Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

July 27, 2016Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings Ltd. et al.
July 27, 2016Notice from the Office of the Secretary: In the Matter of Hong Liang Zhong
July 27, 2016Notice from the Office of Secretary: In the Matter of Waverley Corporate Financial Services Ltd. and Donald McDonald
July 26, 2016Notice from the Office of the Secretary: In the Matter of Steven J. Martel et al.
July 26, 2016Notice from the Office of the Secretary: In the Matter of Steven J. Martel et al.
July 26, 2016Notice from the Office of the Secretary: In the Matter of Scotia Capital Inc. et al.
July 25, 2016Notice from the Office of the Secretary: In the Matter of Hecla Mining Company and Dolly Varden Silver Corporation
July 22, 2016Notice from the Office of the Secretary: In the Matter of Dolly Varden Silver Corporation
July 19, 2016Notice from the Office of the Secretary: In the Matter of Mark Steven Rotstein and Equilibrium Partners Inc.
July 18, 2016Notice from the Office of the Secretary: In the Matter of Dolly Varden Silver Corporation
July 18, 2016Notice from the Office of the Secretary: In the Matter of Robert Bruce Rush and Breakthrough Financial Inc.
July 18, 2016Notice from the Office of the Secretary: In the Matter of Hecla Mining Company
June 28, 2016Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
June 28, 2016Notice from the Office of the Secretary: In the Matter of Portfolio Strategies Securities Inc and Clifford Todd Monaghan
June 24, 2016Notice from the Office of the Secretary: In the Matter of 7997698 Canada Inc. (carrying on business as International Legal and Accounting Services Inc.), et al.
June 17, 2016Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc. et al.
June 15, 2016Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
June 10, 2016Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
June 10, 2016Notice from the Office of the Secretary: In the Matter of Paul Christopher Darrigo
June 8, 2016Notice from the Office of the Secretary: In the Matter of Andrei Miguel Postrado
June 3, 2016Notice from the Office of the Secretary: In the Matter of Aouad Choufi
June 3, 2016Notice from the Office of the Secretary: In the Matter Randy Zenovi Calmusky
June 3, 2016Notice from the Office of the Secretary: In the Matter of Andrei Miguel Postrado
May 31, 2016Notice from the Office of the Secretary: In the Matter Randy Zenovi Calmusky
May 30, 2016Notice from the Office of the Secretary: In the Matter of Robert Bruce Rush and Breakthrough Financial Inc.
May 27, 2016Notice from the Office of the Secretary: In the Matter of Noshad Dowlati
May 24, 2016Notice from the Office of the Secretary: In the Matter of Bradon Technologies Ltd. et al.
May 19, 2016Notice from the Office of the Secretary: In the Matter of Fernando Postrado
May 18, 2016Notice from the Office of the Secretary: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
May 17, 2016Notice from the Office of the Secretary: In the Matter of Fernando Postrado