Securities Law & Instruments

45-501 - Ontario Prospectus and Registration Exemptions

View History
Final and Approved:
June 9, 2016 Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
January 14, 2016 Changes to Companion Policy 45-501CP Ontario Prospectus and Registration Exemptions
January 14, 2016 Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
January 7, 2016 Changes to Companion Policy 45-501CP to Ontario Securities Commission Rule 45-501 Ontario Prospectus and Registration Exemptions
January 7, 2016 Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
September 3, 2015 Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
September 3, 2015 Notice of Ministerial Approval of Amendments to NI 33-105 Underwriting Conflicts, NI 45-106 Prospectus Exemptions and OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
June 25, 2015 Notice of Amendments to OSC Rule 45-501 Ontario Prospectus and Registrations Exemptions and NI 45-106 Prospectus Exemptions
April 30, 2015 Changes to Companion Policy 45-501CP to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions Relating to the Family, Friends and Business Associates Exemption
April 30, 2015 Changes to Companion Policy 45-501CP to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
April 30, 2015 Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions Relating to the Family, Friends and Business Associates Exemption
April 30, 2015 Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
February 5, 2015 Changes to Companion Policy 45-501CP to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
February 5, 2015 Amending Instrument for OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
February 5, 2015 Notice of Ministerial Approval of Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions and to NI 45-102 Resale of Securities
January 15, 2015 Amendments to Companion Policy 45-501CP Ontario Prospectus and Registration Exemptions, OSC Rule 91-501 Strip Bonds, OSC Rule 91-502 Trades in Recognized Options
November 27, 2014 Notice of Amendments: OSC Rule - 45-501- Ontario Prospectus and Registration Exemptions
September 28, 2011 Consolidation of OSC Rule 45-501 and its CP as of September 28, 2009
Proposals:
March 20, 2014 Introduction of Proposed Prospectus Exemptions and Proposed Reports of Exempt Distribution in Ontario
Comments Received
April 25, 2013 Notice and Request for Comment: Proposed Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions and Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions
Comments Received
Related Information:
History of 45-501 - Ontario Prospectus and Registration Exemptions
June 9, 2016 Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
January 28, 2016 Summary of Key Capital Raising Prospectus Exemptions in Ontario
January 14, 2016 Changes to Companion Policy 45-501CP Ontario Prospectus and Registration Exemptions
January 14, 2016 Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
January 7, 2016 Changes to Companion Policy 45-501CP to Ontario Securities Commission Rule 45-501 Ontario Prospectus and Registration Exemptions
January 7, 2016 Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
September 3, 2015 Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
September 3, 2015 Notice of Ministerial Approval of Amendments to NI 33-105 Underwriting Conflicts, NI 45-106 Prospectus Exemptions and OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
June 25, 2015 Notice of Amendments to OSC Rule 45-501 Ontario Prospectus and Registrations Exemptions and NI 45-106 Prospectus Exemptions
April 30, 2015 Changes to Companion Policy 45-501CP to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions Relating to the Family, Friends and Business Associates Exemption
April 30, 2015 Changes to Companion Policy 45-501CP to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
April 30, 2015 Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions Relating to the Family, Friends and Business Associates Exemption
April 30, 2015 Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
February 5, 2015 Changes to Companion Policy 45-501CP to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
February 5, 2015 Amending Instrument for OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
February 5, 2015 Notice of Ministerial Approval of Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions and to NI 45-102 Resale of Securities
January 15, 2015 Amendments to Companion Policy 45-501CP Ontario Prospectus and Registration Exemptions, OSC Rule 91-501 Strip Bonds, OSC Rule 91-502 Trades in Recognized Options
November 27, 2014 Notice of Amendments: OSC Rule - 45-501- Ontario Prospectus and Registration Exemptions
March 20, 2014 Introduction of Proposed Prospectus Exemptions and Proposed Reports of Exempt Distribution in Ontario
Comments Received
April 25, 2013 Notice and Request for Comment: Proposed Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions and Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions
Comments Received
September 28, 2011 Consolidation of OSC Rule 45-501 and its CP as of September 28, 2009
September 18, 2009 Amendments
September 18, 2009 Notice of Ministerial Approval of Repeal and Replacement
July 17, 2009 National Instrument: NI - 45-102 - Resale of Securities
July 17, 2009 Notice of Commission Approval of Repeal and Replacement: NI - 45-102 - Resale of Securities
May 22, 2009 Notice and Request for Comment: NI - 45-102 - Resale of Securities
February 29, 2008 Notice and Request for Comment: NI - 45-102 - Resale of Securities
Comments Received
September 9, 2005 Notice of Ministerial Approval
September 9, 2005 National Instrument and Consequential Amendments
December 17, 2004 Proposed National Instrument and Proposed Consequential Amendments
April 2, 2004 Consequential Amendments: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
January 9, 2004 Rule: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
January 9, 2004 Notice of Ministerial Approval: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
November 7, 2003 Rule: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
November 7, 2003 Notice of Proposed Rule, Policy and Forms: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
November 7, 2003 Notice of Commission Approval of Proposed Amendment and Restatement: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
June 13, 2003 Amendments
June 13, 2003 Notice of Minister of Finance Approval: OSC Rule - 13-502 - Fees
April 17, 2003 Proposed Rule and Companion Policy: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
April 17, 2003 Request for Comments on Proposed Amendment and Restatement, and Recission of Current Rule: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
Comments Received
April 17, 2003 Notice of Request for Comments on Proposed Amendment and Restatement, and Recission of Current Rule: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
April 4, 2003 Notice of Minister of Finance Approval of Amendments: OSC Policy - 12-602 - Deeming an Issuer from Certain Other Canadian Jurisdictions to be a Reporting Issuer in Ontario
January 31, 2003 Proposed Amendments
January 31, 2003 Notice of Final Rule and Companion Policy: OSC Rule - 13-502 - Fees
January 3, 2003 Notice of Final Rule and Companion Policy: OSC Rule - 13-502 - Fees
January 3, 2003 Notice of Amendments: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
March 29, 2002 OSC Staff Notice 45-702 Frequently Asked Questions Rule 45-501: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
November 23, 2001 Notice of Approval: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
November 23, 2001 Rule, Companion Policy and Forms: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
September 14, 2001 Notice, Rule, Companion Policy and Forms: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
July 13, 2001 Notice, Proposed Rule, Companion Policy and Forms: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
Comments Received
April 6, 2001 Notice, Proposed Rule, Companion Policy and Forms: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
Comments Received
September 8, 2000 Notice, Proposed Rule, Proposed Companion Policy: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
Comments Received
January 8, 1999 Final Rule, Companion Policy and Forms F1 and F2, (effective December 22, 1998): OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
October 16, 1998 Notice of Rule Policy, Forms, Companion Policy: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
May 29, 1998 Notice: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
May 29, 1998 Proposed Rule: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
May 29, 1998 Proposed Companion Policy: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
May 29, 1998 Proposed Form 45-501F1, Proposed Form 45-501F2: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions
October 17, 1997 Notice, Proposed Rule, Proposed Companion Policy: OSC Rule - 45-501 - Ontario Prospectus and Registration Exemptions