About


Advisory Committees


As part of policy and rule development, the OSC has established several advisory committees to gather input on securities regulation issues and industry trends. The OSC also participates on advisory committees to the Canadian Securities Administrators (CSA).

OSC Advisory Committees


CSA Advisory Committees



Investor Advisory Panel – an independent advisory panel to the Commission, the Investor Advisory Panel provides comments in response to public requests for comment by the Commission on proposed rules, policies, concept papers and discussion drafts. The Panel also provides comments on the OSC’s proposed annual Statement of Priorities, brings forward policy issues for consideration and advises on the effectiveness of the OSC’s investor protection initiatives. Learn more about the Investor Advisory Panel.

Members
Ursula Menke, Chair
Connie Craddock
Letty Dewar
Harold Geller
Ken Kivenko
Alison Knight
Louise Tardif

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Continuous Disclosure Advisory Committee – advises OSC staff on the development, implementation and review of continuous disclosure policies and practices.

Members
Kathryn Daniels (Chair) Ontario Securities Commission
Abbas Ali Khan Bennett Jones LLP
Ivan Chittenden Ernst & Young LLP
Eleanor Fritz TSX Group
Marc E. Gold Thomson Reuters
Andrew Grossman Ogilvy Renault LLP
Paul Guthrie Royal Bank of Canada
Gale Kelly KPMG LLP
A. Dimitri Lascaris Siskinds LLP
Yvette Lokker Canadian Investor Relations Institute
Philip Maguire Glenidan Consultancy Ltd.
Bruce M. Mann Rogers Communications Inc.
Catherine McCall Canadian Coalition for Good Governance
Anthony Scilipoti Veritas Investment Research
Bassem A. Shakeel Magna International Inc.
Debra Sisti RiskMetrics Group
Bob Tait IAMGOLD Corporation

OSC contact:

Kathryn Daniels, Deputy Director, Corporate Finance
Tel: 416-593-8093
E-mail: kdaniels@osc.gov.on.ca

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Exempt Market Advisory Committee – advises OSC staff on regulatory approaches to the capital raising segment of the exempt market.

Members
Jo-Anne Matear (Chair) Ontario Securities Commission
Robert Antoniades Information Venture Partners
Julia Dublin Barrister and Solicitor
Kerri Golden JOLT Fund, L.P.
Neil Gross Canadian Foundation for Advancement of Investor Rights (FAIR Canada)
Darrin Hopkins Richardson GMP
Andrea Johnson Fraser Milner Casgrain LLP
David Kaufman Westcourt Capital Corporation
Jeff Kennedy Cormark Securities Inc.
Brian Koscak Pinnacle Wealth Brokers
Vaughn MacLellan DLA Piper (Canada) LPP
Janka Palkova Convention of Independent Financial Advisors
David Palmer Probe Mines Limited
Craig Skauge National Exempt Market Association
Michael Smith Baker & Mckenzie
Glorianne Stromberg Consultant
Bryce Tingle University of Calgary
Martine Valcin TMX Group

OSC contacts:

Jo-Anne Matear, Manager, Corporate Finance
Tel: 416-593-2323
E-mail: jmatear@osc.gov.on.ca

Elizabeth Topp, Senior Legal Counsel, Corporate Finance
Tel: 416-593-2377
E-mail: etopp@osc.gov.on.ca

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Investment Funds Product Advisory Committee – advises OSC staff on emerging product developments and innovations occurring in the investment fund industry.

Members
Ghassan (Jason) Agaby Dynamic Funds
Bill Bamber CIBC World Markets Inc.
Tom Bradley Steadyhand Investment Funds Inc.
Pat Chiefalo BlackRock, iShares Canada
Barry Gordon First Asset Capital Corp.
Jonathan Hartman RBC Global Asset Management Inc.
Vishal Hingorani TD Securities Inc
Marian Passmore Canadian Foundation for Advancement of Investor Rights (FAIR Canada)
Michael Schnitman Mackenzie Investments
Oricia Smith Invesco Canada Ltd.
Atul Tiwari Vanguard Investments Canada Inc.
John Wilson Fidelity Investments Canada, ULC

OSC contacts:

Melissa Schofield, Senior Legal Counsel, Investment Funds & Structured Products
Tel: 416-595-8777
E-mail: mschofield@osc.gov.on.ca

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Market Structure Advisory Committee – serves as a forum to discuss issues and policy- and rule-making initiatives associated with market structure and marketplace operations in the Canadian and global capital markets.

