OSC Proceedings

All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

September 17, 2014Notice from the Office of the Secretary: In the Matter of David M. O'Brien
September 15, 2014Notice from the Office of the Secretary: In the Matter of Eric Inspektor
September 15, 2014Notice from the Office of the Secretary: In the Matter of Universal Market Integrity Rules and Marc Mcquillen
September 15, 2014Notice from the Office of the Secretary: In the Matter of Gold-Quest International and Sandra Gale
September 15, 2014Order: In the Matter of Eric Inspektor
September 15, 2014Order: In the Matter of David M. O'Brien
September 12, 2014Notice from the Office of the Secretary: In the Matter of North American Financial Group Inc. et al.
September 12, 2014Notice from the Office of the Secretary: In the Matter of Northern Securities Inc. et al.
September 12, 2014Reasons and Decision: In the Matter of Universal Market Integrity Rules and Marc Mcquillen
September 11, 2014Reasons and Decision: In the Matter of Gold-Quest International and Sandra Gale
September 11, 2014Order: In the Matter of North American Financial Group Inc. et al.
September 11, 2014Reasons and Decision: In the Matter of North American Financial Group Inc. et al.
September 11, 2014Order: In the Matter of Northern Securities Inc. et al.
September 11, 2014Reasons and Decisions: In the Matter of Northern Securities Inc. et al.
September 10, 2014Notice from the Office of the Secretary: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
September 10, 2014Notice from the Office of the Secretary: In the Matter of Morgan Dragon Development Corp. et al.
September 10, 2014Notice from the Office of the Secretary: In the Matter of Powerwater Systems Inc., et al.
September 10, 2014Order: In the Matter of Gold-Quest International and Sandra Gale
September 9, 2014Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
September 9, 2014Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
September 9, 2014Order: In the Matter of Garth H. Drabinsky et al.
September 9, 2014Order: In the Matter of Garth H. Drabinsky et al.
September 9, 2014Order: In the Matter of Fawad Ul Haq Khan and Khan Trading Associates Inc. Carrying on Business as Money Plus
September 9, 2014Reasons and Decision: In the Matter of Morgan Dragon Development Corp. et al.
September 9, 2014Order: In the Matter of Morgan Dragon Development Corp. et al.
September 8, 2014Notice from the Office of the Secretary: In the Matter of Gatekeepers of Wealth Inc. and Joseph Bochner
September 8, 2014Order: In the Matter of Powerwater Systems Inc., et al.
September 5, 2014Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
September 5, 2014Notice from the Office of the Secretary: In the Matter of Keith Macdonald Summers et al.
September 5, 2014Notice from the Office of the Secretary: In the Matter of Tricoastal Capital Partners LLC, et al.