OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments

OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments

OSC Notice
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The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of December 31, 2023, has been posted to the OSC Website at www.osc.ca.

Table of Concordance

Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous

Reformulation

InstrumentTitleStatus
58-316Review of Disclosure Regarding Women on Boards and in Executive Officer PositionsPublished October 5, 2023
33-509Notice of Commission Approval of OSC Rule 33-509 Exemption from Underwriting Conflict Disclosure RequirementsNotice of Commission approval published October 5, 2023
21-333Crypto Asset Trading Platforms: Terms and Conditions for Trading Value-Referenced Crypto Assets with ClientsStaff notice published October 12, 2023
31-364OBSI Joint Regulators Committee Annual Report for 2022Staff notice published October 12, 2023
11-739Policy Reformulation Table of Concordance and List of New Instruments (Revised)Staff notice published October 12, 2023
23-331Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital MarketsStaff notice published October 19, 2023
81-102Proposed Amendments to NI 81-102 – Investment FundsAmendments published for comment on October 19, 2023
11-737Securities Advisory Committee – Vacancies (Revised)Staff notice published October 26, 2023
13-502Proposed Amendments to OSC Rule 13-502 and OSC Rule 13-503 (Commodity Futures Act) FeesAmendments published for comment on November 9, 2023
23-332Summary of Comment and Responses to CSA/IIROC Staff Notice 23-329 Short Selling in CanadaStaff notice published November 16, 2023
11-798Statement of Priorities – Request for Comments Regarding Statement of Priorities for Fiscal Year 2024-2025Published for comment November 16, 2023
31-103Request for Comment - Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service – Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Proposed Changes to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant ObligationsPublished for comment November 30, 2023
13-315Securities Regulatory Authority Closed Dates 2024Staff notice published December 7, 2023
81-509Notice of Coming into Force of OSC Rule 81-509 Extension to Ontario Instrument 81-508 Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client TransfersNotice of coming into force published December 7, 2023
51-735Corporate Finance Branch 2023 Annual ReportStaff notice published December 7, 2023
24-101Commission approval of amendments to NI 24-101 Institutional Trade Matching and Settlement and Changes to Companion Policy 24-101 Institutional Trade Matching and SettlementNotice of Commission approval published December 14, 2023
81-104Notice of Ministerial Approval of the Repeal of NI 81-104 Alternative Mutual FundsNotice of Ministerial approval of repeal published December 14, 2023
93-101Notice of Ministerial Approval of MI 93-101 Derivatives: Business Conduct and Companion Policy 93-101 Derivatives: Business ConductNotice of Ministerial approval published December 21, 2023

 
For further information, contact:

Darlene Watson
Business and Corporate Project Manager
Ontario Securities Commission
([email protected])

January 11, 2024