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OSC / IIROC Market Structure Conference
Nov
21, 2013
Event Details
Agenda
| 8:15 a.m. | Registration & Continental Breakfast |
| 9:00 a.m. | Welcome and Introduction |
| Susan Greenglass, Director, Market Regulation – Ontario Securities Commission Wendy Rudd, SVP, Market Regulation and Policy – Investment Industry Regulatory Organization of Canada (IIROC) |
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| 9:15 a.m. | Question and Answer Session - Regulatory Challenges in the Canadian Market |
| This interactive Q&A session will examine the role of regulators in today’s market structure and the current challenges faced by Canadian regulators. Susan Wolburgh Jenah, President and CEO - IIROC Howard I. Wetston, Q.C, Chair and CEO - Ontario Securities Commission Moderator: Howard Green, BNN Audio (14.1 MB) Running Time: 01:00:28 |
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| 10:00 a.m. | Examining the Canadian Regulatory Framework |
| Presentation: A discussion of the need to examine the regulatory framework in an ever-changing landscape. Tracey Stern, Manager, Market Regulation – Ontario Securities Commission Jonathan Sylvestre, Senior Accountant, Market Regulation – Ontario Securities Commission Audio (5.9 MB) Running Time: 00:25:24 Presentation Documents: Challenges of a changing market (in PDF) |
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| 10:30 a.m. | Refreshment Break |
| 10:45 a.m. | Panel Discussion – Examining the Canadian Regulatory Framework |
| This panel will discuss the evolution of market structure and the regulatory framework fostering the current competitive landscape in North America. The discussion will focus on the impact of the Order Protection Rule, but also probe a number of related areas of regulatory study currently underway including trading and data fees and the launch of new marketplaces. |
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| Moderator: Susan Greenglass, Director, Market Regulation - Ontario Securities Commission |
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| Panelists: Deana Djurdjevic, Senior Vice President, Equities Trading - TMX Group Robert Young, CEO - Liquidnet Canada Peter Haynes, Managing Director, Index Products - TD Securities Cindy Petlock |
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Audio (15.4 MB) Running Time: 01:05:39 |
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| 12:00 p.m. | Luncheon Break |
| 1:15 p.m. | Market Quality in a Rapidly Changing Environment |
| Presentation: IIROC Studies – interim findings – HFT (Phase III) & Dark Liquidity Impact – Victoria Pinnington, VP, Trading Review & Analysis - IIROC Audio (5 MB) Running Time: 00:21:39 Presentation Documents: Market Quality in a Rapidly Changing Environment (in PDF) |
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| 1:45 p.m. | Panel Discussion - Market Quality in a Rapidly Changing Environment |
| This panel will discuss how market quality is defined by various stakeholders, current factors contributing to and detracting from market quality and lessons learned from developments in the U.S. markets. The implications of IIROC’s findings will also be deliberated. | |
| Moderator: Wendy Rudd, SVP, Market Regulation and Policy - IIROC |
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| Panelists: Stephen Bain, Managing Director & Head-Canadian Electronic Trading, RBC Capital Markets Chris Concannon, Executive Vice-President – Virtu Financial, LLC Gregg Berman, Associate Director, Office of Analytics and Research – SEC Tal Cohen, CEO – Chi-X Global |
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Audio (20.3 MB) Running Time: 01:26:41 |
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| 3:00 p.m. | Closing Remarks – Susan Greenglass and Wendy Rudd |
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