Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

August 15, 2018Notice from the Office of the Secretary: Jason Michael Currey et al., File No. 2018-48
August 15, 2018Notice from the Office of the Secretary: Brian Michael Sutton and Investment Industry Regulatory Organization of Canada, File Nos. 2017-37 and 2018-10
August 15, 2018Notice from the Office of the Secretary: Vincent George Byrne, File No. 2018-47
August 15, 2018Notice from the Office of the Secretary: Roy Ping Bai (aka Ping Bai) And RBP Consulting, File No. 2018-46
August 13, 2018Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-9
August 10, 2018Notice from the Office of the Secretary: Natural Bee Works Apiaries Inc. et al., File No. 2018-40
August 9, 2018Notice from the Office of the Secretary: Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher), File No. 2018-6
August 2, 2018Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
July 30, 2018Notice from the Office of the Secretary: Omega Securities Inc., File No. 2017-64
July 30, 2018Notice from the Office of the Secretary: Omega Securities Inc., File No. 2017-66
July 25, 2018Notice from the Office of the Secretary: Donna Hutchinson et al.
July 25, 2018Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-9
July 24, 2018Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-9
July 24, 2018Notice from the Office of the Secretary: Dennis L. Meharchand et al.
July 20, 2018Notice from the Office of the Secretary: In the Matter of David Tuan Seng Lim and Michael Mugford, File No. 2018-14
July 20, 2018Notice from the Office of the Secretary: Natural Bee Works Apiaries Inc. et al., File No. 2018-40
July 18, 2018Notice from the Office of the Secretary: USI Tech Limited et al., File No. 2018-8
July 17, 2018Notice from the Office of the Secretary: Donna Hutchinson et al.
July 17, 2018Notice from the Office of the Secretary: Wayne J. Berry, File No. 2018-23
July 16, 2018Notice from the Office of the Secretary: Natural Bee Works Apiaries Inc. et al., File No. 2018-40
July 13, 2018Notice from the Office of the Secretary: Dennis L. Meharchand et al.
July 11, 2018Notice from the Office of the Secretary: Sino-Forest Corporation et al.
July 6, 2018Notice from the Office of the Secretary: Martin Bernholtz, File No. 2018-16
July 6, 2018Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
July 5, 2018Notice from the Office of the Secretary: Caldwell Investment Management Ltd., File No. 2018-36
July 4, 2018Notice from the Office of the Secretary: Klaas Vantooren, File No. 2018-29
July 3, 2018Notice from the Office of the Secretary: Trans-Atlantic Direct et al., File No. 2018-39
June 27, 2018Notice from the Office of the Secretary: Natural Bee Works Apiaries Inc. et al., File No. 2018-40
June 26, 2018Notice from the Office of the Secretary: Natural Bee Works Apiaries Inc. et al., File No. 2018-40
June 25, 2018Notice from the Office of the Secretary: Inverlake Property Investment Group Inc. et al., File No. 2018-22