Securities Law & Instruments

31-502 - Proficiency Requirements for Registrants

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Final and Approved:
Proposals:
Related Information:
History of 31-502 - Proficiency Requirements for Registrants
July 17, 2009 Notice of Amendments
September 26, 2008 Amendment: OSC Rule - 31-502 - Proficiency Requirements for Registrants
September 26, 2008 Notice of Ministerial Approval - Amendment: OSC Rule - 31-502 - Proficiency Requirements for Registrants
August 1, 2008 OSC Rule: OSC Rule - 31-502 - Proficiency Requirements for Registrants
June 22, 2007 Notice: OSC Rule - 31-502 - Proficiency Requirements for Registrants
June 22, 2007 Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants
March 9, 2007 Rule: OSC Rule - 31-502 - Proficiency Requirements for Registrants
March 9, 2007 Rule: OSC Rule - 31-502 - Proficiency Requirements for Registrants
February 24, 2006 Proposed Amendment: OSC Rule - 31-502 - Proficiency Requirements for Registrants
Comments Received
January 9, 2004 OSC Staff Notice 31-711: OSC Rule - 31-502 - Proficiency Requirements for Registrants
October 31, 2003 Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants
October 31, 2003 Notice of Ministerial Approval of Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants
August 29, 2003 Notice of Proposed Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants
August 29, 2003 Notice- Notice of Proposed Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants
December 20, 2002 Notice of Request for Comments - Proposed Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants
Comments Received
December 20, 2002 Notice - Notice of Request for Comments - Proposed Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants
August 18, 2000 Final Rule (effective August 17, 2000): OSC Rule - 31-502 - Proficiency Requirements for Registrants
June 23, 2000 Final Rule: OSC Rule - 31-502 - Proficiency Requirements for Registrants
September 17, 1999 Notice and Proposed Changes to Rule: OSC Rule - 31-502 - Proficiency Requirements for Registrants
December 18, 1998 Notice and Proposed Changes to Rule: OSC Rule - 31-502 - Proficiency Requirements for Registrants
October 16, 1998 Final Rule: OSC Rule - 31-502 - Proficiency Requirements for Registrants
August 21, 1998 Notice and Proposed Changes to Proposed Rule: OSC Rule - 31-502 - Proficiency Requirements for Registrants
January 23, 1998 Notice and Proposed Changes to Proposed Rule: OSC Rule - 31-502 - Proficiency Requirements for Registrants