Securities Law & Instruments

31-507 - SRO Membership Securities Dealers and Brokers

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Proposals:
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History of 31-507 - SRO Membership Securities Dealers and Brokers
July 17, 2009 Notice of Amendments
August 18, 2000 Final OSC Rule (effective August 17, 2000): OSC Rule - 31-507 - SRO Membership Securities Dealers and Brokers
June 30, 2000 Notice of OSC Rule: OSC Rule - 31-507 - SRO Membership Securities Dealers and Brokers
April 14, 2000 Notice of Proposed Changes to Proposed Rule: OSC Rule - 31-507 - SRO Membership Securities Dealers and Brokers
June 19, 1998 Notice and Proposed Changes to Proposed Rule: OSC Rule - 31-507 - SRO Membership Securities Dealers and Brokers
October 3, 1997 Notice and Proposed Rule: OSC Rule - 31-507 - SRO Membership Securities Dealers and Brokers