News & Events


News Releases


This section of the website contains OSC news releases, OSC investor alerts and news releases from the Canadian Securities Administrators.
August 26, 2016OSC News Release: Venard “Lenny” Gaudet Sentenced After Pleading Guilty to Unregistered Trading and Illegal Distribution
August 26, 2016OSC News Release: David C. Campbell and Carlos A. Da Silva Sentenced for Breaching a Commission Cease Trade Order and Unregistered Trading
August 24, 2016OSC News Release: OSC Announces Additional Sentences in Hospital Privacy Breach Case
August 22, 2016CSA News Release: Canadian Securities Regulators to Measure Impact of Point of Sale Amendments and Phase 2 of the Client Relationship Model
August 18, 2016CSA News Release: Canadian securities regulators seek comment in advance of move to T+2 settlement cycle
August 2, 2016OSC News Release: Sydney Klein Sentenced After Guilty Plea to Fraud Charges
July 29, 2016OSC News Release: OSC Approves No-Contest Settlement Agreement with Scotia Capital Inc., Scotia Securities Inc. and HollisWealth Advisory Services Inc.
July 28, 2016OSC News Release: OSC Publishes Corporate Finance Branch 2015-2016 Annual Report
July 21, 2016OSC News Release: OSC Publishes Summary Report for Dealers, Advisers and Investment Fund Managers
July 19, 2016OSC News Release: Joern Scholz (John Scholz) Charged with Criminal Fraud Offences
July 18, 2016CSA News Release: Canadian securities regulators publish results of continuous disclosure reviews for fiscal 2016
July 14, 2016OSC News Release: OSC launches Office of the Whistleblower
July 8, 2016OSC News Release: Srikaran Chandrasekaram and Stevi-Dawn Skinner Charged with Criminal Fraud and Theft Offences
July 7, 2016CSA News Release: Canadian securities regulators publish consultation paper on margin and collateral requirements for non-centrally cleared derivatives
July 7, 2016CSA News Release: Canadian Securities Regulators Release Latest Three-Year Business Plan