Investors
Warning List
This list contains individuals and companies that appear to be engaging in activities that may pose a risk to investors. The OSC urges investors to be cautious about these individuals and companies.
This list is not exhaustive. You should always check the registration of the individual or company you’re dealing with and research the investment before you buy.
If you’ve been approached by anyone on the list, contact us.
Click here to read more about the list.
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| 7526679 Canada Inc. | This entity is not registered to trade securities in Ontario. | ||
| O/A Quantum Trading 4915 Bathurst St. Suite # 209, Toronto, ON M2R 1X9 Website: www.quantumtrading.com Date posted: September 28, 2010 |
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| A | |||
| Advisors Group Limited | Company not registered | ||
| 1-800-789-1011 Date posted: April 9, 2010 |
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| B | |||
| Beltway M & A | Company not registered | ||
| Sincere Insurance Building, 1 Queen's Road Central Hong Kong www.beltwayma.com Date posted: January 20, 2010 |
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| Bentley Capital Group Ltd. | Company not registered | ||
| 1 Yonge Street, Suite 1801 Toronto, ON M5E 1W7 416-214-3657 Date posted: May 25, 2011 |
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| BFM Industries Inc. | Company not registered | ||
| 3266 Yonge Street, Suite 1208 Toronto, Ontario M4N 3P6 416-999-7536 www.bfmindustries.com Date posted: October 15, 2010 |
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| Bluestream Private Client Services Bluestream International Investments Bluestream Capital Corp. |
Company not registered | ||
| Waterpark Place, Queen's Quay 20 Bay Street, 12th Floor Toronto, Ontario M5J 2N8 Telephone Number: 905-859-8888 and 905-859-5612 www.bluestreampcs.com Date posted: July 20, 2011 |
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| Brunel Asset Management | Company not registered | ||
| www.brunelassetmanagement.com Date posted: February 9, 2011 |
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| Burges, Maxwell | Company not registered | ||
| London, U.K. 011-32-2-401-2505 maxwellburges@financier.com Date posted: January 12, 2010 |
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| Buttonwood, LLC | Company not registered | ||
| Torre de las Americas 15th Floor Tower B Panama City, Panama 507-265-4866 www.buttonwoodllc.com Date posted: May 6, 2010 |
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| C | |||
| Canadian Trust Limited | Company not registered | ||
| 1-800-789-1011 Date posted: April 9, 2010 |
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| Castleton Group | Company not registered | ||
| Hong Kong 204-452-1772 www.castletongrp.com Date posted: January 12, 2010 |
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| Centex Resources | Company not registered | ||
| Calle 65 Oeste y Via Ricardo J. Alfaro The Century Tower Floor 4, Office 401 Panama City, Panama 507-836-6054 www.centexresources.com Date posted: October 1, 2010 |
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| Chase Capital Partners | Company not registered | ||
| Suite 4700, 199 Bay St Toronto, ON T: 289-809-0069 F: 647-722-6367 www.chasecp.com Date posted: June 9, 2009 |
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| Complete Options Trading | Company not registered | ||
| Edificio Oceans Plaza 2009, Calle 47 Panama City, Panama 1-800-601-6872 www.completeoptionstrading.com Date posted: April 27, 2011 |
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| Consolidated Forestry Industries Inc. | Company not registered | ||
| 4915 Bathurst Street, Unit 209 Toronto, Ont. M2R 1X9 416-352-1855 www.consolidatedforestry.com Date posted: May 17, 2010 |
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| Consolidated Resource Management Inc. | Company not registered | ||
| 1 Dundas Street West, Toronto, Ontario M5G 1Z3 416-628-5758 www.con-res-man.com Date posted: July 14, 2011 |
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| Crown Capital Management Corporation | Company not registered | ||
| 4950 Yonge Street, Unit 2200 Toronto, Ont. M6N 6K1 416-438-4352 416-907-3940 www.crowncapmgmt.com Date posted: July 27, 2010 |
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| D | |||
| Denver Gardner Inc. | Company not registered | ||
| Level 21 Centennial Tower 3 Temasek Avenue 039190 Singapore 65-64-497-419 www.d-g-inc.com Date posted: October 15, 2010 |
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| Douglas Charles | Company not registered | ||
| World Trade Centre First Floor Calle 53, Marbella Panama City, Panama T: (507) 205-1982 / (507) 836-5111 F: (507) 205-1983 www.douglascharles.net Date posted: February 1, 2011 |
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| E | |||
| EFD Financial Group Company Limited | This entity is not registered to trade securities in Ontario. | ||
| Level 22, 44 Market Street, Sydney, NSW 2000 Australia Telephone Number: 61-29-1916 -458 www.efdtrading.com www.efdcapital.com Date posted: October 20, 2011 |
