OSC Proceedings

All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

November 24, 2014Notice from the Office of the Secretary: In the Matter of TG Residential Value Properties LTD.
November 21, 2014Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
November 21, 2014Order: In the Matter of TG Residential Value Properties LTD.
November 20, 2014Notice from the Office of Secretary: In the Matter of Bigfoot Recreation & Ski Area Ltd. and Ronald Stephen McHaffie
November 20, 2014Order: In the Matter of Pro-Financial Asset Management Inc.
November 19, 2014Order: In the Matter of Bigfoot Recreation & Ski Area Ltd. and Ronald Stephen McHaffie
November 18, 2014Notice from the Office of the Secretary: In the Matter of William McDonald Ferguson
November 17, 2014Order: In the Matter of William McDonald Ferguson
November 14, 2014Notice from the Office of the Secretary: In the Matter of International Strategic Investments et al.
November 13, 2014Notice from the Office of the Secretary: In The Matter of TD Waterhouse Private Investment Counsel Inc.,TD Waterhouse Canada Inc. and TD Investment Services Inc.
November 13, 2014Settlement Agreement: In The Matter of TD Waterhouse Private Investment Counsel Inc.,TD Waterhouse Canada Inc. and TD Investment Services Inc.
November 13, 2014Order: In The Matter of TD Waterhouse Private Investment Counsel Inc.,TD Waterhouse Canada Inc. and TD Investment Services Inc.
November 11, 2014Notice from the Office of the Secretary: In the Matter of Eric Inspektor
November 7, 2014Notice from the Office of the Secretary: In The Matter of TD Waterhouse Private Investment Counsel Inc.,TD Waterhouse Canada Inc. and TD Investment Services Inc.
November 7, 2014Statement of Allegations: In The Matter of TD Waterhouse Private Investment Counsel Inc.,TD Waterhouse Canada Inc. and TD Investment Services Inc.
November 7, 2014Notice of Hearing: In The Matter of TD Waterhouse Private Investment Counsel Inc.,TD Waterhouse Canada Inc. and TD Investment Services Inc.
November 5, 2014Notice from the Office of the Secretary: In the Matter of Wealth Stewards Portfolio Management Inc. and Sushila Lucas
November 5, 2014Order: In the Matter of Wealth Stewards Portfolio Management Inc. and Sushila Lucas
November 4, 2014Notice from the Office of the Secretary: In the Matter of IAC - Independent Academies Canada Inc. et al.
November 4, 2014Notice from the Office of the Secretary: In the Matter of Bryan Andrew Vickers
November 3, 2014Order: In the Matter of Eric Inspektor
October 31, 2014Notice from the Office of Secretary: In the Matter of Bigfoot Recreation & Ski Area Ltd. and Ronald Stephen McHaffie
October 31, 2014Notice from the Office of the Secretary: In the Matter of William McDonald Ferguson
October 31, 2014Order: In the Matter of International Strategic Investments et al.
October 31, 2014Notice of Hearing: In the Matter of Bryan Andrew Vickers
October 30, 2014Notice from the Office of the Secretary: In the Matter of Bradon Technologies Ltd. et al.
October 29, 2014Notice from the Office of the Secretary: In the Matter of Weizhen Tang
October 29, 2014Notice from the Office of the Secretary: In the Matter of Oversea Chinese Fund Limited Partnership et al.
October 28, 2014Temporary Order: In the Matter of Oversea Chinese Fund Limited Partnership et al.
October 28, 2014Order: In the Matter of Weizhen Tang