Most Popular News
- OSC approves no-contest settlement agreement with Scotia Capital Inc., Scotia Securities Inc. and HollisWealth Advisory Services Inc.
- OSC publishes summary report for dealers, advisers and investment fund managers
- Canadian securities regulators seek comment in advance of move to T+2 settlement cycle
- Joern Scholz (John Scholz) charged with criminal fraud offences
- CSA publishes results of continuous disclosure reviews for fiscal 2016
- Sydney Klein sentenced after guilty plea to fraud charges
- OSC launches office of the Whistleblower
- OSC publishes corporate finance branch 2015-2016 annual report
- OSC announces additional sentences in hospital privacy breach case
- Canadian securities regulators to measure impact of point of sale amendments and phase 2 of the client relationship model
- David C. Campbell and Carlos A. Da Silva sentenced for breaching a commission cease trade order and unregistered trading
Reports and Publications
Notices from the Office of the Secretary about OSC proceedings including statement of allegations, reasons, orders and decisions.
- Investor News
OSC Investor News covers regulatory developments that affect investors and profiles investor resources for initiatives.
- Out for Comment
Proposed instruments, rules and policies that have been published for public comment.
- Enforcement News Releases
This section contains information about OSC enforcement activities.
- CSA Disciplined List
A list of individuals who have been sanctioned by the OSC and other Canadian securities regulators.
- SME Institute
Seminars for small and medium enterprises on a variety of relevant regulatory topics as well as tips on working with the OSC.
- Organizational News Releases
Developments at the OSC including changes in governance and structure as well as reports and other publications.
- Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.
- Registrant Outreach
A program to support improved compliance by registrants and issuers.
- Regulatory News Releases
Changes related to securities policy and regulation in Ontario.
- CSA News Releases
News releases from the Canadian Securities Administrators on regulatory and enforcement matters, investor protection initiatives and CSA operations.
- OSC Dialogue
Information including topics and audio files from OSC Dialogue 2014.