Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

March 24, 2017Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
March 24, 2017Notice from the Office of the Secretary: In the Matter of Steven J. Martel et al.
March 24, 2017Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
March 23, 2017Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
March 23, 2017Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
March 14, 2017Notice from the Office of the Secretary: In the Matter of Larry Keith Davis
March 14, 2017Notice from the Office of the Secretary: In the Matter of Dhanani, Ayaz (Also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa)
March 9, 2017Notice from the Office of the Secretary: In the Matter of Mark Steven Rotstein and Equilibrium Partners Inc.
March 9, 2017Notice from the Office of the Secretary: In the Matter of Krishna Sammy
March 3, 2017Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
March 3, 2017Notice from the Office of the Secretary: In the Matter of Larry Keith Davis
March 3, 2017Notice from the Office of the Secretary: In the Matter of Dhanani, Ayaz (Also known as Azim Virani, Michael Lee, Alex Nebris, Paul Dhanani, Samuel Ramos, and Rahim Jiwa)
March 2, 2017Notice from the Office of the Secretary: In the Matter of Optam Holdings Inc et al.
March 2, 2017Notice from the Office of Secretary: In the Matter of Waverley Corporate Financial Services Ltd. and Donald McDonald
March 2, 2017Notice from the Office of the Secretary: In the Matter of Dennis L. Meharchand et al.
March 2, 2017Notice from the Office of the Secretary: In the Matter of Steven J. Martel et al.
March 1, 2017Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
March 1, 2017Notice from the Office of the Secretary: In the Matter of Krishna Sammy
February 27, 2017Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
February 24, 2017Notice from the Office of the Secretary: In the Matter of Investar Investment Ltd. et al.
February 24, 2017Notice from the Office of the Secretary: In the Matter of Krishna Sammy
February 21, 2017Notice from the Office of the Secretary: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
February 14, 2017Notice from the Office of the Secretary: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
February 7, 2017Notice from the Office of Secretary: In the Matter of Quadrexx Hedge Capital Management Ltd. et al.
February 7, 2017Notice from the Office of the Secretary: In the Matter of Edward Furtak et al.
February 6, 2017Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
February 2, 2017Notice from the Office of the Secretary: In the Matter of William Raymond Malone
January 31, 2017Notice from the Office of the Secretary: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
January 31, 2017Notice from the Office of the Secretary: In the Matter of Investar Investment Ltd. et al.
January 31, 2017Notice from the Office of the Secretary: In the Matter of Thomas Arthur Williams et al.