OSC Proceedings

All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

September 30, 2014Notice from the Office of the Secretary: In the Matter of Ernst & Young LLP (Audits of Sino-Forest Corporation and Zungui Haixi Corporation)
September 30, 2014Order: In the Matter of Ernst & Young LLP (Audits of Zungui Haixi Corporation)
September 25, 2014Notice from the Office of the Secretary: In the Matter of Northern Securities Inc. et al.
September 24, 2014Notice from the Office of the Secretary: In the Matter of Mountainstar Gold Inc.
September 24, 2014Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
September 23, 2014Notice from the Office of the Secretary: In the Matter of Mountainstar Gold Inc.
September 23, 2014Notice from the Office of the Secretary: In the Matter of William McDonald Ferguson
September 23, 2014Order: In the Matter of Mountainstar Gold Inc.
September 23, 2014Order: In the Matter of Northern Securities Inc. et al.
September 23, 2014Settlement Agreement: In the Matter of Ernst & Young LLP (Audits of Zungui Haixi Corporation)
September 23, 2014Notice of Hearing: In the Matter of Mountainstar Gold Inc.
September 22, 2014Notice of Hearing: In the Matter of William McDonald Ferguson
September 22, 2014Statement of Allegations: In The Matter of William McDonald
September 22, 2014Statement of Allegations: In The Matter of William McDonald
September 19, 2014Notice from the Office of the Secretary: In the Matter of Ernst & Young LLP (Audits of Sino-Forest Corporation and Zungui Haixi Corporation)
September 19, 2014Notice from the Office of the Secretary: In the Matter of Wealth Stewards Portfolio Management Inc. and Sushila Lucas
September 19, 2014Order: In the Matter of Wealth Stewards Portfolio Management Inc. and Sushila Lucas
September 19, 2014Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
September 19, 2014Notice from the Office of the Secretary: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
September 19, 2014Notice from the Office of the Secretary: In the Matter of Eric Inspektor
September 19, 2014Order: In the Matter of Paul Azeff et al.
September 19, 2014Notice of Hearing: In the Matter of Ernst & Young LLP (Audits of Sino-Forest Corporation and Zungui Haixi Corporation)
September 18, 2014Notice of Hearing: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
September 18, 2014Reasons and Decision: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
September 18, 2014Order: In the Matter of Alexander Christ Doulis (aka Alexander Christos Doulis, aka Alexandros Christodoulidis) and Liberty Consulting Ltd.
September 17, 2014Notice from the Office of the Secretary: In the Matter of David M. O'Brien
September 17, 2014Order: In the Matter of Eric Inspektor
September 15, 2014Notice from the Office of the Secretary: In the Matter of Eric Inspektor
September 15, 2014Notice from the Office of the Secretary: In the Matter of Universal Market Integrity Rules and Marc Mcquillen
September 15, 2014Notice from the Office of the Secretary: In the Matter of Gold-Quest International and Sandra Gale