- Save the Date - OSC Dialogue, November 21
- OSC Service Commitment: Service Standards and Timelines
- OSC Burden Reduction
- CSA 2018/19 Enforcement Report
- Vacancies: Market Structure Advisory Committee
- Investing in the Cannabis Industry
- Frequently asked questions about proceedings
- Topical guide for registrants
- Director's decisions for registrants
- The Exempt Market
- Corporate Finance Prospectus Related Matters
What's New
- June 26, 2019 CSA News Release: Canadian Securities Administrators increase digital presence in fight against securities misconduct: Fiscal Year 2018/19 Enforcement Report
- June 21, 2019 OSC News Release: OSC and MPP for Nipissing highlight importance of financial literacy during Ontario Seniors Month
- June 21, 2019 CSA News Release: Canadian securities regulators set out suggested practices for working with older or vulnerable clients
- June 18, 2019 OSC Investor Alert: FSM Smart Ltd.
- June 18, 2019 OSC News Release: Convicted fraudster that fled Canada, arrested and returned to serve sentence
- June 13, 2019 CSA News Release: Canadian securities regulators release report on 2016-2019 Achievements
- June 12, 2019 CSA News Release: Securities Regulators Encourage Canadians to Help Identify and Stop Senior Financial Abuse
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- June 26, 2019 Notice from the Office of the Secretary: David Michael Michaels, File No. 2019-20
- June 25, 2019 Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
- June 21, 2019 Notice from the Office of the Secretary: BDO Canada LLP, File No. 2018-59
- June 21, 2019 Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
- June 13, 2019 Notice from the Office of the Secretary: BDO Canada LLP, File No. 2018-59
- June 10, 2019 Notice from the Office of the Secretary: MOAG Copper Gold Resources Inc. et al., File No. 2018-41
- June 7, 2019 Notice from the Office of the Secretary: BDO Canada LLP, File No. 2018-59
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- June 27, 2019 10:00 AM - Money Gate Mortgage Investment Corporation, Money Gate Corp., Morteza Katebian and Payam Katebian
- July 11, 2019 10:00 AM - Caldwell Investment Management Ltd.
- July 15, 2019 10:00 AM - Majd Kitmitto, Steven Vannatta, Christopher Candusso, Claudio Candusso, Donald Alexander (Sandy) Goss, John Fielding and Frank Fakhry
- July 16, 2019 10:00 AM - Issam El-Bouji
- July 24, 2019 10:00 AM - 3iQ Corp. and The Bitcoin Fund
- August 19, 2019 10:00 AM - BDO Canada LLP
- August 21, 2019 10:00 AM - Paramount Equity Financial Corporation, Silverfern Secured Mortgage Fund, Silverfern Secured Mortage Limited Partnership, GTA Private Capital Income Fund, GTA Private Capital Income Limted Partnership, Silverfern GP Inc.
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- June 21, 2019 Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
- June 21, 2019 CSA Staff Notice 31-354 Suggested Practices for Engaging with Older or Vulnerable Clients
- June 6, 2019 Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
- June 6, 2019 Multilateral CSA Staff Notice 91-306 Compliance Review Findings for Reporting Counterparties
- June 6, 2019 OSC Staff Notice 43-706 - Pre-filing Review of Mining Technical Disclosure
- May 15, 2019 Notice of Amendments and Changes to OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees and Corresponding Companion Policies
- May 9, 2019 Proposed Amendments to National Instrument 44-102 Shelf Distributions and Change to Companion Policy 44-102CP Shelf Distributions relating to At-the-Market Distributions
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- Comments close: July 17, 2019 Proposed Amendments to National Instrument 21-101 Marketplace Operation and Proposed Changes to Companion Policy 21-101CP Marketplace Operation
- Comments close: July 31, 2019 Proposed National Systems Renewal Program Rule and Related Amendments
- Comments close: July 31, 2019 Proposed Repeal and Replacement of Multilateral Instrument 13-102 System Fees for SEDAR and NRD
- Comments close: August 7, 2019 Proposed Amendments to National Instrument 44-102 Shelf Distributions and Change to Companion Policy 44-102CP Shelf Distributions relating to At-the-Market Distributions
- June 26, 2019: Investor News: Summertime Savings; New Mortgage Payment Calculator; New Personal Information Inventory; Older Investors; Financial Literacy; TFSAs
- June 25, 2019: Investor Warning: Software and Media Ltd. also operating as BoxInvesting and doing business as https://boxinvesting.com.
- June 25, 2019: Investor Warning: Metainvesting also operating as Meta Investing and doing business as www.metainvesting.com and B.M.O. Ltd.
- June 18, 2019: OSC Investor Alert: FSM Smart Ltd.
- June 6, 2019: Investor News: June is Seniors' Month; Retirement Cash Flow Calculator; Living Your Retirement; Planning for Long-Term Care; Financial Abuse & more
- May 24, 2019: OSC Investor Alert: United Financial Commodity Group
- View More
Quick Links
Instruments, Rules & Policies
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FAQs
Frequently asked questions about investing in the market and the securities industry.
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A basic guide including how to comply with Ontario securities law and file certain documents with the OSC.
Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.