Proceedings


Before the Commission


Under section 127 of the Securities Act (Ontario), the OSC can initiate proceedings against individuals or companies (the respondents) suspected of violating securities law or acting contrary to the public interest.

A proceeding is initiated when a notice of hearing is issued and a statement of allegations is filed. It is heard before an administrative tribunal of the Commission. The Commission can impose sanctions such as financial penalties and bans on trading and other activities in the capital markets.

For documents relating to open and completed proceedings, see All Commission Proceedings.

Commission hearings are generally open to the public. They are held at the OSC’s offices:

Ontario Securities Commission
20 Queen Street West
17th floor
Toronto, ON
M5H 3S8

Upcoming Proceedings

Date and Time Proceeding Information
Page 1 of 2Next » 
September 1-4, 2015
9:00 AM

September 9-17, 21, 23, 25-30, October 1, 5-7, 13-16, 19, 21-29, November 2, 4, 6, 9, 11-16, 18-25, 30, December 2, 4-10, 14 & December 16-17, 2015
9:00 a.m.

September 24, 2015
2:00 p.m.

December 3, 2015
12:00 p.m.

Sino-Forest Corporation, Chan, Allen, Ip, Albert, Hung, Alfred C.T., Ho, George, Yeung, Simon, Horsley, David,
Section: s.127
Panel: JDC/EPK/DL
Note: H. Craig/C. Rossi in attendance for Staff
September 9, 2015
10:00 AM

Future Solar Developments Inc., Cenith Energy Corporation, Cenith Air Inc.,, Angel Immigration Inc. And Xundong Qin Also Known As Sam Qin,
Section: s. 127(7) and 127(8)
Panel: MGC
Note: C. Johnson/K. Wilmut in attendance for Staff
September 9, 2015
2:00 PM

Bedford, Terrence,
Section: s. 127(1) and 127(10)
Panel: TM
Note: B. Shulman in attendance of Staff
September 9, 2015
3:00 PM

Dinardo, Paul Camillo ,
Section: s. 127(1) and 127(10)
Panel: TM
Note: C. Devlin in attendance of Staff
September 14, 2015
10:00 AM

Oversea Chinese Fund Limited Partnership, Weizhen Tang and Associates Inc., Weizhen Tang Corp., Tang, Weizhen,
Section: s. 127 and 127.1
Panel: CP
Note: B. van Niejenhuis in attendance for Staff
September 14, 2015
10:00 AM

Tang, Weizhen,
Section: s. 127(1) and 127(10)
Panel: CP
Note: B. van Niejenhuis in attendance for Staff
September 15, 2015
10:00 AM

Pro-Financial Asset Management Inc., McKinnon, Stuart, Farrell, John,
Section: s. 127 and 127.1
Panel: CP
Note: D. Ferris in attendance for Staff
September 16, 2015
10:00 AM

AMTE Services Inc., Osler Energy Corporation, Grewal, Ranjit, Colbert, Phillip, Ozga, Edward,
Section: 127
Panel: AJL
Note: C. Rossi in attendance for Staff
September 21, 2015
10:00 AM

September 21, 23-30, October 1-5, 9, & November 16, 18-25, 2015
10:00 a.m.
Quadrexx Hedge Capital Management Ltd., Quadrexx Secured Assets Inc., Nagy, Miklos, Sanfelice, Tony,
Section: s. 127
Panel: CP
Note: D. Ferris / M. Vaillancourt in attendance for staff
September 24, 2015
2:00 PM

7997698 Canada Inc. (carrying on business as International Legal and Accounting Services Inc.), World Incubation Centre or WIC (ON), Lee, John (also known as Chin Lee), Huang, Mary (also known as Ning-Sheng Mary Huang),
Section: s. 127
Panel: TM/JL
Note: G. Smyth in attendance for Staff
September 28, 2015
10:00 AM

Furtak, Edward , Axton 2010 Finance Corp., Strict Trading Limited, Olsthoorn, Ronald , Trafalgar Associates Limited, Allen, Lorne , Strictrade Marketing Inc.,
Section: s. 127 and 127.1
Panel: MGC
Note: C. Weiler in attendance for Staff
October 6, 2015
1:30 PM

GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc., GITC, GITC Inc., Asfour, Amal Tawfiq ,
Section: s. 127
Panel: AJL
Note: G. Smyth in attendance for staff
October 16, 2015
10:00 AM

Monaghan, Clifford Todd ,
Section: s. 8 and 21.7
Panel: AJL/JNR/WJF
Note: D. Campbell in attendance for Staff
January 7, 2016
10:00 AM

January 25, January 27 - February 8 & February 10-12, 2016 10:00 AM

Welcome Place Inc., Maxsood, Daniel (a.k.a. Muhammad M. Khan), Zhang, Tao, Ashraf, Talat,
Section: s. 127 and 127.1
Panel: TM
Note: B. Shulman in attendance for Staff
January 21-22, 2016
10:00 AM

January 25-29 & February 19,
2016

10:00 a.m.
Drabinsky, Garth H., Gottlieb, Myron I., Eckstein, Gordon,
Section: s. 127(10)
Panel: TBA
Note: J. Friedman in attendance for Staff