OSC Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

May 17, 2013Notice from the Office of the Secretary: In the Matter of Ming Chao Zhao
May 17, 2013Order: In the Matter of Ming Chao Zhao
May 16, 2013Notice from the Office of the Secretary: In the Matter of Quadrexx Asset Management Inc. et al.
May 15, 2013Notice from the Office of the Secretary: In the Matter of Onix International Inc. and Tyrone Constantine Phipps
May 15, 2013Notice from the Office of the Secretary: In the Matter of Sino-Forest Corporation et al.
May 15, 2013Notice from the Office of the Secretary: In the Matter of The Juniper Fund Management Corporation et al.
May 15, 2013Order: In the Matter of Quadrexx Asset Management Inc. et al.
May 14, 2013Notice from the Office of the Secretary: In the Matter of Children's Education Funds Inc.
May 14, 2013Notice from the Office of the Secretary: In the Matter of Beryl Henderson
May 13, 2013Order: In the Matter of Sino-Forest Corporation et al.
May 13, 2013Notice from the Office of the Secretary: In the Matter of Bunting & Waddington Inc. et al. - Jenifer Brekelmans
May 13, 2013Order: In the Matter of Beryl Henderson
May 13, 2013Order: In the Matter of Onix International Inc. and Tyrone Constantine Phipps
May 10, 2013Notice from the Office of the Secretary: In the Matter of Ronald James Ovenden et al.
May 10, 2013Order: In the Matter of Children's Education Funds Inc.
May 9, 2013Order: In the Matter of Bunting & Waddington Inc. et al. - Jenifer Brekelmans
May 9, 2013Order: In the Matter of Ronald James Ovenden et al.
May 8, 2013Notice from the Office of the Secretary: In the Matter of Energy Syndications Inc. et al.
May 8, 2013Order: In the Matter of Energy Syndications Inc. et al.
May 8, 2013Settlement Agreement: In the Matter of Bunting & Waddington Inc. et al. - Jenifer Brekelmans
May 6, 2013Notice from the Office of the Secretary: In the Matter of Majestic Supply Co. Inc. et al.
May 2, 2013Notice from the Office of the Secretary: In the Matter of Ronald James Ovenden et al.
May 2, 2013Notice from the Office of the Secretary: In the Matter of Ming Chao Zhao
May 2, 2013Notice from the Office of the Secretary: In the Matter of Bunting & Waddington Inc. et al.
May 2, 2013Notice of Hearing: In the Matter of Ming Chao Zhao
May 2, 2013Statement of Allegations: In the Matter of Ming Chao Zhao
May 2, 2013Order: In the Matter of Majestic Supply Co. Inc. et al.
May 1, 2013Order: In the Matter of Ronald James Ovenden et al.
April 30, 2013Settlement Agreement: In the Matter of Ming Chao Zhao
April 29, 2013Notice from the Office of the Secretary: In the Matter of JV Raleigh Superior Holdings Inc. et al.