Most Popular News
- OSC Dialogue 2016 - agenda available
- Reza Mokhtarian charged with fraud over $5,000
- CSA publishes update on cyber security for market participants
- Regulators release new results on Women on Boards and in executive officer positions
- OSC appoints Jeff Kehoe as new enforcement director
- OSC announces seniors expert advisory committee members for 2016 - 2017
- Canadian securities regulators announce roundtables to discuss proposals to enhance the obligations of advisers, dealers and representatives toward their clients
- OSC announces additional sentences in hospital privacy breach case
- David C. Campbell and Carlos A. Da Silva sentenced for breaching a commission cease trade order and unregistered trading
- Canadian securities regulators seek comment in advance of move to T+2 settlement cycle
- Canadian securities regulators seek comment on alternative funds framework
Reports and Publications
Notices from the Office of the Secretary about OSC proceedings including statement of allegations, reasons, orders and decisions.
- Investor News
OSC Investor News covers regulatory developments that affect investors and profiles investor resources for initiatives.
- Out for Comment
Proposed instruments, rules and policies that have been published for public comment.
- Enforcement News Releases
This section contains information about OSC enforcement activities.
- CSA Disciplined List
A list of individuals who have been sanctioned by the OSC and other Canadian securities regulators.
- SME Institute
Seminars for small and medium enterprises on a variety of relevant regulatory topics as well as tips on working with the OSC.
- Organizational News Releases
Developments at the OSC including changes in governance and structure as well as reports and other publications.
- Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.
- Registrant Outreach
A program to support improved compliance by registrants and issuers.
- Regulatory News Releases
Changes related to securities policy and regulation in Ontario.
- CSA News Releases
News releases from the Canadian Securities Administrators on regulatory and enforcement matters, investor protection initiatives and CSA operations.
- OSC Dialogue
Information including topics and audio files from OSC Dialogue 2014.