Proceedings


Before the Commission


Under section 127 of the Securities Act (Ontario), the OSC can initiate proceedings against individuals or companies (the respondents) suspected of violating securities law or acting contrary to the public interest.

A proceeding is initiated when a notice of hearing is issued and a statement of allegations is filed. It is heard before an administrative tribunal of the Commission. The Commission can impose sanctions such as financial penalties and bans on trading and other activities in the capital markets.

For documents relating to open and completed proceedings, see All Commission Proceedings.

Commission hearings are generally open to the public. They are held at the OSC’s offices:

Ontario Securities Commission
20 Queen Street West
17th floor
Toronto, ON
M5H 3S8

Upcoming Proceedings

Date and Time Proceeding Information
Page 1 of 2Next » 
April 24, 2017
10:00 AM

Drabinsky, Garth H., Gottlieb, Myron I., Eckstein, Gordon,
Section: s. 127(10)
Panel: DGV/JNR/WJF
Note: P.Foy in attendance for Staff
April 24 , 2017
1:00 PM

MM Café Franchise Inc., Techocan International Co. Ltd., Godwin, Marianne, Craig, Dave Garnet, Jordan, Haiyan (Helen) Gao , 1727350 Ontario Ltd. ,
Section: s. 127 and 127.1
Panel: TM/AMR
Note: G. Smyth/K. Wilmut in attendance for Staff
April 27, 2017
10:00 AM

Money Gate Mortgage Investment Corporation, Money Gate Corp., Katebian, Morteza, Katebian, Payam,
Section: s. 127
Panel: TM/WJF/MJS
Note: A. Heydon in attendance for Staff
April 28, 2017
10:00 AM

Crystal Wealth Management System Limited, Smith, Clayton, CLJ Everest Ltd, 1150752 Ontario Limited,
Section: s. 127
Panel: JL
Note: C. Weiler in attendance for Staff
April 28, 2017
10:00 AM

April 28, 2017
11:30 a.m.

May 1, 3-8, May 10, 23-24, 26, 31 and June 1-2, 2017
10:00 a.m.

May 9, 2017
12:00 p.m.

MM Café Franchise Inc., Techocan International Co. Ltd., Godwin, Marianne, Craig, Dave Garnet, Jordan, Haiyan (Helen) Gao , 1727350 Ontario Ltd. ,
Section: s. 127 and 127.1
Panel: JL/WJF/GF
Note: G. Smyth in attendance for Staff
May 3-4, 2017
10:00 AM

Sammy, Krishna,
Section: s.8
Panel: TM/MK/RPH
Note: C. Galbraith in attendance for Staff
May 4, 2017
10:00 AM

Cheng, Benedict, Soave, Frank, Rothstein, John David, Tremblay, Eric,
Section: s. 127 and 127.1
Panel: MJS
Note: C. Price in attendance for Staff
May 4, 2017
1:00 PM

Home Capital Group Inc., Soloway, Gerald, Morton, Robert, Reid, Martin,
Section: s. 127 and 127.1
Panel: JL
Note: J. Lynch/S. Chandra in attendance for Staff
May 15, 2017
9:30 AM

Davis, Larry Keith,
Section: s. 127(1) and 127(10)
Panel: PA
Note: M. Alvaro in attendance for Staff
May 17, 2017
10:00 AM

Global 8 Environmental Technologies, Inc., Halo Property Services Inc., Canadian Alternative Resources Inc., Branconnier, René Joseph, Burback, Chad Delbert,
Section: s. 127(1) and 127(10)
Panel: MJS
Note: M. Alvaro in attendance for Staff
May 24, 2017
10:00 AM

Kotton, Lance, Titan Equity Group Ltd.,
Section: s. 127
Panel: TM
Note: P. Foy in attendance for Staff
June 26, 2017
10:00 AM

Meharchand, Dennis L., , Valt.X Holdings Inc,
Section: s. 127
Panel: JL
Note: C. Johnson in attendance for Staff
July 26 - 27, 2017
10:00 AM

Quadrexx Hedge Capital Management Ltd., Quadrexx Secured Assets Inc., Nagy, Miklos, Sanfelice, Tony,
Section: s. 127
Panel: TM
Note: D. Ferris / M. Vaillancourt in attendance for staff
In writing


Lathigee, Michael Patrick, Pasquill, Earle Douglas, Fic Foreclosure Fund Ltd., Fic Real Estate Projects Ltd., WBIC Canada Ltd.,
Section: s. 127(1) and 127(10)
Panel: DGV
Note: M. Alvaro in attendance for Staff
In writing


Aaoption, Galaxy International Solutions Ltd., Eshel, David ,
Section: s. 127(1) and 127(10)
Panel: MK
Note:

M. Alvaro in attendance for Staff