Most Popular News
- CSA seeks input on potential impacts of discontinuing embedded commissions
- OSC announces Fintech Advisory Committee members
- OSC launches new website for investors on CRM2 reports
- William Wallace and Robert Heward sentenced to four years imprisonment each for fraud, illegal distribution and unregistered trading
- CSA reports the findings of their review of the disclosure of cyber security risks and incidents
- CSA adopts rules for over-the-counter derivatives clearing
- CSA releases review of practices firms use to compensate and provide incentives to their representatives
- OSC announces new securities advisory committee members
- OSC investor alert: Kevin O’Leary falsely linked to binary options trading platforms and software
- Investor Advisory Panel issues risk profiling roundtable report
Reports and Publications
Notices from the Office of the Secretary about OSC proceedings including statement of allegations, reasons, orders and decisions.
- Investor News
OSC Investor News covers regulatory developments that affect investors and profiles investor resources for initiatives.
- Out for Comment
Proposed instruments, rules and policies that have been published for public comment.
- Enforcement News Releases
This section contains information about OSC enforcement activities.
- CSA Disciplined List
A list of individuals who have been sanctioned by the OSC and other Canadian securities regulators.
- SME Institute
Seminars for small and medium enterprises on a variety of relevant regulatory topics as well as tips on working with the OSC.
- Organizational News Releases
Developments at the OSC including changes in governance and structure as well as reports and other publications.
- Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.
- Registrant Outreach
A program to support improved compliance by registrants and issuers.
- Regulatory News Releases
Changes related to securities policy and regulation in Ontario.
- CSA News Releases
News releases from the Canadian Securities Administrators on regulatory and enforcement matters, investor protection initiatives and CSA operations.
- OSC Dialogue
Information including topics and audio files from OSC Dialogue 2014.