Investors

Warning List


This list contains individuals and companies that appear to be engaging in activities that may pose a risk to investors. The OSC urges investors to be cautious about these individuals and companies.

This list is not exhaustive. You should always check the registration of the individual or company you’re dealing with and research the investment before you buy.

If you’ve been approached by anyone on the list, contact us.

Learn more about why individuals and companies appear on this list.
 Type to filter
  • May 27, 2015 Global Investment Management
  • May 13, 2015 Venture FX Pro
  • May 12, 2015 Ecovexco Investment Group, LLC
  • April 28, 2015 B. D. E. S. Group Ltd. operating as Prime Financial Management Services and as Prime S Pro
  • April 27, 2015 Up & Down Marketing Limited doing business as OneTwoTrade and HasOptions
  • April 10, 2015 Marblestone Partners Ltd. doing business as TradeRush
  • March 10, 2015 AAC Ventures Limited
  • March 6, 2015 Titan Trade Capital Limited
  • March 3, 2015 Options Area Inc.
  • February 12, 2015 Chikara FX
  • February 2, 2015 Binary Investments Global Limited
  • January 28, 2015 Coventry Trading S.A.
  • January 27, 2015 Magellan Trading Group International
  • January 21, 2015 Eco Investment Group, LLC
  • January 12, 2015 Rockwell Partners S.A.
  • January 9, 2015 FXDD Malta Ltd.
  • January 9, 2015 Cromwell Global
  • December 18, 2014 B. O. Technologies Limited doing business as Option Financial Markets
  • December 19, 2014 C6 Forex Inc.
  • December 5, 2014 Fanrong Capital
  • December 2, 2014 Eufala Marketing Limited doing business as gtoptions.com and 777binary.com
  • December 2, 2014 Eufala Investments Ltd. doing business as gtoptions.com and 777binary.com
  • November 24, 2014 Lerwick Capital Ltd.
  • November 24, 2014 Dolce Formula Ltd.
  • November 24, 2014 Sachs International, S.A.
  • September 22, 2014 NXD Trading Ltd.
  • September 22, 2014 Nextrade Worldwide Ltd.
  • September 22, 2014 Markets the World Limited
  • September 3, 2014 Forex Barter Inc.
  • September 3, 2014 Permanent Profit Inc.
  • September 3, 2014 Alimtiaz Gold Investment
  • August 18, 2014 Global Proprietary Traders Inc. o/a Global Prop Traders
  • July 24, 2014 NRG Capital (CY) Limited o/a NRG Binary
  • July 22, 2014 UFX Trade Limited o/a UFX Markets
  • July 11, 2014 Maplex Alliance Limited
  • July 3, 2014 Avatar Finance Corporation doing business as www.avatarfinancegroup.com
  • June 9, 2014 InstaForex Company doing business as www.instaforex.com
  • June 4, 2014 Ava Trade Limited doing business as www.avatrade.com
  • May 9, 2014 VaultOptions Ltd. doing business as www.vaultoptions.com
  • May 2, 2014 LFG Investment Limited doing business as www.optionrally.com
  • May 2, 2014 OptionRally Financial Services Ltd. doing business as www.optionrally.com
  • April 3, 2014 Rodeler Limited doing business as 24option.com, 24fx.com, zoneoptions.com, grandoption.com and binaryoption-affiliate.com
  • April 1, 2014 Forex Options Trading Clearing doing business as forexoptionstraderplatform.com, mylloydstrader.com and mynctrading.com
  • April 1, 2014 Delta Clearing Inc.
  • April 1, 2014 Lloyds International, S.A. doing business as http://lloydsint.com and mylloydtrading.com
  • March 18, 2014 RBOptions doing business as www.rboptions.com
  • March 11, 2014 Marklin Investment Group doing business as http://marklininvestments.webs.com
  • March 11, 2014 RingGold Capital doing business as www.rngld.com.com
  • February 7, 2014 Global Trader 365 Ltd.
  • February 6, 2014 HR Investment Group (aka High Returns Investment Group) doing business as www.hrinvestment.webs.com
  • January 22, 2014 Rhinehart Global Ltd. doing business as www.rhinehartglobal.com and www.rhinehartglobal.net
  • January 22, 2014 IQ Holding International S.A. doing business as www.iqhinternational.com
  • January 22, 2014 ProTec Advisors, Fortress Global Markets, SARL and Norex Trade Advisors