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| Eldora Gold Resources Ltd. | Company not registered | ||
| 10079 Winona Station, Winona, Ontario L8E 5R1 www.eldoragoldresources.com Date posted: September 14, 2011 |
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| F | |||
| Featherstone & Bellman Equity Exchange Group | Company not registered | ||
| aka - FAB Equity Exchange Group Paseo de las Lomas Bosques de las Lomas 05120 Mexico 52 55 2789 5612 http://www.fabequity.com Date posted: September 14, 2010 |
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| FutureGen Capital | Company not registered | ||
| 1250 Connecticut Ave. NW, Suite 200 Washington, D.C. 20036 1-888-391-1525 www.futuregenco.com and www.futuregencl.com Date posted: November 15, 2011 |
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| G | |||
| Genius Investments (Cyprus) Limited Genius Funds Genius Investments |
Company not registered | ||
| 6 Karaiskakis St. Limassol 3032, Cyprus 357-25-0250067 Date posted: April 9, 2010 |
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| Global Capital Group | Company not registered | ||
| 1 Yonge Street, Unit 1801 Toronto, Ont. M5E 1W7 www.gcgco.com Date posted: July 14, 2010 |
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| Global Efficiency Inc. | Company not registered | ||
| 1075 Bay Street Suite A102 / Unit 402 Toronto, ON M5S 2B2 647-728-2387 www.globalefficency.ca Date posted: May 25, 2011 |
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| Global Mining Resources | Company not registered | ||
| Water Park Place 20 Bay Street, 11th floor Toronto, ON M5J 2N8 416-544-3450 www.globalminingresources.com Date posted: April 8, 2011 |
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| Goldstein Asset Protection | Company not registered | ||
| 4700-198 Bay Street Toronto, Ont. M5L 1E9 www.goldsteinap.com Date posted: June 18, 2010 |
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| H | |||
| Hampton International | Company not registered | ||
| Via Savoia 78-00198 Rome, Italy 39-06-8523-71428 www.hampton-intl.com Date posted: March 2, 2010 |
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| Healthsonix Inc. | Company not registered | ||
| 117 Lakeshore Road East, Suite 355, Mississauga, ON L5G 4T6 Date posted: August 20, 2010 |
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| Healthsonix Medical Inc. | Company not registered | ||
| 117 Lakeshore Road East, Suite 355, Mississauga, ON L5G 4T6 Date posted: August 20, 2010 |
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| Holland, John Henry | Individual not registered | ||
| (647) 521-5533 Date posted: February 10, 2010 |
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| Horizon Explorations Ltd. I. W. F. Inc. ("IWF") Keystone Explorations Ltd. |
The entities are selling securities or offering investment advice in Ontario, or claiming to sell securities or offer investment advice from Ontario, without being registered in Ontario, and without having an exemption, and/or offering securities without a prospectus when they are required to have one. | ||
| 7 New Road, Second Floor #6, Belize City, Belize and 76 Dean Street, Belize City, Belize Date posted: August 23, 2011 |
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| I | |||
| I. W. F. Inc. ("IWF") Horizon Explorations Ltd. Keystone Explorations Ltd. |
The entities are selling securities or offering investment advice in Ontario, or claiming to sell securities or offer investment advice from Ontario, without being registered in Ontario, and without having an exemption, and/or offering securities without a prospectus when they are required to have one. | ||
| 7 New Road, Second Floor #6, Belize City, Belize and 76 Dean Street, Belize City, Belize Date posted: August 23, 2011 |
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| Impact Finance | Company not registered | ||
| 225 Franklin Street, 26th floor Boston, Massachusetts 02110 T: (857) 239-0450 F: (857) 220-3000 www.impactfinance.net Date posted: February 1, 2011 |
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| Intercontinental Trading Group, S.A | Company not registered | ||
| Edificio Plaza 2000 Piso 10, Calle 50 33309 Panama City, Republic of Panama 1-800-799-8924 www.tradingitg.com Date posted: April 19, 2011 |
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| International Metals Management Inc. | Company not registered | ||
| 6499 Powerline Road, Suite 108 Fort Lauderdale, Florida 33309 (954)938-0869 (954)938-6959 www.internationalmetalsmanagement.com Date posted: September 23, 2010 |
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| International Strategic Land Acquisition Network Development Inc. | Company not registered | ||
| 29 Gervais Drive Toronto, Ont. M3C 1Y9 416-331-9991 1-877-718-7844 www.islandclubinc.com Date posted: June 18, 2010 |
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| K | |||
| Keystone Explorations Ltd. I. W. F. Inc. ("IWF") Horizon Explorations Ltd. |
