Investors

INVESTOR ADVISORY PANEL

MEETING AGENDA


Meeting Date:

Thursday March 12, 2015, 9:30 am – 1:30 pm


Location:

Ontario Securities Commission, 20 Queen Street West
Commissioners’ Boardroom, 17th floor


Members: Jane Ambachtsheer, Connie Craddock (Chair), Letty Dewar, Harold Geller, Ken Kivenko, Alison Knight, Ursula Menke, Louise Tardif

Invitees:

Rhonda Goldberg, Director, Investment Funds and Structured Products
Monica Kowal, Vice Chair
Debra Foubert, Director, Compliance and Registrant Regulation
Jeff Scanlon, Legal Counsel, Compliance and Registrant Regulation
Kelly Gorman, Deputy Director, Enforcement
Heidi Franken, Senior Forensic Accountant, Enforcement
Stephanie Wakefield, Senior Legal Counsel, General Counsel’s Office