Proceedings


Before the Commission


Under section 127 of the Securities Act (Ontario), the OSC can initiate proceedings against individuals or companies (the respondents) suspected of violating securities law or acting contrary to the public interest.

A proceeding is initiated when a notice of hearing is issued and a statement of allegations is filed. It is heard before an administrative tribunal of the Commission. The Commission can impose sanctions such as financial penalties and bans on trading and other activities in the capital markets.

For documents relating to open and completed proceedings, see All Commission Proceedings.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

Commission hearings are generally open to the public. They are held at the OSC’s offices:

Ontario Securities Commission
20 Queen Street West
17th floor
Toronto, ON
M5H 3S8

Upcoming Proceedings

Date and Time Proceeding Information
Page 1 of 1
November 17, 2017
10:00 AM

Omega Securities Inc.,
Section: s. 127(5) and 127(1)
Panel: MJS/DL/AMR
Note:

K. Wilmut in attendance for Staff

November 17, 2017
10:30 AM

Techocan International Co. Ltd., Jordan, Haiyan (Helen) Gao ,
Section: s. 144
Panel: TM/PA/FK
Note:

L. Fuerst / G. Smyth in attendance for Staff

November 20, 2017
10:00 AM

November 27, 2017
10:00 AM

January 17-19, 2018
10:00 AM
Sino-Forest Corporation, Chan, Allen, Ip, Albert, Hung, Alfred C.T., Ho, George, Yeung, Simon, Horsley, David,
Section: s.127
Panel: DGV/DL/GF
Note: H. Craig/C. Rossi/M. Alvaro in attendance for Staff
November 29-30, 2017
10:00 AM

Land and Buildings Investment Management, LLC,
Section: s. 8 and 21.7
Panel: DGV/PA/FK
Note:

G. Smyth / N. Kanji in attendance for Staff

December 18, 2017
10:00 AM

January 15-16, 22, 24, 25-26, 29-31 and February 1-2, 2018
Meharchand, Dennis L., , Valt.X Holdings Inc,
Section: s. 127
Panel: TM/DL/RPH
Note: C. Johnson in attendance for Staff
January 10, 2018
10:00 AM

Pro-Financial Asset Management Inc., McKinnon, Stuart, Farrell, John,
Section: s. 127 and 127.1
Panel: AMR/TM/JL
Note: D. Ferris/C. Weiler in attendance for Staff
February 7, 2018
12:00 PM

February 8, 2018
10:00 AM
Dhillon, Sital Singh ,
Section: s. 8
Panel: MJS/AMR/DL
Note: R. Eghan /M. Alvaro in attendance for Staff
February 26, 2018
9:00 AM

Hutchinson, Donna, Cornish, Cameron Edward, Sidders, David Paul George , Caruso, Patrick Jelf ,
Section: s. 127 and 127.1
Panel: MJS
Note: M. Britton / R. Eghan in attendance for Staff
April 9, 2018
10:00 AM

Crystal Wealth Management System Limited, Smith, Clayton, CLJ Everest Ltd, 1150752 Ontario Limited, Crystal Wealth Media Strategy, Crystal Wealth Mortgage Strategy, Crystal Enlightened Resource & Precious Metal Fund, Crystal Wealth Medical Strategy, Crystal Wealth Enlightened Factoring Strategy, ACM Growth Fund, ACM Income Fund, Crystal Wealth High Yield Mortgage Strategy, Crystal Enlightened Bullion Fund, Absolute Sustainable Property Fund, Absolute Sustainable Dividend Fund, Crystal Wealth Enlightened Hedge Fund, Crystal Wealth Infrastructure Strategy, Crystal Wealth Conscious Capital Strategy, Crystal Wealth Retirement One Fund,
Section: s. 127
Panel: JL
Note: C. Weiler in attendance for Staff
In Writing


Cook, Lance Sandford, CBM Canada’s Best Mortgage Corp.,
Section: s. 127(1) and 127(10)
Panel: PA
Note: K. Wilmut in attendance for Staff
April 16, 2018
10:00 AM

April 18-30 & May 2-4, 2018

Cheng, Benedict, Soave, Frank, Rothstein, John David, Tremblay, Eric,
Section: s. 127 and 127.1
Panel: TBA
Note: Y. Chisholm/J. Lynch in attendance for Staff
TBA Yaqeen, Abdullah Yama,
Section: s. 8(2)
Panel: TBA
Note: J. Superina in attendance for Staff
TBA Money Gate Mortgage Investment Corporation, Money Gate Corp., Katebian, Morteza, Katebian, Payam,
Section: s. 127
Panel: TBA
Note: A. Heydon/M. Vaillancourt in attendance for Staff