Proceedings


Before the Commission


Under section 127 of the Securities Act (Ontario), the OSC can initiate proceedings against individuals or companies (the respondents) suspected of violating securities law or acting contrary to the public interest.

A proceeding is initiated when a notice of hearing is issued and a statement of allegations is filed. It is heard before an administrative tribunal of the Commission. The Commission can impose sanctions such as financial penalties and bans on trading and other activities in the capital markets.

For documents relating to open and completed proceedings, see All Commission Proceedings.

Commission hearings are generally open to the public. They are held at the OSC’s offices:

Ontario Securities Commission
20 Queen Street West
17th floor
Toronto, ON
M5H 3S8

Upcoming Proceedings

Date and Time Proceeding Information
Page 1 of 3Next » 
February 10, 2016
3:00 PM

CI Investments Inc.,
Section: s. 127
Panel: CP/DGV/AMR
Note: P. Foy in attendance for Staff
February 11-12, 2016
10:00 AM

Welcome Place Inc., Maxsood, Daniel (a.k.a. Muhammad M. Khan), Zhang, Tao, Ashraf, Talat,
Section: s. 127 and 127.1
Panel: TM/WF/DL
Note: J. Lynch in attendance for Staff
February 17 - 19, 2016
10:00 AM

Tang, Weizhen,
Section: s. 127(1) and 127(10)
Panel: CP/TM/DL
Note: B. van Niejenhuis in attendance for Staff
February 22, 2016
10:00 AM

Future Solar Developments Inc., Cenith Energy Corporation, Cenith Air Inc.,, Angel Immigration Inc. And Xundong Qin Also Known As Sam Qin,
Section: s. 127 and 127.1
Panel: AJL
Note: C. Johnson in attendance for Staff
February 22, 2016
11:00 AM

Dunbar, Glenn Francis ,
Section: s. 127(1) and 127(10)
Panel: TM
Note: C. Devlin in attendance of Staff
February 25, 2016
10:00 AM

Bradon Technologies Ltd., Compta, Joseph, Ensign Corporate Communications Inc., German, Timothy,
Section: s. 127 and 127.1
Panel: CP
Note: C. Weiler in attendance for staff
February 25, 2016
10:00 AM

Zhong, Hong Liang ,
Section: s. 127(1) and 127(10)
Panel: TM
Note: C. Devlin in attendance of Staff
February 26, 2016
10:00 AM

AMTE Services Inc., Osler Energy Corporation, Grewal, Ranjit, Colbert, Phillip, Ozga, Edward,
Section: 127
Panel: AJL
Note: C. Rossi in attendance for Staff
March 1, 2016
10:00 AM

April 4, 11-15, 25-29, May 2, & May 4-6, 2016
10:00 AM
7997698 Canada Inc. (carrying on business as International Legal and Accounting Services Inc.), World Incubation Centre or WIC (ON), Lee, John (also known as Chin Lee), Huang, Mary (also known as Ning-Sheng Mary Huang),
Section: s. 127
Panel: TM/JL
Note: G. Smyth in attendance for Staff
March 16, 2016
1:00 PM

Black Panther Trading Corporation,
Section: s. 127
Panel: TM
Note: K. Wilmut in attendance for Staff
March 21, 2016
10:00 AM

March 23-24, 28-31 and April 1, 4 and 12, 2016
10:00 a.m.
Future Solar Developments Inc., Cenith Energy Corporation, Cenith Air Inc.,, Angel Immigration Inc. And Xundong Qin Also Known As Sam Qin,
Section: s.127
Panel: TBA
Note: C. Johnson in attendance for Staf
April 1, 2016
10:00 AM

Pro-Financial Asset Management Inc., McKinnon, Stuart, Farrell, John,
Section: s. 127 and 127.1
Panel: CP
Note: D. Ferris/C. Weiler in attendance for Staff
April 1, 2016
10:00 AM

April 11, 12-15, 18, 20-22, 25-29 & May 2, 2016
10:00 a.m.
Pro-Financial Asset Management Inc., McKinnon, Stuart, Farrell, John,
Section: s. 127 and 127.1
Panel: CP/AMR/JNR
Note: D. Ferris/C. Weiler in attendance for Staff
April 11, 2016
9:00 AM

May 9, 10, 12, 13, 16, 18, 27 & May 30, 2016
10:00 a.m.
Furtak, Edward , Axton 2010 Finance Corp., Strict Trading Limited, Olsthoorn, Ronald , Trafalgar Associates Limited, Allen, Lorne , Strictrade Marketing Inc.,
Section: s. 127 and 127.1
Panel: JL
Note: C. Weiler in attendance for Staff
April 14, 2016
9:00 AM

Edward Furtak et al., Axton 2010 Finance Corp., Strict Trading Limited, Olsthoorn, Ronald , Trafalgar Associates Limited, Allen, Lorne , Strictrade Marketing Inc.,
Section: s. 127 and 127.1
Panel: JL
Note: C. Weiler in attendance for Staff