OSC Proceedings

All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

October 24, 2014Notice from the Office of the Secretary: In the Matter of Conrad M. Black et al.
October 24, 2014Notice from the Office of the Secretary: In the Matter of Julian Robert Ricci
October 24, 2014Notice of Hearing: In the Matter of Julian Robert Ricci
October 22, 2014Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
October 21, 2014Order: In the Matter of International Strategic Investments et al.
October 17, 2014Notice from the Office of the Secretary: In the Matter of Mountainstar Gold Inc.
October 17, 2014Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
October 15, 2014Order: In the Matter of Mountainstar Gold Inc.
October 15, 2014Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
October 14, 2014Notice from the Office of the Secretary: In the Matter of Conrad M. Black et al.
October 10, 2014Order: In the Matter of Conrad M. Black et al.
October 10, 2014Notice from the Office of the Secretary: In the Matter of Gatekeepers of Wealth Inc. and Joseph Bochner
October 8, 2014Oral Ruling and Reasons: In the Matter of Conrad M. Black et al.
October 8, 2014Order: In the Matter of Gatekeepers of Wealth Inc. and Joseph Bochner
October 7, 2014Notice from the Office of the Secretary: In the Matter of Eric Inspektor
October 6, 2014Notice from the Office of the Secretary: In the Matter of Ernst & Young LLP
October 3, 2014Oral Ruling and Reasons: In the Matter of Ernst & Young LLP
October 1, 2014Notice from the Office of the Secretary: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
October 1, 2014Notice from the Office of the Secretary: In the Matter of A25 Gold Producers Corp. et al.
October 1, 2014Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
September 30, 2014Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
September 30, 2014Notice from the Office of Secretary: In the Matter of Bigfoot Recreation & Ski Area Ltd. and Ronald Stephen McHaffie
September 30, 2014Order: In the Matter of Paul Azeff et al.
September 30, 2014Notice from the Office of the Secretary: In the Matter of Ernst & Young LLP (Audits of Sino-Forest Corporation and Zungui Haixi Corporation)
September 30, 2014Order: In the Matter of Ernst & Young LLP (Audits of Zungui Haixi Corporation)
September 30, 2014Order: In the Matter of Pro-Financial Asset Management Inc.
September 25, 2014Notice from the Office of the Secretary: In the Matter of Northern Securities Inc. et al.
September 24, 2014Notice from the Office of the Secretary: In the Matter of Mountainstar Gold Inc.
September 24, 2014Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
September 24, 2014Order: In the Matter of A25 Gold Producers Corp. et al.