Most Popular News
- No-contest settlement with CI Investments Inc. results in significant funds returned to investors
- Maureen Jensen comments on her appointment as OSC Chair and CEO
- Edward Ozga sentenced after guilty plea to fraud, unregistered trading and illegal distribution
- Investor Office releases conclusion to video trilogy
- FAQ for mutual fund fees report
- CSA seeks comment on rules protecting customer collateral for cleared derivatives
- CMRA Update - latest comment letters available
- Omokhodion Oshingbeme sentenced after guilty plea to fraud and possession of property obtained by crime
- CSA seeks comments on a mutual fund risk classification methodology
- SME Institute seminar, Feb 24 - register here
Reports and Publications
Notices from the Office of the Secretary about OSC proceedings including statement of allegations, reasons, orders and decisions.
- Investor News
OSC Investor News covers regulatory developments that affect investors and profiles investor resources for initiatives.
- Out for Comment
Proposed instruments, rules and policies that have been published for public comment.
- Enforcement News Releases
This section contains information about OSC enforcement activities.
- CSA Disciplined Persons List
A list of individuals who have been sanctioned by the OSC and other Canadian securities regulators.
- SME Institute
Seminars for small and medium enterprises on a variety of relevant regulatory topics as well as tips on working with the OSC.
- Organizational News Releases
Developments at the OSC including changes in governance and structure as well as reports and other publications.
- Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.
- Registrant Outreach
A program to support improved compliance by registrants and issuers.
- Regulatory News Releases
Changes related to securities policy and regulation in Ontario.
- CSA News Releases
News releases from the Canadian Securities Administrators on regulatory and enforcement matters, investor protection initiatives and CSA operations.
- OSC Dialogue
Information including topics and audio files from OSC Dialogue 2014.