Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

May 4, 2016Notice from the Office of the Secretary: In the Matter of Mark Allen Dennis
May 3, 2016Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
May 2, 2016Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
April 26, 2016Notice from the Office of the Secretary: In the Matter of Catalyst Capital Group Inc. and Corus Entertainment Inc.
April 22, 2016Notice from the Office of the Secretary: In the Matter of Weizhen Tang
April 21, 2016Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
April 21, 2016Notice from the Office of the Secretary: In the Matter of Argosy Securities Inc. and Keybase Financial Group Inc.
April 21, 2016Notice from the Office of the Secretary: In the Matter of Edward Furtak et al.
April 18, 2016Notice from the Office of the Secretary: In the Matter of Steven J. Martel et al.
April 14, 2016Notice from the Office of the Secretary: In the Matter of Edward Furtak et al.
April 14, 2016Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
April 12, 2016Notice from the Office of the Secretary: In the Matter of Future Solar Developments Inc. et al.
April 12, 2016Notice from the Office of the Secretary: In the Matter of 7997698 Canada Inc. (carrying on business as International Legal and Accounting Services Inc.), et al.
April 11, 2016Notice from the Office of the Secretary: In the Matter of 7997698 Canada Inc. (carrying on business as International Legal and Accounting Services Inc.), et al.
April 8, 2016Notice from the Office of the Secretary: In the Matter of Shaun Gerard McErlean
April 8, 2016Notice from the Office of the Secretary: In the Matter of 7997698 Canada Inc. (carrying on business as International Legal and Accounting Services Inc.), et al.
April 6, 2016Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
April 5, 2016Notice from the Office of the Secretary: In the Matter of 7997698 Canada Inc. (carrying on business as International Legal and Accounting Services Inc.), et al.
March 31, 2016Notice from the Office of the Secretary: In the Matter of Steven J. Martel et al.
March 30, 2016Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
March 28, 2016Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
March 28, 2016Notice from the Office of the Secretary: In the Matter of Mark Steven Rotstein and Equilibrium Partners Inc.
March 24, 2016Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
March 24, 2016Notice from the Office of the Secretary: In the Matter of 7997698 Canada Inc. (carrying on business as International Legal and Accounting Services Inc.), et al.
March 22, 2016Notice from the Office of the Secretary: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
March 17, 2016Notice from the Office of the Secretary: In the Matter of Julius Caesar Phillip Vitug
March 17, 2016Notice from the Office of the Secretary: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
March 16, 2016Notice from the Office of the Secretary: In the Matter of 2241153 Ontario Inc. et al.
March 14, 2016Notice from the Office of the Secretary: In the Matter of Julius Caesar Phillip Vitug
March 8, 2016Notice from the Office of the Secretary: In the Matter of Glenn Francis Dunbar