Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

December 2, 2016Notice from the Office of the Secretary: In the Matter of William Raymond Malone
December 1, 2016Notice from the Office of the Secretary: In the Matter of Michael Patrick Lathigee et al.
November 25, 2016Notice from the Office of the Secretary: In the Matter of Edward Furtak et al.
November 24, 2016Notice from the Office of the Secretary: In the Matter of Aaoption et al.
November 24, 2016Notice from the Office of the Secretary: In the Matter of Garth H. Drabinsky et al.
November 22, 2016Notice from the Office of the Secretary: In the Matter of New Solutions Capital Inc. et al.
November 18, 2016Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
November 17, 2016Notice from the Office of the Secretary: In the Matter of Optam Holdings Inc et al.
November 15, 2016Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
November 15, 2016Notice from the Office of the Secretary: In the Matter of Michael Patrick Lathigee et al.
November 14, 2016Notice from the Office of the Secretary: In the Matter of William Raymond Malone
November 14, 2016Notice from the Office of the Secretary: In the Matter of Optam Holdings Inc et al.
November 4, 2016Notice from the Office of the Secretary: In the Matter of Steven J. Martel et al.
November 2, 2016Notice from the Office of the Secretary: In the Robert Jay Major et al
October 31, 2016Notice from the Office of the Secretary: In the Matter of Aaoption et al.
October 28, 2016Notice from the Office of the Secretary: In the Matter of Krishna Sammy
October 28, 2016Notice from the Office of the Secretary: In the Matter of CIBC World Markets Inc et al.
October 25, 2016Notice from the Office of the Secretary: In the Matter of CIBC World Markets Inc et al.
October 25, 2016Notice from the Office of the Secretary: In the Matter of Black Panther Trading Corporation and Charles Robert Goddard
October 24, 2016Notice from the Office of the Secretary: In the Matter of Hecla Mining Company and Dolly Varden Silver Corporation
October 21, 2016Notice from the Office of the Secretary: In the Matter of Optam Holdings Inc et al.
October 18, 2016Notice from the Office of the Secretary: In the Matter of The Falls Capital Corp. et al.
October 17, 2016Notice from the Office of the Secretary: In the Matter of MM Café Franchise Inc et al.
October 14, 2016Notice from the Office of the Secretary: In the Matter of Portus Alternative Asset Management Inc. et al. - Michael Mendelson
October 12, 2016Notice from the Office of the Secretary: In the Matter of Lance Kotton and Titan Equity Group Ltd.
October 5, 2016Notice from the Office of the Secretary: In the Matter of Saileshwar Rao Narayan et al.
September 28, 2016Notice from the Office of the Secretary: In the Matter of Steven J. Martel et al.
September 28, 2016Notice from the Office of the Secretary: In the Matter of RTG Direct Trading Group Ltd. et al.
September 28, 2016Notice from the Office of the Secretary: In the Matter of Zulutoys Limited and RBOptions
September 19, 2016Notice from the Office of the Secretary: In the Matter of Mark Steven Rotstein and Equilibrium Partners Inc.