Most Popular News
- Proposed best interest standard and targeted reforms to improve client-registrant relationship
- CSA publishes amendments to order protection rule
- CSA introduces harmonized reporting for the prospectus-exempt market
- OSC’s Investor Advisory Panel releases 2015 annual report
- CSA alerts Canadians: Beware binary options platforms
- CSA outlines next steps in the implementation of enhancements for regulation of the fixed income market
- Michelle Dunk sentenced to 75 days in jail after guilty plea to breaching OSC cease trade order and unregistered trading
- CSA seeks comment on proposed proxy voting protocols
- OSC announces Small and Medium Enterprises Committee members
- CSA provides guidance for making prospectus-exempt market offering and disclosure filings on SEDAR
- OSC Investor Alert: Parker Smith & Turner
Reports and Publications
Notices from the Office of the Secretary about OSC proceedings including statement of allegations, reasons, orders and decisions.
- Investor News
OSC Investor News covers regulatory developments that affect investors and profiles investor resources for initiatives.
- Out for Comment
Proposed instruments, rules and policies that have been published for public comment.
- Enforcement News Releases
This section contains information about OSC enforcement activities.
- CSA Disciplined List
A list of individuals who have been sanctioned by the OSC and other Canadian securities regulators.
- SME Institute
Seminars for small and medium enterprises on a variety of relevant regulatory topics as well as tips on working with the OSC.
- Organizational News Releases
Developments at the OSC including changes in governance and structure as well as reports and other publications.
- Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.
- Registrant Outreach
A program to support improved compliance by registrants and issuers.
- Regulatory News Releases
Changes related to securities policy and regulation in Ontario.
- CSA News Releases
News releases from the Canadian Securities Administrators on regulatory and enforcement matters, investor protection initiatives and CSA operations.
- OSC Dialogue
Information including topics and audio files from OSC Dialogue 2014.