  • January 16, 2014 Galaxy Investment Management Limited
  • December 16, 2013 The Better Life Investment Group doing business as the thebetterlifeinvestment.com
  • December 16, 2013 Better Life Investment Inc. doing business as the thebetterlifeinvestment.com
  • November 21, 2013 Qualified FX SA doing business as qualifiedfx.com and qualifiedfx.net
  • October 30, 2013 Novee Forex doing business as www.noveeforex.com
  • October 10, 2013 MD Costa Rica Invest (Ireland)
  • October 10, 2013 PRG Global Group, Canada doing business as http://timprg.wix.com/prg-group-canada, PRG Realty, Canada doing business as www.naturewalkcostarica.com
  • October 9, 2013 IamFX Inc. doing business as www.iamfx.com
  • October 3, 2013 Risk Capital International doing business as riskcapitalint.com and www.riskcapitalfx.com
  • September 30, 2013 Accredited International, Chris Bently and Andrew Reilly
  • September 10, 2013 G6 Trading, Ran Armon and Yaniv Avnon
  • August 28, 2013 GCI Financial LLC. (doing business as www.gcitrading.com)
  • August 20, 2013 FXHelpers, The (doing business as www.thefxhelpers.com)
  • August 15, 2013 Dean Capital Canada Ltd., doing business as Dean Capital Group
  • July 15, 2013 M1NT Cellar Holdings Limited
  • July 11, 2013 Nexacon Energy Inc.
  • July 11, 2013 B.H.N.V. Online Ltd. doing business as opteck.com and optaffiliates.com
  • June 27, 2013 Questus Global Capital Market Ltd. (Canada), Vault Emerging Market Treasuries Ltd. (Canada), European Caribbean Financial Group Ltd. (Belize)
  • June 27, 2013 HFX Global Ltd. doing business as hfx.com
  • June 27, 2013 Krisworld Development Limited doing business as binaryoptionsxposed.com, option-world.com, bank-options.com, and signaliforex.com
  • June 26, 2013 Kenzar Consulting Inc. (doing business as www.kenzarfx.com)
  • June 26, 2013 XFR Financial Ltd., also known as O.C.M. Online Capital Markets Ltd., (doing business as www.xforex.com and www.askobid.com)
  • June 25, 2013 TraderXP Ltd. (doing business as www.traderxp.com)
  • April 18, 2013 Solamon Energy Corp. (doing business as solamonenergy.com)
  • April 18, 2013 Blackhawk Mines Corp. (doing business as blackhawkmines.com)
  • March 12, 2013 Hanalex Services Ltd.
  • January 24, 2013 FTGFX Solutions Inc. (doing business as FxRebateGurus.com)
  • September 28, 2010 7526679 Canada Inc.
  • April 9, 2010 Advisors Group Limited
  • January 11, 2013 Search Warning List
  • December 19, 2012 Brasrec LLC
  • December 19, 2012 International Securities Authority
  • December 19, 2012 Goldentech Entertainment Software Inc., Casino VR Inc.
  • December 11, 2012 Ocean International Ltd., Wealth Capital Corp., Manhattan Capital Corp.
  • November 27, 2012 China International Capital Group
  • November 22, 2012 Best Commodity Options S.A.
  • November 2, 2012 SeBond Capital Corporation
  • October 15, 2012 Banc De Binary Private Option Bankers
  • January 20, 2010 Beltway M & A
  • May 25, 2011 Bentley Capital Group Ltd.
  • October 15, 2010 BFM Industries Inc.
  • July 20, 2011 Bluestream Private Client Services, Bluestream International Investments, Bluestream Capital Corp.
  • May 29, 2012 BN Financial Services
  • February 27, 2012 Bristol Trading Group
  • February 9, 2011 Brunel Asset Management
  • January 12, 2010 Burges, Maxwell
  • May 6, 2010 Buttonwood, LLC
  • January 12, 2010 Canadian Trust Limited
  • January 12, 2010 Castleton Group
  • October 1, 2010 Centex Resources
  • June 9, 2009 Chase Capital Partners
  • April 11, 2011 Complete Options Trading
  • May 17, 2010 Consolidated Forestry Industries Inc.
  • July 14, 2011 Consolidated Resource Management Inc.
  • July 27, 2010 Crown Capital Management Corporation
  • October 15, 2010 Denver Gardner Inc.
  • February 1, 2011 Douglas Charles
  • October 20, 2011 EFD Financial Group Company Limited
  • September 14, 2011 Eldora Gold Resources Ltd.
