Investors
Investor Warnings
This section provides information about individuals and companies that appear to be engaging in activities that may pose a risk to investors. This information is not exhaustive. You should always check the registration of the individual or company you’re dealing with and research the investment before you buy.
If you have questions about any of these individuals or companies, or are suspicious about an investment opportunity, contact us for assistance.
Investor Alerts
| March 15, 2013 | Investor Alert: Felmina Alliance Ltd. | |
| March 12, 2013 | Investor Alert: Inter Reef Ltd., Roman Novak and Radoslav Novak (doing business as Profitable Sunrise) | |
| December 12, 2012 | Investor Alert: Emerging World Pharma, Inc. | |
| October 15, 2012 | Investor Alert: China International Capital Group | |
| September 28, 2012 | Investor Alert: Titan Resources International Corporation | |
Warning List
| April 18, 2013 | Solamon Energy Corp. (doing business as solamonenergy.com) | |
| April 18, 2013 | Blackhawk Mines Corp. (doing business as blackhawkmines.com) | |
| March 12, 2013 | Hanalex Services Ltd. (doing business as TradeQuicker.com) | |
| January 24, 2013 | FTGFX Solutions Inc. (doing business as FxRebateGurus.com) | |
| December 19, 2012 | Brasrec LLC | |
CSA Disciplined Persons List
Click here for a list of individuals who have been sanctioned by the OSC and other Canadian securities regulators. The OSC information dates back to 1997. Not all disciplinary actions are contained on this list, so check the CSA site to confirm what is included.Related - Disciplined Person | Check Registration
- High-yield Investment Programs are Ponzi Schemes
- Advance fee fraud
- Affinity fraud
- Boiler rooms
- OSC Proceedings
