Most Popular News
- OSC publishes existing security holder prospectus exemption
- Canadian Securities Regulators release IIROC Oversight Review Report
- Canadian Securities Regulators propose significant changes to the rights offering regime
- Michael Lee Hughes and Rivertree Financial Services Corporation charged criminally with fraud and uttering a forged document following investigation by OSC’s Joint Serious Offences Team
- Canadian Securities Regulators Finalize Requirements for Pre-sale Delivery of the Fund Facts for Mutual Funds
- OSC Announces New Registrant Advisory Committee Members
- OSC Investor Alert: Investor-Edge
- Canadian Securities Regulators propose harmonized approach to clearing agency requirements
- Ontario Securities Commission (OSC) to make greater strides in investor protection
- OSC offers additional educational seminars for Ontario registrants
- Ontario Securities Commission and the Competition Bureau Sign Memorandum of Understanding
- Canadian Securities Regulators articulate concerns on routing retail equity orders to U.S. dealers
- OSC Investor Alert: Stratus Financial Group International
- OSC Releases Results of REIT Distributions Disclosure Review
Reporting and Publications
Notices from the Office of the Secretary about OSC proceedings including statement of allegations, reasons, orders and decisions.
- Investor News
OSC Investor News covers regulatory developments that affect investors and profiles investor resources for initiatives.
- Out for Comment
Proposed instruments, rules and policies that have been published for public comment.
- Enforcement News Releases
This section contains information about OSC enforcement activities.
- CSA Disciplined Persons List
A list of individuals who have been sanctioned by the OSC and other Canadian securities regulators.
- SME Institute
Seminars for small and medium enterprises on a variety of relevant regulatory topics as well as tips on working with the OSC.
- Organizational News Releases
Developments at the OSC including changes in governance and structure as well as reports and other publications.
- Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.
- Registrant Outreach
A program to support improved compliance by registrants and issuers.
- Regulatory News Releases
Changes related to securities policy and regulation in Ontario.
- CSA News Releases
News releases from the Canadian Securities Administrators on regulatory and enforcement matters, investor protection initiatives and CSA operations.
- OSC Dialogue
Information including topics and audio files from OSC Dialogue 2014.