  • September 14, 2010 Featherstone & Bellman Equity Exchange Group=
  • February 23, 2012 Front Core Capital
  • November 15, 2011 FutureGen Capital
  • April 9, 2010 Genius Investments (Cyprus) Limited, Genius Funds, Genius Investments
  • July 14, 2010 Global Capital Group
  • May 25, 2011 Global Efficiency Inc.
  • April 8, 2011 Global Mining Resources
  • June 18, 2010 Goldstein Asset Protection
  • March 2, 2010 Hampton International
  • February 10, 2010 Healthsonix Inc., Healthsonix Medical Inc.
  • February 10, 2010 Holland, John Henry
  • February 1, 2011 Impact Finance
  • April 19, 2011 Intercontinental Trading Group, S.A
  • September 23, 2010 International Metals Management Inc.
  • June 18, 2010 International Strategic Land Acquisition Network Development Inc.
  • August 23, 2011 Keystone Explorations Ltd., I. W. F. Inc. ("IWF"), Horizon Explorations Ltd.
  • July 6, 2012 Knox Securities Corp. LLC
  • May 25, 2011 LIT Corp.
  • October 15, 2010 Liquid Gold International Inc.
  • April 19, 2010 Madden Group Inc.
  • February 17, 2010 Madison Financial Group
  • March 2, 2010 McLeod Walker Capital Limited
  • July 15, 2011 Mester Productions
  • July 14, 2011 Moretti Associates
  • May 29, 2012 Navarchi, Babak (aka Brian Navarchi, doing business as BN Financial Services)
  • February 1, 2011 New Century International S.A
  • July 11, 2012 New Futures Trading International Corporation, Fernando Fagundes (alias Henry Roche)
  • December 1, 2011 Norton Scientific Inc.
  • January 12, 2010 Oil International LLC
  • February 22, 2010 Orion Advisory Services
  • April 30, 2012 Osler Energy Corporation
  • January 24, 2011 Pan Gen Global
  • December 9, 2008 Parklane Financial
  • December 9, 2008 Parklane International
  • April 30, 2012 Platinum Account Group
  • March 17, 2010 Portfolio Capital Inc.
  • June 18, 2010 Prudence Trust Management
  • April 17, 2009 Secure Wealth Management
  • April 19, 2010 Select American Transfer Co.
  • November 10, 2011 Smart Trade FX Inc.
  • April 17, 2009 Sovereign Secure Holdings
  • November 18, 2009 Stanton Kerr
  • January 12, 2010 Strategic Energy Partners
  • January 20, 2010 Tangent Capital Inc.
  • October 15, 2010 Tetra Herbal Remedies Inc.
  • August 5, 2011 Thunderlight Entertainment
  • January 5, 2012 Timberlake Energy Solutions Inc.
  • January 12, 2010 Titan Resources International Corporation, Titan Resources International Inc., Titan Resources Management Inc.
  • July 6, 2010 Tri Continental Capital Corporation
  • February 9, 2011 Twynham Corporation
  • December 16, 2011 Valert Inc.
  • July 29, 2010 Vantre Finance Inc.
  • July 30, 2010 Viaoro Industries Inc.
  • September 8, 2011 Wall Street Consulting International Corp./Wall Street Consulting
  • April 19, 2010 Waverly M&A
  • January 12, 2010 Webb Capital Partners
  • July 8, 2011 Werner Group International
  • February 27, 2012 World Energy Holdings & Research PLC
  • January 18, 2011 Zavareh Equity Group Inc.
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More about the list

The individuals and companies are on this list because the OSC is concerned that they may be:
  • selling securities or offering investment advice in Ontario, or claiming to sell securities or offer investment advice from Ontario, without being registered in Ontario, and without having an exemption, and/or
  • offering securities without a prospectus when they are required to have one These individuals and companies have come to our attention through complaints from investors, information from other regulators or our own surveillance activities. If an individual or company is on the list, it does not mean that the Commission has held a hearing or made a finding on them, or made any judgment about the merits of any product they are offering.
If you believe information on the list is inaccurate
Contact us. You will be asked to provide information and/or documentation to support your claim.