Most Popular News
- No-contest settlement with CI Investments Inc. results in significant funds returned to investors
- OSC releases results of insider reporting compliance review
- FAQ for mutual fund fees report
- Maureen Jensen comments on her appointment as OSC Chair and CEO
- OSC reminds mortgage investment entities of registration requirements
- CSA adopt amendments to early warning system
- OSC reports growth in enforcement activity in 2015
- Stakeholders invited to comment on the OSC’s 2016-2017 Draft Statement of Priorities
- CSA releases IIROC Oversight Review Report
- Investor Office launches Fact Cards to continue modernizing investor education
- CSA Investor Alert: Unregistered binary option platforms target Canadians
- Alka Singh charged quasi-criminally with unregistered trading andbreaching an OSC cease trade order
Reports and Publications
Notices from the Office of the Secretary about OSC proceedings including statement of allegations, reasons, orders and decisions.
- Investor News
OSC Investor News covers regulatory developments that affect investors and profiles investor resources for initiatives.
- Out for Comment
Proposed instruments, rules and policies that have been published for public comment.
- Enforcement News Releases
This section contains information about OSC enforcement activities.
- CSA Disciplined List
A list of individuals who have been sanctioned by the OSC and other Canadian securities regulators.
- SME Institute
Seminars for small and medium enterprises on a variety of relevant regulatory topics as well as tips on working with the OSC.
- Organizational News Releases
Developments at the OSC including changes in governance and structure as well as reports and other publications.
- Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.
- Registrant Outreach
A program to support improved compliance by registrants and issuers.
- Regulatory News Releases
Changes related to securities policy and regulation in Ontario.
- CSA News Releases
News releases from the Canadian Securities Administrators on regulatory and enforcement matters, investor protection initiatives and CSA operations.
- OSC Dialogue
Information including topics and audio files from OSC Dialogue 2014.