Proceedings


Before the Commission


Under section 127 of the Securities Act (Ontario), the OSC can initiate proceedings against individuals or companies (the respondents) suspected of violating securities law or acting contrary to the public interest.

A proceeding is initiated when a notice of hearing is issued and a statement of allegations is filed. It is heard before an administrative tribunal of the Commission. The Commission can impose sanctions such as financial penalties and bans on trading and other activities in the capital markets.

For documents relating to open and completed proceedings, see All Commission Proceedings.

Commission hearings are generally open to the public. They are held at the OSC’s offices:

Ontario Securities Commission
20 Queen Street West
17th floor
Toronto, ON
M5H 3S8

Upcoming Proceedings

Date and Time Proceeding Information
Page 1 of 3Next » 
July 16, 2015
1:00 PM

August 19, 2015
10:00 a.m.
1415409 Ontario Inc., Title One Closing Inc., Dave, Ravindra , Dave, Chandramattie , Dave, Ametra ,
Section: s. 127 and 127.1
Panel: MGC
Note: K. Wilmut in attendance for Staff
July 20, 2015
1:30 PM

GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc., GITC, GITC Inc., Asfour, Amal Tawfiq ,
Section: s. 127(7) and (8)
Panel: AJL
Note: G. Smyth in attendance for staff
July 22, 2015
10:00 AM

7997698 Canada Inc. (carrying on business as International Legal and Accounting Services Inc.), World Incubation Centre or WIC (ON), Lee, John (also known as Chin Lee), Huang, Mary (also known as Ning-Sheng Mary Huang),
Section: s. 127
Panel: MGC/TM
Note: G. Smyth in attendance for Staff
July 22, 2015
11:00 AM

Welcome Place Inc., Maxsood, Daniel (a.k.a. Muhammad M. Khan), Zhang, Tao, Ashraf, Talat,
Section: s. 127 and 127.1
Panel: MGC/TM
Note: B. Shulman in attendance for Staff
July 22, 2015
1:30 PM

Hurst, Travis Michael , Hurst, Terry , Hurst, Bryant ,
Section: s. 127(1) and 127(10)
Panel: TM
Note: C. Devlin in attendance of Staff
July 22, 2015
2:00 PM

Zarr, Daveed (Formerly known as Asi Lalky),
Section: s. 127(1) and 127(10)
Panel: TM
Note: C. Devlin in attendance of Staff
July 22, 2015
2:30 PM

Bedford, Terence,
Section: s. 127(1) and 127(10)
Panel: TM
Note: B. Shulman in attendance of Staff
September 1-4, 2015
9:00 AM

September 9-17, 21, 23, 25-30, October 1, 5, 7-8, 13-16, 19, 21-29, November 2, 4, 6, 9, 11-16, 18-25, 30, December 2, 4-10, 14 & December 16-17, 2015
9:00 a.m.

September 24, 2015
2:00 p.m.

December 3, 2015
12:00 p.m.

Sino-Forest Corporation, Chan, Allen, Ip, Albert, Hung, Alfred C.T., Ho, George, Yeung, Simon, Horsley, David,
Section: s.127
Panel: JDC/EPK/DL
Note: H. Craig/C. Rossi in attendance for Staff
September 1, 2015
9:30 AM

2241153 Ontario Inc., Setenterprice, Singh, Sarbjeet , Banik, Dipak , Guerenska, Stoyanka , Nikolov, Sophia , Todorov, Evgueni,
Section: s. 127 and 127.1
Panel: AJL
Note: C. Johnson in attendance for Staff
September 9, 2015
11:00 AM

Future Solar Developments Inc., Cenith Energy Corporation, Cenith Air Inc.,, Angel Immigration Inc. And Xundong Qin Also Known As Sam Qin,
Section: s. 127(7) and 127(8)
Panel: MGC
Note: C. Johnson/K. Wilmut in attendance for Staff
September 14, 2015
10:00 AM

Oversea Chinese Fund Limited Partnership, Weizhen Tang and Associates Inc., Weizhen Tang Corp., Tang, Weizhen,
Section: s. 127 and 127.1
Panel: CP
Note: B. van Niejenhuis in attendance for Staff
September 14, 2015
10:00 AM

Tang, Weizhen,
Section: s. 127(1) and 127(10)
Panel: CP
Note: B. van Niejenhuis in attendance for Staff
September 15, 2015
10:00 AM

Pro-Financial Asset Management Inc., McKinnon, Stuart, Farrell, John,
Section: s. 127 and 127.1
Panel: CP
Note: D. Ferris in attendance for Staff
September 16, 2015
10:00 AM

AMTE Services Inc., Osler Energy Corporation, Grewal, Ranjit, Colbert, Phillip, Ozga, Edward,
Section: 127
Panel: TBA
Note: C. Rossi in attendance for Staff
September 16, 2015
10:00 AM

September 17, 18 and 21, 2015
10:00 a.m
The Gatekeepers of Wealth Inc., Bochner, Joseph,
Section: s. 127 and 127.1
Panel: TBA
Note: G. Smyth in attendance for Staff