Securities Law & Instruments



81-102 81-102CP - Investment Funds

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Final and Approved:
December 10, 2015 CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts and ETF Facts - Proposed Amendments to NI 81-102 Investment Funds and Related Consequential Amendments
Comments Received
September 22, 2014 Unofficial Consolidated National Instrument 81-102 and Companion Policy as of September 22, 2014
September 18, 2014 Changes to Companion Policy 81-102CP Mutual Funds
September 18, 2014 Amendments to NI 81-102 Mutual Funds
September 18, 2014 Notice of Ministerial Approval of Amendments to NI 81-102 Mutual Funds, NI 81-106 Investment Fund Continuous Disclosure, NI 81-101 Mutual Fund Prospectus Disclosure, NI 41-101 General Prospectus Requirements and Consequential Amendments
June 19, 2014 Final Amendments: Modernization of Investment Fund Product Regulation (Phase 2)
December 19, 2013 Amendments to NI 81-102 Mutual Funds
August 1, 2013 Amendments to NI 81-102 Mutual Funds
August 1, 2013 Notice of Ministerial Approval of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F3 Contents of Fund Facts Document, and Companion Policy 81-101CP
June 25, 2013 CSA Staff Notice: 11-324 - Extension of Comment Period Proposed Amendments to National Instrument 81-102 Mutual Funds, Companion Policy 81-102CP Mutual Funds and Related Consequential Amendments and Other Matters Concerning NI 81-104
March 14, 2013 CSA Notice of Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
February 9, 2012 Notice of Amendments (Related to Modernization of National Instrument 81-102)
December 10, 2010 Amendment to Companion Policy 81-102 (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds effective January 1, 2011)
December 10, 2010 Amendment to National Instrument 81-102 (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds effective January 1, 2011)
September 18, 2009 Unofficial Consolidated National Instrument 81-102 and Companion Policy as of September 28, 2009
July 17, 2009 Amendment (Related to National Instrument 31-103 effective September 28, 2009)
September 5, 2008 Amendment (Related to Amendments to National Instrument 81-106 effective September 8, 2008)
November 10, 2006 Amendment (Related to National Instrument 81-107 effective November 1, 2006)
June 3, 2005 Amendment (Related to National Instrument 81-106 effective June 1, 2005)
January 16, 2004 Final Amendment (effective December 31, 2003)
October 17, 2003 Correction to Amendment (effective December 31, 2003)
February 16, 2001 Final Amendment (effective May 2, 2001)
January 28, 2000 Final National Instrument 81-102 and Companion Policy 81-102 (effective February 1, 2000)
Proposals:
March 27, 2013 CSA Notice and Request for Comment: Proposed Amendments (Modernization of Investment Fund Product Regulation (Phase 2))
Comments Received
August 12, 2011 Proposed Amendments for Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds
Comments Received
October 16, 2009 Proposed Amendments (Related to National Instrument 81-106)
Related Information:
May 14, 2010 OSC Staff Notice 81-710 - Approvals for Change in Control of a Mutual Fund Manager and Change of a Mutual Fund Manager under National Instrument 81-102 Mutual Funds
December 2, 2004 Disclosure of Management Expense Ratio ("MER") in Financial Statements Letter
History of 81-102 81-102CP - Investment Funds
December 10, 2015 CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts and ETF Facts - Proposed Amendments to NI 81-102 Investment Funds and Related Consequential Amendments
Comments Received
September 22, 2014 Unofficial Consolidated National Instrument 81-102 and Companion Policy as of September 22, 2014
September 18, 2014 Changes to Companion Policy 81-102CP Mutual Funds
September 18, 2014 Amendments to NI 81-102 Mutual Funds
September 18, 2014 Notice of Ministerial Approval of Amendments to NI 81-102 Mutual Funds, NI 81-106 Investment Fund Continuous Disclosure, NI 81-101 Mutual Fund Prospectus Disclosure, NI 41-101 General Prospectus Requirements and Consequential Amendments
June 19, 2014 Final Amendments: Modernization of Investment Fund Product Regulation (Phase 2)
December 19, 2013 Amendments to NI 81-102 Mutual Funds
August 1, 2013 Amendments to NI 81-102 Mutual Funds
August 1, 2013 Notice of Ministerial Approval of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F3 Contents of Fund Facts Document, and Companion Policy 81-101CP