The entities are selling securities or offering investment advice in Ontario, or claiming to sell securities or offer investment advice from Ontario, without being registered in Ontario, and without having an exemption, and/or offering securities without a prospectus when they are required to have one. | ||
| 7 New Road, Second Floor #6, Belize City, Belize and 76 Dean Street, Belize City, Belize Date posted: August 23, 2011 |
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| L | |||
| LIT Corp. | Company not registered | ||
| 20 Bay Street, Suite 1100, Toronto, ON M5J 2N8 416-840-0428 www.litcorp.ca Date posted: May 25, 2011 |
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| Liquid Gold International Inc. | Company not registered | ||
| 53 King Street East Stoney Creek, Ontario www.liquidgoldinternational.com Date posted: October 15, 2010 |
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| M | |||
| Madden Group Inc. | Company not registered | ||
| 14 Lafayette Square, Suite 1408 Buffalo, New York 716-829-7233 www.maddengroupinc.com Date posted: April 19, 2010 |
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| Madison Financial Group | Company not registered | ||
| 148845 - 6 Yonge Street Aurora, Ontario L4G 6H8 (905) 481-2748 (905) 530-1846 www.madisonfgroup.coms Date posted: February 17, 2010 |
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| McLeod Walker Capital Limited | Company not registered | ||
| Uitbreidingstraat 84 Bus 3 2600 Berchem Antwerp, Belgium 32-32182341 www.mcleodwalker.com Date posted: March 2, 2010 |
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| Mester Productions | Company not registered | ||
| Welland, Ontario Date posted: July 15, 2011 |
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| Moretti Associates | Company not registered | ||
| Via Privata Senigallia, 18 20161 Milano, Italia 39 06 6051 3247 www.moretti-associates.com Date posted: July 14, 2011 |
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| N | |||
| New Century International S.A | Company not registered | ||
| The Century Tower 4th Floor, Office 401-38 Ricardo J. Alfaro Avenue Panama City, Panama 1-866-978-6426 www.newcenturyinternational.net Date posted: February 1, 2011 |
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| Norton Scientific Inc. | Company not registered to trade securities in Ontario | ||
| 3430 Schmon Pkwy Thorold, Ontario L2V 4V6 1-905-359-4445 www.norsci.ca Date posted: December 1, 2011 |
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| O | |||
| Oil International LLC | Company not registered | ||
| Torres De Las Americas Tower A 704 Punta Pacifica, Panama City Panama 507-69017789 www.oilint.com Date posted: January 12, 2010 |
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| Orion Advisory Services | Company not registered | ||
| Bonampak Ave., Sm. 3 PH503, Cancun, Mexico QR00, 77500 52 998 193 2370 www.orionfx.net Date posted: February 22, 2010 |
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| P | |||
| Pan Gen Global | Company not registered | ||
| 161 Bay St. P.O Box 508 Toronto, ON M5J 2S1 (416) 527-2036 www.pangenglobal.com Date posted: January 24, 2011 |
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| Parklane Financial | Company not registered | ||
| Suite 1800, 130 King St West Toronto, ON T: 416-945-6641 F: 416-352-1205 www.parklane-financial.com Additional information: Please note the address and website addresses to distinguish this company from other entities with similar names. This company is not connected to Parklane Financial Group Ltd. of the Trafalgar Group. Date posted: December 9, 2008 |
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| Parklane International | Company not registered | ||
| Suite 1800, 130 King St West Toronto, ON T: 416-945-6641 F: 416-352-1205 www.parklane-financial.com Additional information: Please note the address and website addresses to distinguish this company from other entities with similar names. This company is not connected to Parklane Financial Group Ltd. of the Trafalgar Group. Date posted: December 9, 2008 |
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| Portfolio Capital Inc. | Company not registered | ||
| 110 Cumberland Street, Suite 317 Toronto, Ont. 416-800-0492 www.portfoliocapitalinc.com Date posted: March 17, 2010 |
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| Prudence Trust Management | Company not registered | ||
| 4700-198 Bay Street Toronto, Ont. M5L 1E9 www.prudencetm.com Date posted: June 18, 2010 |
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| S | |||
| Secure Wealth Management | Company not registered | ||
| Renaissance Plaza – Suite 601 1075 Bay Street Toronto, Ontario www.secure-wealth.com Date posted: April 17, 2009 |
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| Select American Transfer Co. | Company not registered | ||
| 118 Finch Avenue West, Suite B11 Toronto, ON 416-907-6545 www.selectatc.com Date posted: April 19, 2010 |
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| Smart Trade FX Inc. | This entity is not registered to trade securities in Ontario. | ||
| 100 King Street West, Suite 5700 Toronto, ON M5X 1C7 1-888-613-7839 www.smarttradefx.com Date posted: November 10, 2011 |
