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Comment Letters for Notice and Request for Comment - Pre-filing by Aequitas Innovations Inc. relating to proposed trading structure
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Aequitas Innovations Inc. and Neo Exchange Inc. (Cboe Canada) rule review and notices
Notice and Request for Comment - Pre-filing by Aequitas Innovations Inc. relating to proposed trading structure
Comment Letters for Notice and Request for Comment - Pre-filing by Aequitas Innovations Inc. relating to proposed trading structure
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Comments Received
Date
Comment Letters
October 18, 2013
Title
Canadian Foundation for Advancement of Investor Rights (FAIR)
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October 8, 2013
Title
Don Towers & Jenny Drake (Connor, Clark, & Lunn Investment Management Ltd.)
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October 4, 2013
Title
Kuno Tucker (ITG Canada Corp.)
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October 4, 2013
Title
Kevan Cowan (TSX Markets)
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October 4, 2013
Title
Cindy Tripp (GMP Securities L.P.)
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October 4, 2013
Title
Rizwan Awan & James Ehrensperger (BMO Capital Markets)
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October 4, 2013
Title
Evan Young & Sean Kersey (Scotia Capital Inc.)
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October 4, 2013
Title
Robert Young (Liquidnet Canada, Inc.)
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October 4, 2013
Title
Wildeboer Dellelce LLP
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October 4, 2013
Title
Brent Robertson (OMERS Capital Markets)
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October 3, 2013
Title
CSTA Trading Issues Committee
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October 3, 2013
Title
Patrick McEntyre (National Bank Financial Markets)
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October 2, 2013
Title
Buy-Side Investment Management Association Inc. (BIMA Inc.)
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October 2, 2013
Title
Bruce Rothney & Michael Wilson (Barclays Capital Canada Inc.)
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September 27, 2013
Title
Greg Mills (RBC Capital Markets)
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September 27, 2013
Title
Richard Carleton (CNSX Markets Inc.)
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September 27, 2013
Title
Daniel Schlaepfer (TrueNorth Vantage)
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September 27, 2013
Title
Thomas Kalafatis (CIBC World Markets Inc.)
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September 27, 2013
Title
Daniel E. Chornous (RBC Global Asset Management Inc.)
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September 27, 2013
Title
Chi-X Canada
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September 27, 2013
Title
The Independent Trading Group (ITG Inc.)
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September 27, 2013
Title
Greg Pollock & Harley Lockhart (Advocis)
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September 27, 2013
Title
Katie Walmsley & Scott Mahaffy (PMAC - Portfolio Management Association of Canada)
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September 27, 2013
Title
Omega Securities Inc.
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September 27, 2013
Title
David Panko (TD Securities)
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September 27, 2013
Title
Ross Gallinger (Prospectors & Developers Association of Canada)
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September 27, 2013
Title
David Lauer (Step Ahead Technologies, LLC)
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September 27, 2013
Title
Jeffrey R. Carney (IGM Financial Inc.)
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September 27, 2013
Title
Ben Cheng (Aston Hill Financial)
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September 26, 2013
Title
Ali Crosthwait (Crosthwait & Associates)
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September 25, 2013
Title
Cecilia Wong (The Canadian Advocacy Council for Canadian CFA Institute Societies)
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September 25, 2013
Title
Raymond James
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September 25, 2013
Title
David G.P. Allan
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September 25, 2013
Title
Derek Green (CI Investments)
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September 25, 2013
Title
John M. O'Connell (Davis Rea Ltd.)
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September 10, 2013
Title
John R. Ing (Maison Placements Canada Inc.)
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August 15, 2013
Title
Surendra Jeyarajan
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