OSC Proceedings

All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

July 24, 2014Notice from the Office of the Secretary: In the Matter of Lucy Marie Pariak-Lukic
July 24, 2014Notice from the Office of the Secretary: In the Matter of Kris Sundell
July 21, 2014Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
July 21, 2014Order: In the Matter of Sino-Forest Corporation et al.
July 21, 2014Notice of Hearing: In the Matter of Kris Sundell
July 21, 2014Statement of Allegations: In the Matter of Kris Sundell
July 17, 2014Notice from the Office of the Secretary: In the Matter of Kingship Capital Corporation et al.
July 16, 2014Notice of Hearing: In the Matter of Lucy Marie Pariak-Lukic
July 16, 2014Order: In the Matter of Kingship Capital Corporation et al.
July 15, 2014Notice of Hearing: In the Matter of Sino-Forest Corporation et al.
July 15, 2014Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
July 15, 2014Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.
July 9, 2014Notice from the Office of the Secretary: In the Matter of Rezwealth Financial Services Inc. et al
July 9, 2014Order: In the Matter of Pro-Financial Asset Management Inc.
July 8, 2014Notice from the Office of the Secretary: In the Matter of Ground Wealth Inc. et al.
July 8, 2014Order: In the Matter of Ground Wealth Inc. et al.
July 8, 2014Notice from the Office of the Secretary: In the Matter of Paul Yoannou
July 8, 2014Order: In the Matter of Rezwealth Financial Services Inc. et al
July 8, 2014Reasons and Decision: In the Matter of Rezwealth Financial Services Inc. et al
July 8, 2014Statement of Allegations: In the Matter of Paul Yoannou
July 7, 2014Notice from the Office of the Secretary: In the Matter of Howard Rash
July 4, 2014Notice from the Office of the Secretary: In the Matter of Kingship Capital Corporation et al.
July 3, 2014Notice of Hearing: In the Matter of Kingship Capital Corporation et al.
July 3, 2014Notice of Hearing: In the Matter of Paul Yoannou
July 2, 2014Notice from the Office of the Secretary: In the Matter of Steven George Conville
June 30, 2014Notice from the Office of the Secretary: In the Matter of 2196768 Ontario Ltd carrying on business as RARE Investments et al.
June 30, 2014Order: In the Matter of Steven George Conville
June 27, 2014Notice from the Office of the Secretary: In the Matter of Powerwater Systems Inc., et al.
June 27, 2014Notice from the Office of the Secretary: In the Matter of Bluestream Capital Corporation et al.
June 27, 2014Notice from the Office of the Secretary: In the Matter of Capital Markets Technologies, Inc.