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| Sovereign Secure Holdings | Company not registered | ||
| Suite 1801 – 1 Yonge Street Toronto, Ontario F: 416-352-1205 www.sovereignsecureholdings.com Date posted: April 17, 2009 |
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| Stanton Kerr | Company not registered | ||
| Suite 3204, First Canadian Place Toronto, ON F: 416-907-1139 Date posted: November 18, 2009 |
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| Strategic Energy Partners | Company not registered | ||
| Geneva, Switzerland 41-2253-30394 41-2259-48308 44-2080-990-736 44-2076-813-142 www.strategicenergypartners.net Date posted: January 12, 2010 |
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| T | |||
| Tangent Capital Inc. | Company not registered | ||
| 373 Front Street West Toronto, Ont. (416) 977-1534 www.tangentcapital.net Date posted: January 20, 2010 |
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| Tetra Herbal Remedies Inc. | Company not registered | ||
| 1200 Bay Street, Suite 202 Toronto, Ontario M5R 2A5 416-907-7395 www.tetraherbalremedies.com Date posted: October 15, 2010 |
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| Thunderlight Entertainment | Company not registered | ||
| 100 King St. West, Suite 3700 Toronto, Ontario Canada M5V 1K4 1-877-778-8981 www.thunderlightentertainment.com Date posted: August 5, 2011 |
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| Timberlake Energy Solutions Inc. | This entity is not registered to trade securities in Ontario | ||
| 9393 W 110th Street, Overland Park Kansas, USA 66210 www.timberlakeenergy.com Date posted: January 5, 2012 |
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| Titan Resources International Corporation Titan Resources International Inc. Titan Resources Management Inc. |
Company not registered | ||
| 1155 North Service Road West Oakville, Ontario 289-291-4035 www.titan-resource.com Date posted: January 12, 2010 |
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| Tri Continental Capital Corporation | Company not registered | ||
| World Trade Centre 1st Floor Commercial Tower Panama City, Republic of Panama 416-572-2036 www.tricontinentalcapitalcorp.com Date posted: July 6, 2010 |
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| Twynham Corporation | Company not registered | ||
| http://twynhamcorp.com Date posted: February 9, 2011 |
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| V | |||
| Valert Inc. | This entity is not registered to trade securities in Ontario | ||
| 132 Winther Avenue Ottawa, Ontario K1H 6E2 Website: N/A Date posted: December 16, 2011 |
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| Vantre Finance Inc. | Company not registered | ||
| 2 Queen St. East 18th Floor Toronto, ON M5C 3G7 T: 416-364-1199 F: 416-364-6200 www.vantrefinance.com Date posted: July 29, 2010 |
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| Viaoro Industries Inc. | Company not registered | ||
| 100 King St. West, Suite 3700, Toronto, Ontario, M5X 1C9, or, 200 S. Virginia, 8th Floor,, Reno, Nevada, USA, 89501, 1-888-369-7774, www.viaoro.com Date posted: July 30, 2010 |
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| W | |||
| Wall Street Consulting International Corp./Wall Street Consulting | This entity is not registered to trade securities in Ontario. | ||
| 3410 W Irving Park Road, Chicago, Illinois 60618-3208 Telephone Number: 312-428-9648 Date posted: September 8, 2011 |
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| Waverly M&A | Company not registered | ||
| 151 Front Street, Toronto, ON 1-866-989-4521 www.waverlyma.com Date posted: April 19, 2010 |
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| Webb Capital Partners | Company not registered | ||
| Atago Green Hills Mori Tower 37F, 2-5-1 Atago-Minato-ku Toyko, Japan 150-6237 647-723-3283 Date posted: January 12, 2010 |
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| Werner Group International | Company not registered | ||
| 161 Bay Street, P.O. Box 508, Toronto, Ontario M5J 2S1 416-800-9976 40 Wall Street., 22nd Floor, New York, New York 10005 646-313-3786 Date posted: July 8, 2011 |
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| Z | |||
| Zavareh Equity Group Inc. | Company not registered | ||
| 130 King Street West, P.O. Box 427, The Exchange Tower Toronto, Ontario M5X 1E3 (416) 860-6213 Date posted: January 18, 2011 |
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More about the list
The individuals and companies are on this list because the OSC is concerned that they may be:- selling securities or offering investment advice in Ontario, or claiming to sell securities or offer investment advice from Ontario, without being registered in Ontario, and without having an exemption, and/or
- offering securities without a prospectus when they are required to have one
If you believe information on the list is inaccurate
Contact us. You will be asked to provide information and/or documentation to support your claim.Related - OSC Proceedings | Disciplined Person | Check Registration | Questions and Complaints
