Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

September 28, 2016Notice from the Office of the Secretary: In the Matter of Steven J. Martel et al.
September 28, 2016Notice from the Office of the Secretary: In the Matter of RTG Direct Trading Group Ltd. et al.
September 28, 2016Notice from the Office of the Secretary: In the Matter of Zulutoys Limited and RBOptions
September 19, 2016Notice from the Office of the Secretary: In the Matter of Mark Steven Rotstein and Equilibrium Partners Inc.
September 16, 2016Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
August 31, 2016Notice from the Office of the Secretary: In the Matter of RTG Direct Trading Group Ltd. et al.
August 31, 2016Notice from the Office of the Secretary: In the Matter of Zulutoys Limited and RBOptions
August 30, 2016Notice from the Office of Secretary: In the Matter of Waverley Corporate Financial Services Ltd. and Donald McDonald
August 30, 2016Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings Ltd. et al.
August 30, 2016Notice from the Office of the Secretary: In the Matter of The Falls Capital Corp. et al.
August 29, 2016Notice from the Office of the Secretary: In the Matter of Douglas John Vermeeren
August 22, 2016Notice from the Office of the Secretary: In the Matter of Aouad Choufi
August 22, 2016Notice from the Office of the Secretary: In the Matter of Quartz Capital Group Ltd. and Peter Lloyd Wallace
August 17, 2016Notice from the Office of the Secretary: In the Matter of Quartz Capital Group Ltd. and Peter Lloyd Wallace
August 17, 2016Notice from the Office of the Secretary: In the Matter of Hecla Mining Company and Dolly Varden Silver Corporation
August 16, 2016Notice from the Office of Secretary: In the Matter of Waverley Corporate Financial Services Ltd. and Donald McDonald
August 12, 2016Notice from the Office of the Secretary: In the Matter of Scotia Capital Inc. et al.
August 11, 2016Notice from the Office of the Secretary: In the Matter of Steven J. Martel et al.
August 8, 2016Notice from the Office of Secretary: In the Matter of Waverley Corporate Financial Services Ltd. and Donald McDonald
August 4, 2016Notice from the Office of the Secretary: In the Matter of Douglas John Vermeeren
August 4, 2016Notice from the Office of the Secretary: In the Matter of The Falls Capital Corp. et al.
August 2, 2016Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
August 2, 2016Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
July 29, 2016Notice from the Office of the Secretary: In the Matter of Scotia Capital Inc. et al.
July 29, 2016Notice from the Office of the Secretary: In the Matter of Daniel William Yanaky
July 27, 2016Notice from the Office of the Secretary: In the Matter of Blue Gold Holdings Ltd. et al.
July 27, 2016Notice from the Office of the Secretary: In the Matter of Hong Liang Zhong
July 27, 2016Notice from the Office of Secretary: In the Matter of Waverley Corporate Financial Services Ltd. and Donald McDonald
July 26, 2016Notice from the Office of the Secretary: In the Matter of Steven J. Martel et al.
July 26, 2016Notice from the Office of the Secretary: In the Matter of Steven J. Martel et al.