Proceedings


Before the Commission


Under section 127 of the Securities Act (Ontario), the OSC can initiate proceedings against individuals or companies (the respondents) suspected of violating securities law or acting contrary to the public interest.

A proceeding is initiated when a notice of hearing is issued and a statement of allegations is filed. It is heard before an administrative tribunal of the Commission. The Commission can impose sanctions such as financial penalties and bans on trading and other activities in the capital markets.

For documents relating to open and completed proceedings, see All Commission Proceedings.

Commission hearings are generally open to the public. They are held at the OSC’s offices:

Ontario Securities Commission
20 Queen Street West
17th floor
Toronto, ON
M5H 3S8

Upcoming Proceedings

Date and Time Proceeding Information
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February 22-24, 2017
10:00 AM

February 27-28 & March 10, 2017
10:00 a.m.
Drabinsky, Garth H., Gottlieb, Myron I., Eckstein, Gordon,
Section: s. 127(10)
Panel: DGV/JNR/WJF
Note: P.Foy in attendance for Staff
February 23, 2017
10:00 AM

Sammy, Krishna,
Section: s.144
Panel: TM
Note: C. Galbraith in attendance for Staff
March 1, 2017
2:00 PM

Kotton, Lance, Titan Equity Group Ltd.,
Section: s. 127
Panel: TM
Note: P. Foy in attendance for Staff
March 2, 2017
1:00 PM

March 3, 2017
10:45 a.m.
Furtak, Edward , Axton 2010 Finance Corp., Strict Trading Limited, Olsthoorn, Ronald , Trafalgar Associates Limited, Allen, Lorne , Strictrade Marketing Inc.,
Section: s. 127 and 127.1
Panel: JL/DGV/AMR
Note: Y. Chisholm/C. Weiler in attendance for Staff
March 16, 2017
10:00 AM

Rotstein, Mark Steven, Equilibrium Partners Inc.,
Section: s. 127 and 127.1
Panel: TM
Note: Y. Chisholm in attendance for Staff
March 20, 2017
10:00 AM

Investar Investment Ltd., Qi, Liyuan , Guo, Jian,
Section: 8
Panel: TM
Note: A. Heydon in attendance for Staff
March 27, 2017
9:30 AM

April 19-21, April 28, May 1, 3-8, May 10, 23-24, 26, 31 and June 1-2, 2017
10:00 a.m.

April 27, 2017
12:00 p.m.

May 9, 2017
12:00 p.m.
MM Café Franchise Inc., Techocan International Co. Ltd., 1727350 Ontario Ltd. , Godwin, Marianne, Craig, Dave Garnet, Jordan, Haiyan (Helen) Gao ,
Section: s. 127 and 127.1
Panel: JL/WJF/GF
Note: J. Lynch in attendance for Staff
April 17, 2017
10:00 AM

April 19- 21, 24-27 & 28, 2017.
10:00 AM
Rotstein, Mark Steven, Equilibrium Partners Inc.,
Section: s. 127 and 127.1
Panel: TM/MK/AMR
Note: Y. Chisholm in attendance for Staff
In writing


Lathigee, Michael Patrick, Pasquill, Earle Douglas, Fic Foreclosure Fund Ltd., Fic Real Estate Projects Ltd., WBIC Canada Ltd.,
Section: s. 127(1) and 127(10)
Panel: DGV
Note: M. Alvaro in attendance for Staff
In writing


Williams, Thomas Arthur, Global Wealth Creation Opportunities Inc., Global Wealth Creation Opportunities Inc. (Belize), Global Wealth Financial Inc., Global Wealth Creation Strategies Inc., Cdn Global Wealth Creation Club Rw-Tw, 2002 Concepts Inc., Nemeth, Susan Grace, Penko, Renee Michelle, Beilstein, Irene G., Weigel, Dennis Carl,
Section: s. 127(1) and 127(10)
Panel: MK
Note: M. Alvaro in attendance for Staff
In writing


Optam Holdings Inc , Infinivest Mortgage Investment Corporation, Closson, Wade Robert,
Section: s.127(1) and 127(10)
Panel: AJL/MK
Note: E. Rankin / M. Norman in attendance for Staff
In writing


Soleja, Danish Akhtar, Dansol International Inc., Graphite Finance Inc., Parkview Limited Partnership, 1476634 Alberta Ltd.,
Section: s. 127(1) and 127(10)
Panel: DGV
Note: M. Alvaro in attendance for Staff
In writing


Aaoption, Galaxy International Solutions Ltd., Eshel, David ,
Section: s. 127(1) and 127(10)
Panel: MK
Note:

M. Alvaro in attendance for Staff

TBA Yaqeen, Abdullah Yama,
Section: s. 8(2)
Panel: TBA
Note: J. Superina in attendance for Staff
TBA Brilliante Brasilcan Resources Corp., York Rio Resources Inc., Aidelman, Brian W., Georgiadis, Jason, Taylor, Richard, York, Victor,
Section: s. 127
Panel: TBA
Note: H. Craig in attendance for Staff