- Regulators release results of mystery shopping research on advisory practices
- CSA publishes mutual fund fees research
- OSC Investor Advisory Panel releases research on risk profiling
- OSC's JSOT lays charges for unregistered trading, illegal distribution and making prohibited representations
- CSA encourages checking registration before investing
- JSOT investigation results in guilty plea to criminal fraud
- Investor warnings
- Refilings and errors list
- Investor news: "Robo-advisors": online investment advisors
- Warning list
- New investor tool: Your investment policy statement blueprint
- Diversity of opinion
- Investor warning: Algo Capitals Limited
Tools and Resources
- Check Registration
Search to determine of if an individual or firm is registered in Canada.
- Investor Office
The voice of the investor internally at the OSC.
- Investor Protection Funds
Funds overseen by the OSC to provide compensation for losses in specific circumstances.
- Investor Advisory Panel (IAP)
An initiative to by the OSC to further represent investor concerns and voices in the rule and policy-making process.
- Learn about investing
A consolidation of resources to help investors learn about investing
- IAP Submissions
Submissions to the OSC representing investor views on OSC policy initiatives.