June 25, 2013 CSA Staff Notice: 11-324 - Extension of Comment Period Proposed Amendments to National Instrument 81-102 Mutual Funds, Companion Policy 81-102CP Mutual Funds and Related Consequential Amendments and Other Matters Concerning NI 81-104
March 14, 2013 CSA Notice of Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
March 27, 2013 CSA Notice and Request for Comment: Proposed Amendments (Modernization of Investment Fund Product Regulation (Phase 2))
Comments Received
April 6, 2012 Amendments to NI 81-102 Mutual Funds and Companion Policy NI-81-102CP
April 6, 2012 Notice of Ministerial Amendments to NI 81-102 Mutual Funds and Companion Policy 81-102CP, NI 81-106 Investment Fund Continuous Disclosure, NI 81-101 Mutual Fund Prospectus Disclosure and NI 41-101 General Prospectus Requirements
February 9, 2012 Notice of Amendments (Related to Modernization of National Instrument 81-102)
August 12, 2011 Proposed Amendments for Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds
Comments Received
December 10, 2010 Amendment to Companion Policy 81-102 (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds effective January 1, 2011)
December 10, 2010 Amendment to National Instrument 81-102 (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds effective January 1, 2011)
December 10, 2010 Notice of Ministerial Approval of Amendments (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds)
October 8, 2010 Notice of Amendments (Related to Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds)
June 25, 2010 Proposed Amendments (Modernization of National Instrument 81-102)
Comments Received
May 14, 2010 OSC Staff Notice 81-710 - Approvals for Change in Control of a Mutual Fund Manager and Change of a Mutual Fund Manager under National Instrument 81-102 Mutual Funds
October 16, 2009 Proposed Amendments (Related to National Instrument 81-106)
September 18, 2009 Unofficial Consolidated National Instrument 81-102 and Companion Policy as of September 28, 2009
July 17, 2009 Amendment (Related to National Instrument 31-103 effective September 28, 2009)
June 19, 2009 Proposed Amendments Implementing Point of Sale Disclosure for Mutual Funds
September 5, 2008 Amendment (Related to Amendments to National Instrument 81-106 effective September 8, 2008)
September 5, 2008 Notice of Ministerial Approval of Amendments (Related to Amendments to National Instrument 81-106)
November 10, 2006 Amendment (Related to National Instrument 81-107 effective November 1, 2006)
June 3, 2005 Amendment (Related to National Instrument 81-106 effective June 1, 2005)
May 27, 2005 Proposed Amendments (Related to Proposed National Instrument 81-107)
December 2, 2004 Disclosure of Management Expense Ratio ("MER") in Financial Statements Letter
January 16, 2004 Final Amendment (effective December 31, 2003)
January 16, 2004 Notice of Ministerial Approval of Amendments
October 17, 2003 Correction to Amendment (effective December 31, 2003)
October 17, 2003 Notice of Correction to Amendments (Fund of Fund Amendments)
October 10, 2003 Amendment (effective December 31, 2003)
October 10, 2003 Notice of Amendments and Summary of Comments
October 10, 2003 Notice of Commission Approval of Amendments
September 20, 2002 Proposed Amendments (Related to Proposed National Instrument 81-106)
July 19, 2002 Proposed Amendments
July 19, 2002 Proposed Amendments
Comments Received
April 13, 2001 Notice of Ministerial Approval of Amendments
February 16, 2001 Final Amendment (effective May 2, 2001)
June 16, 2000 Proposed Amendments
January 28, 2000 Proposed Amendments
January 28, 2000 Final National Instrument 81-102 and Companion Policy 81-102 (effective February 1, 2000)
November 12, 1999 Notice of Final Instrument – National Instrument 81-102 and Companion Policy 81-102 and Rescission of National Policy Statement No. 34 and National Policy Statement No. 39
March 19, 1999 Proposed National Instrument 81-102 and Companion Policy 81-102 and Rescission of National Policy Statement No. 34 and National Policy Statement No. 39
June 27, 1997 Proposed National Instrument 81-102 and Companion Policy 81-102 and Rescission of National Policy Statement No. 34 and National Policy Statement No. 39
June 27, 1997 Proposed National Instrument 81-102 and Rescission of National Policy Statement No. 34 and National Policy Statement No. 39
June 27, 1997 Proposed Companion Policy 81-102 and Rescission of National Policy Statement No. 34 and National Policy Statement No. 39
June 27, 1997 Table of Concordance: Proposed National Instrument 81-102 and Rescission of National Policy Statement No. 34 and National Policy Statement No. 39