Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

February 21, 2017Notice from the Office of the Secretary: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
February 14, 2017Notice from the Office of the Secretary: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
February 7, 2017Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
February 7, 2017Notice from the Office of the Secretary: In the Matter of Edward Furtak et al.
February 6, 2017Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
February 2, 2017Notice from the Office of the Secretary: In the Matter of William Raymond Malone
January 31, 2017Notice from the Office of the Secretary: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
January 31, 2017Notice from the Office of the Secretary: In the Matter of Investar Investment Ltd. et al.
January 31, 2017Notice from the Office of the Secretary: In the Matter of Thomas Arthur Williams et al.
January 24, 2017Notice from the Office of the Secretary: In the Matter of Danish Akhtar Soleja et al.
January 23, 2017Notice from the Office of the Secretary: In the Matter of Aaoption et al.
January 20, 2017Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
January 18, 2017Notice from the Office of the Secretary: In the Matter of Michael Patrick Lathigee et al.
January 13, 2017Notice from the Office of the Secretary: In the Matter of Uranium308 Resources Inc. et al.
January 13, 2017Notice from the Office of the Secretary: In the Matter of Thomas Arthur Williams et al.
January 12, 2017Notice from the Office of the Secretary: In the Matter of Steven J. Martel et al.
January 12, 2017Notice from the Office of the Secretary: In the Matter of Good Mining Exploration Inc.
December 22, 2016Notice from the Office of the Secretary: In the Matter of BMO Nesbitt Burns Inc. et al.
December 21, 2016Notice from the Office of the Secretary: In the Matter of Good Mining Exploration Inc.
December 21, 2016Notice from the Office of the Secretary: In the Matter of RTG Direct Trading Group Ltd. et al.
December 21, 2016Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
December 21, 2016Notice from the Office of the Secretary: In the Matter of Danish Akhtar Soleja et al.
December 16, 2016Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
December 16, 2016Notice from the Office of the Secretary: In the Matter of Saileshwar Rao Narayan et al.
December 16, 2016Notice from the Office of the Secretary: In the Matter of Krishna Sammy
December 15, 2016Notice from the Office of the Secretary: In the Matter of Welcome Place Inc. et al.
December 15, 2016Notice from the Office of the Secretary: In the Matter of BMO Nesbitt Burns Inc. et al.
December 12, 2016Notice from the Office of the Secretary: In the Matter of Krishna Sammy
December 12, 2016Notice from the Office of the Secretary: In the Matter of BMO Nesbitt Burns Inc. et al.
December 12, 2016Notice from the Office of the Secretary: In the Matter of Aaoption et al.