Proceedings


Before the Commission


Under section 127 of the Securities Act (Ontario), the OSC can initiate proceedings against individuals or companies (the respondents) suspected of violating securities law or acting contrary to the public interest.

A proceeding is initiated when a notice of hearing is issued and a statement of allegations is filed. It is heard before an administrative tribunal of the Commission. The Commission can impose sanctions such as financial penalties and bans on trading and other activities in the capital markets.

For documents relating to open and completed proceedings, see All Commission Proceedings.

Commission hearings are generally open to the public. They are held at the OSC’s offices:

Ontario Securities Commission
20 Queen Street West
17th floor
Toronto, ON
M5H 3S8

Upcoming Proceedings

Date and Time Proceeding Information
Page 1 of 2Next » 
May 26, 2017
11:00 AM

Kotton, Lance, Titan Equity Group Ltd.,
Section: s. 127
Panel: TM/WJF
Note: P. Foy in attendance for Staff
May 29, 2017
10:00 AM

Money Gate Mortgage Investment Corporation, Money Gate Corp., Katebian, Morteza, Katebian, Payam,
Section: s. 127
Panel: TM/WJF/MJS
Note: A. Heydon/M. Vaillancourt in attendance for Staff
June 2, 2017
1:00 PM

Wing, Dennis,
Section: s. 127 and 127.1
Panel: JL
Note: M. Britton in attendance for Staff
June 2, 2017
2:00 PM

Home Capital Group Inc., Soloway, Gerald, Morton, Robert, Reid, Martin,
Section: s. 127 and 127.1
Panel: JL
Note: J. Lynch/C. Price in attendance for Staff
June 12, 2017
1:00 PM

TCM Investments Ltd. carrying on business as OPTIONRALLY, LFG Investments Ltd., AD Partners Solutions Ltd., InterCapital SM Ltd.,
Section: s. 127
Panel: TM
Note:

M. Britton in attendance for Staff

June 12, 2017
2:00 PM

Bradbury, Nelson Peter,
Section: s. 127(1) and 127(10)
Panel: TM
Note:

M. Alvaro in attendance for Staff

June 26, 2017
10:00 AM

Meharchand, Dennis L., , Valt.X Holdings Inc,
Section: s. 127
Panel: JL
Note: C. Johnson in attendance for Staff
August 22-23, 2017
10:00 AM

Quadrexx Hedge Capital Management Ltd., Quadrexx Secured Assets Inc., Nagy, Miklos, Sanfelice, Tony,
Section: s. 127
Panel: TM
Note: D. Ferris / M. Vaillancourt in attendance for staff
September 11, 2017
10:00 AM

Cheng, Benedict, Soave, Frank, Rothstein, John David, Tremblay, Eric,
Section: s. 127 and 127.1
Panel: TBA
Note: C. Price in attendance for Staff
October 2, 2017
10:00 AM

Crystal Wealth Management System Limited, Smith, Clayton, CLJ Everest Ltd, 1150752 Ontario Limited, Crystal Wealth Media Strategy, Crystal Wealth Mortgage Strategy, Crystal Enlightened Resource & Precious Metal Fund, Crystal Wealth Medical Strategy, Crystal Wealth Enlightened Factoring Strategy, ACM Growth Fund, ACM Income Fund, Crystal Wealth High Yield Mortgage Strategy, Crystal Enlightened Bullion Fund, Absolute Sustainable Property Fund, Absolute Sustainable Dividend Fund, Crystal Wealth Enlightened Hedge Fund, Crystal Wealth Infrastructure Strategy, Crystal Wealth Conscious Capital Strategy, Crystal Wealth Retirement One Fund,
Section: s. 127
Panel: JL
Note: C. Weiler in attendance for Staff
In writing


Global 8 Environmental Technologies, Inc., Halo Property Services Inc., Canadian Alternative Resources Inc., Branconnier, René Joseph, Burback, Chad Delbert,
Section: s. 127(1) and 127(10)
Panel: MJS
Note: M. Alvaro in attendance for Staff
In Writing


Agueci, Eda Marie, Wing, Dennis, Iacono, Santo, Raponi, Josephine, Stephany, Kimberley, Fiorini, Giuseppe (Joseph), Serpa, John, Telfer, Ian, Gornitzki, Jacob, Pollen Services Limited, Fiorillo, Henry,
Section: s. 144
Panel: MJS/AMR/DL
Note:

K. Wilmut in attendance for Staff

In writing


Aaoption, Galaxy International Solutions Ltd., Eshel, David ,
Section: s. 127(1) and 127(10)
Panel: MK
Note:

M. Alvaro in attendance for Staff

TBA Yaqeen, Abdullah Yama,
Section: s. 8(2)
Panel: TBA
Note: J. Superina in attendance for Staff
TBA Sino-Forest Corporation, Chan, Allen, Ip, Albert, Hung, Alfred C.T., Ho, George, Yeung, Simon, Horsley, David,
Section: s.127
Panel: TBA
Note: H. Craig/C. Rossi in attendance for Staff