Members
Stephen Bain RBC Capital Markets
Doug Clark ITG Canada
Ricardo DaCosta IRESS Market Technology Canada
Deanna Djurdjevic TMX Group
Craig Gaskin TD Asset Management
Peter Haynes TD Securities
Dan Kessous Chi-X Canada
Albert Kovacs Liquidnet Canada
Lafleche Montreuil Desjardins Securities
Andy O’Hara Tradebot Systems
Kelly Reynolds Hillsdale Investment Management
Vidis Vaiciunas Independent
Paul Whitehead BlackRock
Evan Young Scotia Capital

OSC contacts:

Susan Greenglass, Director, Market Regulation
Tel: 416-593-8140
E-mail: sgreenglass@osc.gov.on.ca

Tracey Stern, Manager, Market Regulation
Tel: 416-593-8167
E-mail: tstern@osc.gov.on.ca

Kent Bailey, Trading Specialist, Market Regulation
Tel: 416-595-8908
E-mail: kbailey@osc.gov.on.ca

Paul Redman, Principal Economist, Strategy & Operations
Tel: 416-593-2369
E-mail: predman@osc.gov.on.ca

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Registrant Advisory Committee – serves as a forum to discuss issues and challenges faced by registrants in interpreting and complying with Ontario securities law, including registration and compliance-related matters.

Members
Eric Adelson Invesco Canada Ltd.
Sandra Blake Investment Industry Regulatory Organization of Canada
Matthew Brady Mutual Fund Dealers Association of Canada
Catherine Chamberlain Vanguard Investments Canada Inc.
Richard Goldstein First Republic Capital Corporation
Matthew Irwin Ewing Morris & Co. Investment Partners Ltd.
Robert Maxwell Arrow Capital Management Inc.
Brent H. Moore Mackenzie Financial Corporation
Cora Pettipas National Exempt Market Association
Leonard Racioppo Coerente Capital Management Inc.
Prema K. R. Thiele Borden Ladner Gervais LLP
Cathy Tuckwell Portfolio Management Association of Canada and
1832 Asset Management L.P

OSC contacts:

Debra Foubert, Director, Compliance & Registrant Regulation
Tel: 416-593-8345
E-mail: dfoubert@osc.gov.on.ca

Felicia Tedesco, Manager, Compliance & Registrant Regulation
Tel: 416-593-8273
E-mail: ftedesco@osc.gov.on.ca

Merzana Martinakis, Senior Accountant, Compliance & Registrant Regulation
Tel: 416-593-2398
E-mail: mmartinakis@osc.gov.on.ca

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Securities Advisory Committee – provides advice to the OSC on legislative and policy initiatives, and capital markets trends.

Members
Douglas Bryce Osler Hoskin & Harcourt LLP
Judy Cotte RBC Global Asset Management
Blair Cowper-Smith OMERS Administration Corporation
Carol E. Derk Borden Ladner Gervais LLP
Sheldon Freeman Goodmans LLP
Mindy Gilbert Davies Ward Phillips & Vineberg LLP
Ian Michael McCarthy Tétrault LLP
Shahen A. Mirakian McMillan LLP
Kathleen Ritchie Gowling Lafleur Henderson LLP
Julie Shin Toronto Stock Exchange
Sean Vanderpol Stikeman Elliott LLP
Diana Wisner Bank of Montreal

OSC contacts:

James Sinclair, General Counsel
Tel: 416-593-3870
E-mail: jsinclair@osc.gov.on.ca

Krista Martin Gorelle, Associate General Counsel
Tel: 416-593-3689
E-mail: kgorelle@osc.gov.on.ca

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Securities Proceedings Advisory Committee – provides comments and advice to the Office of the Secretary on policy and procedural initiatives relating to the Commission’s administrative tribunal proceedings. Learn more about the committee's mandate.

