
June 20-21, 2016
10:00 AM

June 24-28 & July 19, 2016


10:00 AM

Drabinsky, Garth H., Gottlieb, Myron I., Eckstein, Gordon,
Section: s. 127(10)
Panel: TBA
Note: J. Friedman in attendance for Staff
In writing


Greenstar Agricultural Corporation , Guan, Lianyun ,
Section: s. 127 and 127.1
Panel: CP
Note: T. Center in attendance for Staff
In writing


Bedford, Terrence,
Section: s. 127(1) and 127(10)
Panel: TM
Note: C. Devlin in attendance of Staff
In writing


Downing, Sharon ,
Section: s. 127(1) and 127(10)
Panel: TM
Note: C. Devlin in attendance for Staff
In writing


Zeiben, Lawrence, Grit International Inc., Texas Petroleum Inc.,
Section: s. 127(1) and 127(10)
Panel: TM
Note: C. Devlin in attendance of Staff
In writing


Dhala, Hussain,
Section: s. 127(1) and 127(10)
Panel: JL
Note: C. Devlin in attendance of Staff
In writing


Sebastian, Fred Louis,
Section: s. 127(1) and 127(10)
Panel: JL
Note: C. Devlin in attendance of Staff
In writing


Dowlati, Noshad ,
Section: s. 127(1) and 127(10)
Panel: TM
Note: C. Devlin in attendance of Staff
In writing


Williams, Robert Laudy ,
Section: s. 127(1) and 127(10)
Panel: TM
Note: C. Devlin in attendance for Staff