- Save the Date - OSC Dialogue, November 8
- OSC Study: Lack of understanding of cryptoassets puts Ontarians at risk
- OSC Mediation Program
- Save the Date - Roundtable on Derivatives Registration and Business Conduct Rules, September 20
- CSA align to publish harmonized response to concerns with the client-registrant relationship
- OSC Seniors Strategy
- Investor Alert: Bitcoin Multi-level Marketing Scheme
- Investing in Real Estate - GetSmarterAboutRealEstate.ca
- OSC to leave regulatory fees unchanged
- Topical Guide for Registrants
- Director's decisions for registrants
- Investing As We Age: Pre-Retirees Relying on Homes to Fund Retirement
- OSC publishes paper on Responsive Market Regulation
What's New
- August 16, 2018 OSC Investor Alert: Payback Limited and Trans Atlantic Direct
- August 7, 2018 OSC News Release: OSC joins global network to support financial innovation
- August 1, 2018 CSA News Release: Canadian securities regulators provide update on trading fees and rebates pilot study
- July 27, 2018 CSA News Release: Canadian securities regulators advise of unauthorized access to National Registration Database
- July 27, 2018 OSC News Release: OSC Study Identifies Ways to Make Retirement Planning Easier
- July 26, 2018 CSA News Release: Canadian securities regulators provide update on approach to determining director and audit committee member independence
- July 19, 2018 CSA News Release: Canadian Securities Regulators Publish Final Amendments on Report of Exempt Distribution
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- August 15, 2018 Notice from the Office of the Secretary: Jason Michael Currey et al., File No. 2018-48
- August 15, 2018 Notice from the Office of the Secretary: Vincent George Byrne, File No. 2018-47
- August 15, 2018 Notice from the Office of the Secretary: Brian Michael Sutton and Investment Industry Regulatory Organization of Canada, File Nos. 2017-37 and 2018-10
- August 15, 2018 Notice from the Office of the Secretary: Roy Ping Bai (aka Ping Bai) And RBP Consulting, File No. 2018-46
- August 13, 2018 Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-9
- August 10, 2018 Notice from the Office of the Secretary: Natural Bee Works Apiaries Inc. et al., File No. 2018-40
- August 9, 2018 Notice from the Office of the Secretary: Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher), File No. 2018-6
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- August 22, 2018 12:30 PM - Natural Bee Works Apiaries Inc., Rinaldo Landucci and Tawlia Chickalo
- September 4, 2018 10:00 AM - Benedict Cheng, Frank Soave, John David Rothstein and Eric Tremblay
- September 5, 2018 10:00 AM - Omega Securities Inc.
- September 11, 2018 9:30 AM - Martin Bernholtz
- September 17, 2018 4:00 PM - Issam El-Bouji
- September 26-27, 2018 10:00 AM - Maria Psihopedas
- October 16, 2018 10:00 AM - Money Gate Mortgage Investment Corporation, Money Gate Corp., Morteza Katebian and Payam Katebian
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- August 9, 2018 Policy Reformulation Table of Concordance and List of New Instruments
- August 9, 2018 OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments
- August 2, 2018 Notice of Correction - CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
- July 27, 2018 OSC Staff Notice 11-783 Encouraging Retirement Planning through Behavioural Insights
- July 26, 2018 CSA Staff Notice 52-330 Update on CSA Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence
- July 26, 2018 Notice of Correction - CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
- July 26, 2018 CSA Staff Notice 45-323 (Revised) Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions
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- Comments close: August 29, 2018 CSA Staff Notice and Request for Comment 21-323 Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Proposed Amendments to National Instrument 21-101 Marketplace Operation and Related Companion Policy
- Comments close: September 17, 2018 CSA Notice and Request for Comment - Proposed National Instrument 93-102 Derivatives: Registration and Proposed Companion Policy 93-102 Derivatives: Registration
- Comments close: September 17, 2018 CSA Notice and Second Request for Comment – Proposed National Instrument 93-101 Derivatives: Business Conduct and Proposed Companion Policy 93-101CP Derivatives: Business Conduct
- Comments close: October 19, 2018 Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP
- August 16, 2018: OSC Investor Alert: Payback Limited and Trans Atlantic Direct
- July 27, 2018: Investor News: New Behavioural Insights Research - Encouraging Retirement Planning; Investing for you future; TFSA & RRSP Calculators; Real Estate and Cannabis Investing
- Jule 13, 2018: OSC Investor Alert: HQBroker
- July 12, 2018: New Behavioural Insights Research - Millennials; OSC Priorities; Cryptoassets; Investor Knowledge Quiz; Budgeting; Qs & As
- June 28, 2018: New Cryptoasset Research; Investor Protection Initiatives; Retirement Ready Quiz; Stocks; OSC in Northern Communities
- June 21, 2018: Investor News: Investor Protection Initiatives; Explainer for Investors; Digital Tokens; Compound Interest Calculator; Scam Spotter Tool; Qs & As
- June 15, 2018: Investor Warning: Bristol Consulting FX , also doing business as www.bristolconsultingfx.com
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