Members
Josée Turcotte (Chair) Ontario Securities Commission
Wendy Berman Cassels Brock & Blackwell LLP
Nigel Campbell Blake Cassels & Graydon LLP
Alexander Cobb Osler Hoskin & Harcourt LLP
Emily Cole Miller Thomson LLP
James Doris Davies Ward Phillips & Vineburg LLP
James D. G. Douglas Borden Ladner Gervais LLP
Linda Fuerst Norton Rose Fulbright Canada LLP
James H. Grout Thornton Grout Finnigan LLP
Paul LeVay Stockwoods LLP
Melissa MacKewn Crawley Meredith Brush MacKewn LLP
Janice L. Wright Wright Temelini LLP
Tom Atkinson Enforcement, Ontario Securities Commission
Robert Blair Office of the Secretary, Ontario Securities Commission
Kelly Gorman Enforcement, Ontario Securities Commission
Karen Manarin Enforcement, Ontario Securities Commission
Carolyn Slon Office of the Secretary, Ontario Securities Commission

OSC contacts:

Robert Blair, Senior Legal Counsel, Office of the Secretary
Tel: 416-593-8151
E-mail: rblair@osc.gov.on.ca

Carolyn Slon, Legal Counsel (Secretary to the Committee), Office of the Secretary
Tel: 416-593-2364
E-mail: cslon@osc.gov.on.ca

Josée Turcotte, Secretary, Office of the Secretary
Tel.: (416) 593-2390
Email: jturcotte@osc.gov.on.ca

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Small and Medium Enterprises Committee – advises OSC staff on policy and rule-making initiatives relevant to small issuers, and on the emerging issues and unique challenges faced by small issuers.

Members
Jo-Anne Matear (Chair) Ontario Securities Commission
Tim Babcock TSX Venture Exchange
Steven Callan Grant Thornton LLP
Robert Cook Canadian Securities Exchange
Mark George Hampton Securities
Donald Henderson Former CEO of Interactive Ontario
Barbara Hendrickson BAX Securities Law
James Hershaw Greenock Resources Inc.
Oscar Jofre KorConx
Shafin Kanji KV Capital
Charlie Malone Wildeboer Dellelce LLP
Blair Milroy Capital Canada Limited
Rick Nathan Kensington Capital Partners Limited
Jason Saltzman Dentons Canada LLP
Pierre Soulard Miller Thomson LLP

OSC contact:

Jo-Anne Matear, Manager, Corporate Finance
Tel: 416-593-2323
E-mail: jmatear@osc.gov.on.ca

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Financial Reporting Advisory Committee – provides advice to the Canadian Securities Administrators’ (CSA) Chief Accountants Committee (CAC) on relevant policy initiatives and various technical accounting and auditing issues that relate to financial reporting requirements and guidance in securities legislation in Canada. The committee also serves as a forum to discuss financial reporting practices and trends in the Canadian and global capital markets.

Members
Cameron McInnis (Chair) Ontario Securities Commission
Carolyn Anthony PwC LLP
Reinhard Dotzlaw KPMG LLP
Lara Gaede Alberta Securities Commission
Bhupender Gosain MNP LLP
Carla-Marie Hait British Columbia Securities Commission
Karen Higgins Deloitte
Guy Jones Ernst & Young LLP
Hélène Marcil Autorité des marchés financiers
Rinna Sak Grant Thornton LLP
Janet Stockton BDO LLP
Eric Turner Auditing and Assurance Standards Board
Rebecca Villman Accounting Standards Board

Contact:

Cameron McInnis, Chief Accountant, Office of the Chief Accountant
Ontario Securities Commission
Tel: 416-593-3675
E-mail: cmcinnis@osc.gov.on.ca

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Mining Technical Advisory and Monitoring Committee – provides advice to the Canadian Securities Administrators (CSA) on technical issues relating to disclosure requirements for the mining industry. The committee also serves as a forum for continuing communication between the CSA and the mining industry.

Members
Chris Collins (Co-Chair) British Columbia Securities Commission
Craig Waldie (Co-Chair) Ontario Securities Commission
Brian Abraham Dentons Canada LLP
Luc Arsenault Autorité des marchés financiers
Paul Bankes Consultant
Lynda Bloom Analytical Solutions Ltd.
George Cavey Gold Jubilee Capital Corp.
Michel Champagne Sidex s.e.c.
Peter Dietrich Consultant
Catherine Gignac Analyst
Greg Gosson Amec Foster Wheeler
Stefan Lopatka (Observer) TSX Venture Exchange
Deborah McCombe Roscoe Postle Associates Inc.
Joseph Ringwald Selwyn Resources Ltd.
Paul Teniere (Observer) TSX

Contacts:

Craig Waldie, Senior Geologist, Corporate Finance
Ontario Securities Commission
Tel: 416-593-8308
E-mail: cwaldie@osc.gov.on.ca

Chris Collins, Chief Mining Advisor, Corporate Finance
British Columbia Securities Commission
Tel: 604-899-6616
E-mail: ccollins@bcsc.bc.ca

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