Securities Law & Instruments

81-107 - Independent Review Committee for Investment Funds

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Final and Approved:
January 15, 2015 Amendments to NI 23-102 Use of Client Brokerage Commissions, NI 24-101 Institutional Trade Matching and Settlement, NI 81-107 Independent Review Committee for Investment Funds, and NI 11-102 Passport System
January 9, 2015 Notice of Ministerial Approval: Amendments to National Instrument 31-103 Registration Requirements, Exemptions And Ongoing Registrant Obligations And Related Instruments
September 22, 2014 Unofficial Consolidated National Instrument 81-107 as of September 22, 2014
September 18, 2014 Changes to Commentary in NI 81-107 Independent Review Committee for Investment Funds
September 18, 2014 Amendments to NI 81-107 Independent Review Committee for Investment Funds
May 6, 2011 Unofficial Consolidation of National Instrument 81-107 as of May 6, 2011
May 6, 2011 CSA Staff Notice: 11-314 - Update of CSA Instruments
July 17, 2009 Amendment (Related to National Instrument 31-103 effective September 28, 2009)
November 10, 2006 Final National Instrument 81-107 (effective November 1, 2006)
Proposals:
March 27, 2013 Proposed Amendments (Related to Modernization of Investment Fund Product Regulation (Phase 2))
Related Information:
March 25, 2011 OSC Staff Notice 81-713 Focussed Disclosure Review National Instrument 81-107
March 30, 2007 CSA Staff Notice 81-317 Frequently Asked Questions on National Instrument 81-107
November 10, 2006 OSC Rule 81-802 Implementing National Instrument 81-107 Independent Review Committee for Investment Funds
July 15, 2006 Updated Memorandum from Carol Hansell on IRC member liability
History of 81-107 - Independent Review Committee for Investment Funds
January 15, 2015 Amendments to NI 23-102 Use of Client Brokerage Commissions, NI 24-101 Institutional Trade Matching and Settlement, NI 81-107 Independent Review Committee for Investment Funds, and NI 11-102 Passport System
January 9, 2015 Notice of Ministerial Approval: Amendments to National Instrument 31-103 Registration Requirements, Exemptions And Ongoing Registrant Obligations And Related Instruments
September 22, 2014 Unofficial Consolidated National Instrument 81-107 as of September 22, 2014
September 18, 2014 Changes to Commentary in NI 81-107 Independent Review Committee for Investment Funds
September 18, 2014 Amendments to NI 81-107 Independent Review Committee for Investment Funds
March 27, 2013 Proposed Amendments (Related to Modernization of Investment Fund Product Regulation (Phase 2))
May 6, 2011 Unofficial Consolidation of National Instrument 81-107 as of May 6, 2011
May 6, 2011 CSA Staff Notice: 11-314 - Update of CSA Instruments
March 25, 2011 OSC Staff Notice 81-713 Focussed Disclosure Review National Instrument 81-107
July 17, 2009 Amendment (Related to National Instrument 31-103 effective September 28, 2009)
March 30, 2007 CSA Staff Notice 81-317 Frequently Asked Questions on National Instrument 81-107
November 10, 2006 OSC Rule 81-802 Implementing National Instrument 81-107 Independent Review Committee for Investment Funds
November 10, 2006 Final National Instrument 81-107 (effective November 1, 2006)
November 10, 2006 Notice of Ministerial Approval of Final National Instrument 81-107
July 28, 2006 Notice of Final National Instrument 81-107
July 28, 2006 Final National Instrument 81-107
July 28, 2006 Notice of Final National Instrument NI 81-107
July 15, 2006 Updated Memorandum from Carol Hansell on IRC member liability
May 27, 2005 Notice of Request for Comments on Proposed National Instrument 81-107
Comments Received
May 27, 2005 Proposed National Instrument 81-107
May 2, 2005 Memorandum from Carol Hansell on IRC member liability
January 9, 2004 Cost-Benefit Analysis of Independent Review Committees
January 9, 2004 Mutual Fund Governance Cost Benefit Analysis
January 9, 2004 Proposed National Instrument NI 81-107
January 9, 2004 Request for Comments on Proposed National Instrument 81-107
Comments Received
January 9, 2004 Notice of Request for Comments on Proposed National Instrument NI 81-107
March 1, 2002 Concept Proposal
Comments Received
March 1, 2002 Background Research Report - The Canadian Mutual Fund Industry: Its Experience With and Attitudes Toward Mutual Fund Regulation
March 1, 2002 Background Legal Report - Trust Law Implications of Proposed Regulatory Reform of Mutual Fund Governance Structures