Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

December 13, 2018Notice from the Office of the Secretary: MOAG Copper Gold Resources Inc. et al., File No. 2018-41
December 12, 2018Notice from the Office of the Secretary: Larry Keith Davis, File No. 2017-6
December 11, 2018Notice from the Office of the Secretary: Questrade Wealth Management Inc., File No. 2018-63
December 11, 2018Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
December 10, 2018Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-9
December 7, 2018Notice from the Office of the Secretary: Andrew Paul Rudensky, File No. 2018-68
December 5, 2018Notice from the Office of the Secretary: USI Tech Limited, File No. 2018-75
December 5, 2018Notice from the Office of the Secretary: Michelle Dunk, File No. 2018-74
December 5, 2018Notice from the Office of the Secretary: Larry Lee, File No. 2018-58
December 4, 2018Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
November 30, 2018Notice from the Office of the Secretary: Larry Keith Davis, File No. 2017-6
November 28, 2018Notice from the Office of the Secretary: Darren Scott Davidson, File No. 2018-71
November 28, 2018Notice from the Office of the Secretary: Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher), File No. 2018-6
November 28, 2018Notice from the Office of the Secretary: Paul Webster, File No. 2018-72
November 27, 2018Notice from the Office of the Secretary: MOAG Copper Gold Resources Inc. et al., File No. 2018-41
November 27, 2018Notice from the Office of the Secretary: Daniel P. Reeve, File No. 2018-54
November 27, 2018Notice from the Office of the Secretary: Questrade Wealth Management Inc., File No. 2018-63
November 23, 2018Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
November 22, 2018Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-9
November 22, 2018Notice from the Office of the Secretary: Questrade Wealth Management Inc., File No. 2018-63
November 21, 2018Notice from the Office of the Secretary: Keir Reynolds, File No. 2018-64
November 16, 2018Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
November 15, 2018Notice from the Office of the Secretary: SBC Financial Group Inc. and Prabhjot Singh Bakshi, File No. 2018-67
November 9, 2018Notice from the Office of the Secretary: Dennis L. Meharchand et al.
November 6, 2018Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
October 31, 2018Notice from the Office of the Secretary: Michael Pearson and LeadFX Inc., File No. 2018-53
October 31, 2018Notice from the Office of the Secretary: Donald Mason, File No. 2018-1
October 29, 2018Notice from the Office of the Secretary: BDO Canada LLP, File No. 2018-59
October 25, 2018Notice from the Office of the Secretary: Keir Reynolds, File No. 2018-64
October 25, 2018Notice from the Office of the Secretary: Dennis L. Meharchand et al.