Proceedings


Before the Commission


Under section 127 of the Securities Act (Ontario), the OSC can initiate proceedings against individuals or companies (the respondents) suspected of violating securities law or acting contrary to the public interest.

A proceeding is initiated when a notice of hearing is issued and a statement of allegations is filed. It is heard before an administrative tribunal of the Commission. The Commission can impose sanctions such as financial penalties and bans on trading and other activities in the capital markets.

For documents relating to open and completed proceedings, see All Commission Proceedings.

Commission hearings are generally open to the public. They are held at the OSC’s offices:

Ontario Securities Commission
20 Queen Street West
17th floor
Toronto, ON
M5H 3S8

Upcoming Proceedings

Date and Time Proceeding Information
Page 1 of 2Next » 
March 27, 2017
11:30 AM

Meharchand, Dennis L., , Valt.X Holdings Inc,
Section: s. 127
Panel: JL
Note: C. Johnson in attendance for Staff
April 5, 2017
10:00 AM

Kotton, Lance, Titan Equity Group Ltd.,
Section: s. 127
Panel: TM
Note: P. Foy in attendance for Staff
April 12, 2017
10:00 AM

Drabinsky, Garth H., Gottlieb, Myron I., Eckstein, Gordon,
Section: s. 127(10)
Panel: DGV/JNR/WJF
Note: P.Foy in attendance for Staff
April 13, 2017
1:00 PM

April 19-21, April 28, May 1, 3-8, May 10, 23-24, 26, 31 and June 1-2, 2017
10:00 a.m.

April 27, 2017
12:00 p.m.

May 9, 2017
12:00 p.m.
MM Café Franchise Inc., Techocan International Co. Ltd., Godwin, Marianne, Craig, Dave Garnet, Jordan, Haiyan (Helen) Gao , 1727350 Ontario Ltd. ,
Section: s. 127 and 127.1
Panel: JL/WJF/GF
Note: G. Smyth in attendance for Staff
April 17, 2017
10:00 AM

April 19- 21, 24-27 & 28, 2017.
10:00 AM
Rotstein, Mark Steven, Equilibrium Partners Inc.,
Section: s. 127 and 127.1
Panel: TM/MK/AMR
Note: Y. Chisholm in attendance for Staff
May 3-4, 2017
10:00 AM

Sammy, Krishna,
Section: s.8
Panel: TM
Note: C. Galbraith in attendance for Staff
May 15, 2017
9:30 AM

Davis, Larry Keith,
Section: s. 127(1) and 127(10)
Panel: PA
Note: M. Alvaro in attendance for Staff
In writing


Black Panther Trading Corporation, Goddard, Charles Robert,
Section: s. 127
Panel: TM/JNR/GF
Note: K. Wilmut in attendance for Staff
In writing


Williams, Thomas Arthur, Global Wealth Creation Opportunities Inc., Global Wealth Creation Opportunities Inc. (Belize), Global Wealth Financial Inc., Global Wealth Creation Strategies Inc., Cdn Global Wealth Creation Club Rw-Tw, 2002 Concepts Inc., Nemeth, Susan Grace, Penko, Renee Michelle, Beilstein, Irene G., Weigel, Dennis Carl,
Section: s. 127(1) and 127(10)
Panel: MK
Note: M. Alvaro in attendance for Staff
In writing


Dhanani, Ayaz (Also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa),
Section: s. 127(1) and 127(10)
Panel: PA
Note:

M. Alvaro in attendance for Staff

 

In writing


Aaoption, Galaxy International Solutions Ltd., Eshel, David ,
Section: s. 127(1) and 127(10)
Panel: MK
Note:

M. Alvaro in attendance for Staff

In writing


Lathigee, Michael Patrick, Pasquill, Earle Douglas, Fic Foreclosure Fund Ltd., Fic Real Estate Projects Ltd., WBIC Canada Ltd.,
Section: s. 127(1) and 127(10)
Panel: DGV
Note: M. Alvaro in attendance for Staff
In writing


Soleja, Danish Akhtar, Dansol International Inc., Graphite Finance Inc., Parkview Limited Partnership, 1476634 Alberta Ltd.,
Section: s. 127(1) and 127(10)
Panel: DGV
Note: M. Alvaro in attendance for Staff
TBA Yaqeen, Abdullah Yama,
Section: s. 8(2)
Panel: TBA
Note: J. Superina in attendance for Staff
TBA Uranium308 Resources Inc., Friedman, Michael, Schwartz, George, Robinson, Peter, Khan, Shafi,
Section: s. 127
Panel: TBA
Note: H. Craig/C. Rossi in attendance for Staff