Securities Law & Instruments

41-101 - General Prospectus Requirements

View History
Final and Approved:
Proposals:
Related Information:
History of 41-101 - General Prospectus Requirements
December 3, 2015 Changes to Companion Policy 41-101CP General Prospectus Requirements
December 3, 2015 Notice of Ministerial Approval of Amendments to NI 45-16 Prospectus Exemptions, NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions and NI 45-102 Resale of Securities, and the Repeal of NI 45-101 Rights Offerings
November 5, 2015 Amendments to NI 41-101 General Prospectus Requirements
September 24, 2015 CSA Notice of Amendments Relating to Rights Offerings to NI 45-106 Prospectus Exemptions, NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions and NI 45-102 Resale of Securities, and Repeal of NI 45-101 Rights Offerings
September 3, 2015 CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
June 18, 2015 CSA Notice and Request for Comment – Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and Its Delivery – Proposed Amendments to NI 41-101 General Prospectus Requirements and to Companion Policy 41-101CP to NI 41-101 General Prospec
Comments Received
June 4, 2015 Amendments to NI 41-101 General Prospectus Requirements
June 4, 2015 Changes to Companion Policy to NI 41-101 General Prospectus Requirements
June 4, 2015 Notice of Ministerial Approval of Amendments to NI 51-102 Continuous Disclosure Obligations, NI 41-101 General Prospectus Requirements and NI 52-110 Audit Committees
October 9, 2014 Amendments to NI 41-101 General Prospectus Requirements
July 17, 2014 Repeal and Replacement of NI 52-108 Auditor Oversight, and Amendments to NI 41-101 General Prospectus Requirements, NI 51-102 Continuous Disclosure Obligations, and NI 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
September 18, 2014 Amendments to NI 41-101 General Prospectus Requirements
June 19, 2014 Final Amendments: Modernization of Investment Fund Product Regulation (Phase 2)
May 22, 2014 CSA Notice and Request for Comment: Proposed Amendments to NI 51-102 Continuous Disclosure Obligations, NI 41-101 General Prospectus Requirements and NI 52-110 Audit Committees
Comments Received
December 19, 2013 Amendments to NI 41-101 General Prospectus Requirements
October 17, 2013 Proposed Repeal and Replacement of NI 52-108 Auditor Oversight and Proposed Amendments to NI 41-101 General Prospectus Requirements, NI 51-102 Continuous Disclosure Obligations and NI 71-102 Continuous and Other Exemptions Relating to Foreign Issuers
Comments Received
August 8, 2013 Changes to Companion Policy 41-101CP General Prospectus Requirements
August 8, 2013 Amendments: NI 41-101 General Prospectus Requirements
August 8, 2013 Notice of Ministerial Approval: Amendments to NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions, NI 44-102 Shelf Distributions and NI 44-103 Post-Receipt Pricing
June 25, 2013 CSA Staff Notice: 11-324 - Extension of Comment Period Proposed Amendments to National Instrument 81-102 Mutual Funds, Companion Policy 81-102CP Mutual Funds and Related Consequential Amendments and Other Matters Concerning NI 81-104
May 30, 2013 Notice of Pre-Marketing and Marketing Amendments to Prospectus Rules (Final)
May 16, 2013 Notice of Correction to Published Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
May 9, 2013 Amendments: NI 41-101 General Prospectus Requirements and Companion Policy 41-101CP
May 9, 2013 Amendments: NI 41-101 General Prospectus Requirements
May 9, 2013 Notice of Ministerial Approval: Amendments to NI 41-101, 41-101CP, NI 44-101, 44-101CP, NI 44-102, 44-102CP, NI 81-101, 81-101CP and Consequential Amendments to NI 52-107, NI 51-102, NI 13-101
May 9, 2013 Notice of Ministerial Approval: Amendments to NI 41-101 General Prospectus Requirements
March 27, 2013 Proposed Amendments (Related to Modernization of Investment Fund Product Regulation (Phase 2))
March 14, 2013 CSA Notice of Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
February 28, 2013 CSA Notice of Amendments to Prospectus Rules (Final)
January 10, 2013 CSA Notice: Notice of Amendments to National Instrument 41-101 - General Prospectus Requirements, Form 41-10F2 Form 41-101F3 and Companion Policy 41-101CP - Companion Policy to National Instrument 41-101 - General Prospectus Requirements
September 13, 2012 Republication and Request for Comment: Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers and Related Amendments
Comments Received
April 6, 2012 Amendments to NI 41-101 General Prospectus Requirements
November 25, 2011 Notice of Proposed Pre-Marketing and Marketing Amendments to Prospectus Rules
Comments Received
November 25, 2011 CSA Notice and Request for Comment: Modernization of Scholarship Plan Regulation Phase 1 - A New Prospectus Form for Scholarship Plans
Comments Received
July 15, 2011 CSA Notice and Request for Comment: Proposed Amendments to NI 41-101 General Prospectus Requirements and Proposed Consequential Amendments
Comments Received
May 6, 2011 Unofficial consolidation of National Instrument and Companion Policy as of May 1, 2011 for periods relating to financial years beginning on or after January 1, 2011
May 6, 2011 Unofficial consolidation of National Instrument and Companion Policy as of May 1, 2011 for periods relating to financial years beginning before January 1, 2011
May 6, 2011 CSA Staff Notice: 11-314 - Update of CSA Instruments
December 10, 2010 Final: IFRS-Related Amendments to Securities Rules and Policies
December 10, 2010 Notice of Ministerial Approval of IFRS-Related Amendments to Securiities Rules and Regulation 1015 under the Securities Act
October 1, 2010 Notice of IFRS-Related Amendments to Prospectus Rules
June 25, 2010 Proposed Amendments (Modernization of National Instrument 81-102)
Comments Received
June 18, 2010 Amendments to Form 41-101F2 Information Required in an Investment Fund Prospectus under NI 41-101 General Prospectus Requirements
June 18, 2010 Notice of Ministerial Approval of Amendments to Form 81-101F2 Contents of Annual Information Form under NI 81-101 Mutual Fund Prospectus Disclosure and Form 41-101F2 Information Required in an Investment Fund Prospectus under NI 41-101 General Prospectus
April 9, 2010 CSA Notice of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure and Form 81-101F2 Contents of Annual Information Form and to NI 41-101 General Prospectus Requirements and Form 41-101F2 Information Required in an Investment Fund Prospectus
March 24, 2010 CSA Notice and Request for Comments: Modernization of Scholarship Plan Regulation Phase 1 - A New Prospectus Form for Scholarship Plans – Proposed Amendments to National Instrument 41-101 General Prospectus Requirements, Form 41-101F2 & Related Amendments
Comments Received
October 16, 2009 Proposed Amendments (Related to National Instrument 81-106)
October 9, 2009 Notice of Proposed Amendments
September 25, 2009 Proposed Amendments
March 7, 2008 Consequential Amendments to NI 51-102: Final Rule: NI 41-101 General Prospectus Reuirements
March 7, 2008 Notice of Ministerial Approval: NI - 41-101 - General Prospectus Requirements
December 21, 2007 Notice of Repeal: National Policy Statement No. 14 - Acceptability of Currencies in Material Filed with Securities Regulatory Authorities
December 22, 2006 Proposed National Instrument and Related Amendments: NI - 41-101 - General Prospectus Requirements
Comments Received