Most Popular News
- Sold Out - OSC Dialogue, October 12
- OSC Publishes 2017-2018 Statement of Priorities
- OSC Publishes Summary Report for Dealers, Advisers and Investment Fund Managers
- OSC publishes paper on Responsive Market Regulation
- 2017 Ontario Exempt Market Report
- OSC publishes report on Behavioural Insights in Financial Policy-Making and Regulation
- OSC reciprocates registration suspension by ASC in matter of Walton Capital Management Inc.
- CSA outline steps to support transition to T+2
- CSA seek comment on proposed amendments to Report of Exempt Distribution
- CSA seek input on proposed business conduct rules for derivatives dealers and advisers
- CSA announce climate change disclosure review project
- Summary of the roundtable on response to cyber security incidents
- OSC highlights potential Securities Law requirements for businesses using distributed ledger technologies
- White paper: Insights from Canada’s first regulatory hackathon
Reports and Publications
OSC Staff Notice 11-778 Behavioural Insights: Key Concepts, Applications and Regulatory Considerations
Notices from the Office of the Secretary about OSC proceedings including statement of allegations, reasons, orders and decisions.
- Investor News
OSC Investor News covers regulatory developments that affect investors and profiles investor resources for initiatives.
- Out for Comment
Proposed instruments, rules and policies that have been published for public comment.
- Enforcement News Releases
This section contains information about OSC enforcement activities.
- CSA Disciplined List
A list of individuals who have been sanctioned by the OSC and other Canadian securities regulators.
- SME Institute
Seminars for small and medium enterprises on a variety of relevant regulatory topics as well as tips on working with the OSC.
- Organizational News Releases
Developments at the OSC including changes in governance and structure as well as reports and other publications.
- Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.
- Registrant Outreach
A program to support improved compliance by registrants and issuers.
- Regulatory News Releases
Changes related to securities policy and regulation in Ontario.
- CSA News Releases
News releases from the Canadian Securities Administrators on regulatory and enforcement matters, investor protection initiatives and CSA operations.
- OSC Dialogue
Information including topics for OSC Dialogue 2017.