Securities Law & Instruments

Final and Approved:
March 14, 2013 CSA Notice of Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
February 9, 2012 Notice of Amendments (Related to Modernization of National Instrument 81-102)
December 10, 2010 Amendment to Companion Policy 81-102 (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds effective January 1, 2011)
December 10, 2010 Amendment to National Instrument 81-102 (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds effective January 1, 2011)
September 18, 2009 Unofficial Consolidated National Instrument 81-102 and Companion Policy as of September 28, 2009
July 17, 2009 Amendment (Related to National Instrument 31-103 effective September 28, 2009)
September 5, 2008 Amendment (Related to Amendments to National Instrument 81-106 effective September 8, 2008)
November 10, 2006 Amendment (Related to National Instrument 81-107 effective November 1, 2006)
June 3, 2005 Amendment (Related to National Instrument 81-106 effective June 1, 2005)
January 16, 2004 Final Amendment (effective December 31, 2003)
October 17, 2003 Correction to Amendment (effective December 31, 2003)
February 16, 2001 Final Amendment (effective May 2, 2001)
January 28, 2000 Final National Instrument 81-102 and Companion Policy 81-102 (effective February 1, 2000)
Proposals:
March 27, 2013 CSA Notice and Request for Comment: Proposed Amendments (Modernization of Investment Fund Product Regulation (Phase 2))
August 12, 2011 Proposed Amendments for Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds
Comments Received
October 16, 2009 Proposed Amendments (Related to National Instrument 81-106)
Related Information:
May 14, 2010 OSC Staff Notice 81-710 - Approvals for Change in Control of a Mutual Fund Manager and Change of a Mutual Fund Manager under National Instrument 81-102 Mutual Funds