OSC Proceedings
Before the Commission
Under section 127 of the Securities Act (Ontario), the OSC can initiate proceedings against individuals or companies (the respondents) suspected of violating securities law or acting contrary to the public interest.
A proceeding is initiated when a notice of hearing is issued and a statement of allegations is filed. It is heard before an administrative tribunal of the Commission. The Commission can impose sanctions such as financial penalties and bans on trading and other activities in the capital markets.
For documents relating to open and completed proceedings, see All Commission Proceedings.
Commission hearings are generally open to the public. They are held at the OSC’s offices:
Ontario Securities Commission
20 Queen Street West
17th floor
Toronto, ON
M5H 3S8
Upcoming Proceedings
| Date and Time | Proceeding Information | |
|---|---|---|
| Page 1 of 5 | Next » | |
| May 14, 2013 10:00 AM |
York Rio Resources Inc.,
Brilliante Brasilcan Resources Corp.,
York, Victor,
Runic, Robert,
Schwartz, George,
Robinson, Peter,
Sherman, Adam,
Demchuk, Ryan,
Oliver, Matthew,
Valde, Gordon,
Bassingdale, Scott,
Section: 127 Panel: VK/EPK Note: H. Craig/C. Watson in attendance for Staff |
|
| May 15, 2013 9:00 AM May 16-17 & May 22-24, 2013 10:00 AM |
Energy Syndications Inc.,
Green Syndications Inc.,
Syndications Canada Inc.,
Strumos, Daniel,
Baum, Michael,
Chaddock, Douglas William,
Section: 127 Panel: AJL Note: C. Johnson in attendance for Staff |
|
| May 15, 2013 10:00 AM |
Quadrexx Asset Management Inc.,
Quadrexx Secured Assets Inc.,
Offshore Oil Vessel Supply Services LP,
Quibik Income Fund,
Quibik Opportunity Fund,
Section: 127 Panel: JEAT Note: D. Ferris in attendance for Staff |
|
| May 17, 2013 9:00 AM |
Zhao, Ming Chao,
Section: 127 and 127.1 Panel: EPK Note: M. Britton in attendance for Staff |
|
| May 17, 2013 10:00 AM |
Blackwood & Rose Inc.,
Zetchus, Steven,
Kreller, Justin (a.k.a. Justin Kay),
Section: 37, 127 and 127.1 Panel: EPK Note: C. Rossi in attendance for Staff |
|
| May 22, 2013 9:45 AM |
Global Consulting and Financial Services,
Global Capital Group,
Crown Capital Management Corporation,
Chomica, Michael,
Chomica, Jan,
Banks, Lorne,
Section: 127 Panel: AJL Note: C. Rossi in attendance for Staff |
|
| May 22-31, 2013 10:00 AM |
2196768 Ontario Ltd. (carrying on business as RARE Investments),
Dookhie, Ramadhar,
Sunderji, Adil,
Todorov, Evgueni,
Section: 127 Panel: EPK Note: D. Campbell in attendance for Staff |
|
| May 22, 2013 10:00 AM May 23 & 31, 2013 |
North American Financial Group Inc.,
North American Capital Inc.,
Arconti, Alexander Flavio,
Arconti, Luigino,
Section: 127 Panel: JDC Note: M. Vaillancourt in attendance for Staff |
|
| May 22, 2013 10:00 AM |
FactorCorp Inc.,
FactorCorp Financial Inc.,
Twerdun, Mark Ivan,
Section: 127 Panel: CP Note: C. Price in attendance for Staff |
|
| May 27, 2013 10:00 AM |
AMTE Services Inc.,
Osler Energy Corporation,
Grewal, Ranjit,
Colbert, Phillip,
Ozga, Edward,
Section: 127 Panel: JEAT Note: C. Rossi in attendance for Staff |
|
| May 27, 2013 11:00 AM |
Heritage Education Funds Inc.,
Section: 127 Panel: JEAT Note: D. Ferris in attendance for Staff |
|
| May 28-31, 2013 10:00 AM June 5-6, 10-12, 14-17, 19-20 & July 22-26, 2013 10:00 AM |
Waheed, Jowdat,
Walter, Bruce,
Section: 127 Panel: CP/SBK/PLK Note: J. Lynch in attendance for Staff |
|
| June 5, 2013 9:00 AM |
Global Consulting and Financial Services,
Crown Capital Management Corporation,
Canadian Private Audit Service,
Executive Asset Management,
Chomica, Michael,
Siklos, Peter (a.k.a. Peter Kuti),
Chomica, Jan,
Banks, Lorne,
Section: 127 Panel: CP Note: C. Rossi in attendance for Staff |
|
| June 5-17, 2013 10:00 AM June 19-25, 2013 10:00 AM |
Phillips, David Charles,
Wilson, John Russell,
Section: 127 Panel: JDC Note: Y. Chisholm in attendance for Staff |
|
| June 6, 2013 10:00 AM |
New Hudson Television Corporation,
New Hudson Television L.L.C.,
Salganov, James Dmitry,
Section: 127 Panel: MGC Note: C. Watson in attendance for Staff |
|
