Investors
Office of the Investor
The Office of the Investor leads the effort to identify and understand investor issues and concerns through investor engagement and research. The Office is the voice of the investor internally at the OSC, championing investor protection and ensuring investors perspectives are considered and addressed in policy and operational activities.
The Office coordinates all investor focused initiatives including working with the OSC Investor Advisory Panel and the Investor Education Fund to support their mandates.
The current investor initiatives that the Office is focusing on are:
- Point of Sale Disclosure – Fund Facts
- Cost Disclosure and Performance Reporting
- Dispute Resolution Service – OBSI
- Fiduciary Duty Standard for Advisers and Dealers
- Mutual Fund Fees
- Considerations for Capital-Raising Prospectus Exemptions
The Office of the Investor would like to hear your views on these or other investor related initiatives of the OSC as well as your investment stories, ideas and concerns. You can contact that Office at InvestorOffice@osc.gov.on.ca
Spotlight On - Office of the Investor
Investor Input Needed - Everyone Welcome
