Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

February 11, 2016Notice from the Office of the Secretary: In the Matter of Welcome Place Inc. et al.
February 10, 2016Notice from the Office of the Secretary: In the Matter of CI Investments Inc.
February 10, 2016Notice from the Office of the Secretary: In the Matter of Weizhen Tang
February 10, 2016Notice from the Office of the Secretary: In the Matter of Daniel William Yanaky
February 8, 2016Notice from the Office of the Secretary: In the Matter of Fred Louis Sebastian
February 5, 2016Notice from the Office of the Secretary: In the Matter of CI Investments Inc.
February 5, 2016Notice from the Office of the Secretary: In the Matter of Lawrence Zeiben et al.
February 4, 2016Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
February 3, 2016Notice from the Office of the Secretary: In the Matter of Hussain Dhala
February 2, 2016Notice from the Office of the Secretary: In the Matter of Edward Furtak et al.
January 29, 2016Notice from the Office of the Secretary: In the Matter Greenstar Agricultural Corporation and Lianyun Guan
January 28, 2016Notice from the Office of the Secretary: In the Matter of Glenn Francis Dunbar
January 28, 2016Notice from the Office of the Secretary: In the Matter of Argosy Securities Inc. and Keybase Financial Group Inc.
January 27, 2016Notice from the Office of the Secretary: In the Matter of Hong Liang Zhong
January 26, 2016Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings Ltd. et al.
January 26, 2016Notice from the Office of the Secretary: In the Matter of Paul Camillo Dinardo
January 25, 2016Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
January 21, 2016Notice from the Office of the Secretary: In the Matter of Weizhen Tang
January 21, 2016Notice from the Office of the Secretary: In the Matter of Noshad Dowlati
January 21, 2016Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
January 20, 2016Notice from the Office of the Secretary: In the Matter of Argosy Securities Inc. and Keybase Financial Group Inc.
January 18, 2016Notice from the Office of the Secretary: In the Matter of Welcome Place Inc. et al.
January 12, 2016Notice from the Office of the Secretary: In the Matter of Neil Suresh Chandran et al.
January 11, 2016Notice from the Office of the Secretary: In the Matter of Paul Christopher Darrigo
January 8, 2016Notice from the Office of the Secretary: In the Matter of Portfolio Strategies Securities Inc and Clifford Todd Monaghan
January 7, 2016Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings Ltd. et al.
January 7, 2016Notice from the Office of the Secretary: Sino-Forest Corporation et al.
December 22, 2015Notice from the Office of the Secretary: In the Matter of Weizhen Tang
December 22, 2015Notice from the Office of the Secretary: In the Matter of Argosy Securities Inc. and Keybase Financial Group Inc.
December 18, 2015Notice from the Office of the Secretary: In the Matter of an Application by the Trustees of Central GoldTrust and Silver Bullion Trust et al.