OSC Proceedings

All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

August 29, 2014Notice from the Office of the Secretary: In the Matter of Newer Technologies Limited et al.
August 29, 2014Notice of Hearing: In the Matter of Newer Technologies Limited et al.
August 29, 2014Notice from the Office of the Secretary: In the Matter of Newer Technologies Limited et al.
August 29, 2014Notice of Hearing: In the Matter of Newer Technologies Limited et al.
August 27, 2014Notice from the Office of the Secretary: In the Matter of Conrad M. Black et al.
August 27, 2014Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
August 27, 2014Notice from the Office of the Secretary: In the Matter of Jowdat Waheed and Bruce Walter
August 26, 2014Notice from the Office of the Secretary: In the Matter of Ernst & Young LLP
August 26, 2014Notice from the Office of the Secretary: Sino-Forest Corporation et al.
August 26, 2014Order: In the Matter of Pro-Financial Asset Management Inc.
August 26, 2014Reasons and Decision: In the Matter of Jowdat Waheed and Bruce Walter
August 25, 2014Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
August 25, 2014Order: In the Matter of Conrad M. Black et al.
August 22, 2014Order: In the Matter of Ernst & Young LLP
August 22, 2014Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
August 21, 2014Order: Sino-Forest Corporation et al.
August 21, 2014Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
August 20, 2014Order: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
August 19, 2014Notice from the Office of the Secretary: In the Matter of Patrick Myles Lough et al.
August 19, 2014Notice from the Office of the Secretary: In the Matter of Kris Sundell
August 19, 2014Notice from the Office of the Secretary: In the Matter of Paul Yoannou
August 19, 2014Notice from the Office of the Secretary: In the Matter of Marc McQuillen
August 18, 2014Notice from the Office of the Secretary: In the Matter of Portfolio Capital Inc. et al.
August 18, 2014Order: In the Matter of Patrick Myles Lough et al.
August 18, 2014Order: In the Matter of Kris Sundell
August 18, 2014Order: In the Matter of Paul Yoannou
August 18, 2014Notice of Hearing: In the Matter of Marc McQuillen
August 15, 2014Order: In the Matter of Portfolio Capital Inc. et al.
August 14, 2014Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.
August 14, 2014Statement of Allegations: In the Matter of Paul Azeff et al.