OSC Proceedings

All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

January 26, 2015Notice from the Office of the Secretary: Practice Guideline – Case Management Timeline for Enforcement Proceedings
January 26, 2015Notice from the Office of the Secretary: In the Matter of Wealth Stewards Portfolio Management Inc. and Sushila Lucas
January 26, 2015Practice Guideline: January 26, 2015 - Case Management Timeline for Enforcement Proceedings
January 23, 2015Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
January 23, 2015Order: In the Matter of Ground Wealth Inc. et al.
January 23, 2015Order: In the Matter of Wealth Stewards Portfolio Management Inc. and Sushila Lucas
January 22, 2015Notice of Hearing: In the Matter of Ground Wealth Inc. et al.
January 22, 2015Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
January 22, 2015Settlement Agreement: In the Matter of Ground Wealth Inc. et al.
January 21, 2015Notice from the Office of the Secretary: In the Matter of Thomas Hochhausen and Douglas Bender
January 20, 2015Statement of Allegations: In the Matter of Thomas Hochhausen and Douglas Bender
January 20, 2015Notice of Hearing : In the Matter of Thomas Hochhausen and Douglas Bender
January 16, 2015Notice from the Office of the Secretary: In the Matter of Christopher Reaney
January 16, 2015Notice from the Office of Secretary: In the Matter of Darren Spears and May Spears
January 15, 2015Notice from the Office of the Secretary: In the Matter of David Charles Phillips and John Russell Wilson
January 15, 2015Notice from the Office of the Secretary: In the Matter of David Charles Phillips and John Russell Wilson
January 15, 2015Order: In the Matter of Darren Spears and May Spears
January 14, 2015Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
January 14, 2015Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
January 14, 2015Notice from the Office of the Secretary: In the Matter of Bluestream Capital Corporation et al.
January 14, 2015Order: In the Matter of David Charles Phillips and John Russell Wilson
January 14, 2015Reasons and Decision: In the Matter of David Charles Phillips and John Russell Wilson
January 14, 2015Reasons and Decision: In the Matter of David Charles Phillips and John Russell Wilson
January 14, 2015Order: In the Matter of Pro-Financial Asset Management Inc.
January 14, 2015Order: In the Matter of Pro-Financial Asset Management Inc. et al.
January 14, 2015Order: In the Matter of Christopher Reaney
January 13, 2015Notice from the Office of the Secretary: In the Matter of David M. O'Brien
January 13, 2015Notice from the Office of the Secretary: In the Matter of Christopher Reaney
January 13, 2015Notice of Hearing: In the Matter of Christopher Reaney
January 12, 2015Order: In the Matter of A25 Gold Producers Corp. et al.