Investors
Investor Warnings
This section provides information about individuals and companies that appear to be engaging in activities that may pose a risk to investors. This information is not exhaustive. You should always check the registration of the individual or company you’re dealing with and research the investment before you buy.
If you have questions about any of these individuals or companies, or are suspicious about an investment opportunity, contact us for assistance.
Investor Alerts
| March 23, 2012 | Investor Alert: Medwell Capital Corp. (formerly BioMS Medical Corp.) | |
| January 30, 2012 | Investor Alert: Morgan Dragon Development Corp. John Cheong and Herman Tse | |
| December 15, 2011 | Investor Alert: Blueport Capital Corp. and John Hare | |
| August 29, 2011 | Investor Alert: Anchor Securities Limited and Martin Donald Heppner | |
| July 19, 2011 | Investor Alert: Royal Securities Corp. and Ningyuan (Mark) Guo | |
Warning List
| April 30, 2012 | Osler Energy Corporation | |
| April 30, 2012 | Platinum Account Group | |
| February 27, 2012 | Bristol Trading Group | |
| February 27, 2012 | World Energy Holdings & Research PLC | |
| February 23, 2012 | Front Core Capital | |
CSA Disciplined Persons List
Click here for a list of individuals who have been sanctioned by the OSC and other Canadian securities regulators. The OSC information dates back to 1997. Not all disciplinary actions are contained on this list, so check the CSA site to confirm what is included.Related - Disciplined Person | Check Registration
