Dealers, Advisers and Investment Fund Managers
Different types of fees apply to firms and individuals when they submit most applications.
Late fees may apply when a firm does not pay fees on time or does not submit required documents on time.
Fees can be paid by electronic funds transfer through the National Registration Database (NRD). Fees can be paid by cheque if a firm has been granted an exemption from the requirement to pay fees through NRD under Part 4 of National Instrument 31-102 National Registration Database.