- Save the Date - OSC Dialogue, November 21
- OSC Service Commitment: Service Standards and Timelines
- Updates to the Commission's Rules and Practice Guideline
- OSC Burden Reduction
- CSA 2018/19 Enforcement Report
- Investing in the Cannabis Industry
- Frequently asked questions about proceedings
- Topical guide for registrants
- Director's decisions for registrants
- The Exempt Market
- Corporate Finance Prospectus Related Matters
What's New
- August 19, 2019 OSC News Releases: OSC behavioural insights study highlights pathways to better fee disclosure
- August 8, 2019 OSC News Release: OSC publishes Summary Report for Dealers, Advisers and Investment Fund Managers
- August 1, 2019 CSA News Release: Canadian Securities Regulators Issue Guidance on Climate Change-related Disclosure
- July 29, 2019 IAP News Release: OSC’s Investor Advisory Panel Releases Survey Findings on How Much Advice Investors Receive
- July 25, 2019 OSC News Release: International trading platforms pay more than $10 million following settlements with OSC
- July 25, 2019 OSC News Release: OSC Panel approves settlement with crypto-asset consulting firm CoinLaunch
- July 3, 2019 OSC News Release: Caldwell Investment Management Ltd. to pay $1.8M for violating trade execution rules
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- August 19, 2019 Notice from the Office of the Secretary: BDO Canada LLP, File No. 2018-59
- August 16, 2019 Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
- August 6, 2019 Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
- July 25, 2019 Amendments to the Ontario Securities Commission Rules of Procedure and Forms and Practice Guideline as of July 23, 2019
- July 25, 2019 Notice from the Office of the Secretary: International Capital Markets Pty. Ltd., File No. 2019-19
- July 24, 2019 Notice from the Office of the Secretary: Ava Trade Ltd., File No. 2019-18
- July 24, 2019 Notice from the Office of the Secretary: CoinLaunch Corp., File No. 2019-23
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- August 19, 2019 10:00 AM - BDO Canada LLP
- August 21, 2019 10:00 AM - Paramount Equity Financial Corporation, Silverfern Secured Mortgage Fund, Silverfern Secured Mortage Limited Partnership, GTA Private Capital Income Fund, GTA Private Capital Income Limted Partnership, Silverfern GP Inc.
- August 21, 2019 10:00 AM - Joseph Debus
- August 29, 2019 10:00 AM - Issam El-Bouji
- September 25, 2019 10:00 AM - Majd Kitmitto, Steven Vannatta, Christopher Candusso, Claudio Candusso, Donald Alexander (Sandy) Goss, John Fielding and Frank Fakhry
- October 4, 2019 1:00 PM - MOAG Copper Gold Resources Inc., Gary Brown and Bradley Jones
- October 22, 2019 10:00 AM - First Global Data Ltd., Global Bioenergy Resources Inc., Nayeem Alli, Maurice Aziz, Harish Bajaj, and Andre Itwaru
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- August 19, 2019 OSC Staff Notice 11-787 Improving Fee Disclosure Through Behavioural Insights
- August 15, 2019 CSA Staff Notice 31-355 OBSI Joint Regulators Committee Annual Report for 2018
- August 8, 2019 OSC Staff Notice 33-750 Compliance and Registrant Regulation - Summary Report for Dealers, Advisers and Investment Fund Managers
- August 1, 2019 CSA Staff Notice 51-358 Reporting of Climate Change-related Risks
- July 18, 2019 Changes to Companion Policy 13-503CP (Commodity Futures Act) Fees to OSC Rule 13-503 (Commodity Futures Act)
- July 18, 2019 Amendments to OSC Rule 13-503 (Commodity Futures Act) Fees
- July 18, 2019 Changes to Companion Policy 13-502CP Fees to OSC Rule 13-502 Fees
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- August 15, 2019: Investor News: Our most notable and most popular articles, tools and calculators from the past year
- July 19, 2019: OSC Investor Alert: Convicted Fraudster Neil Suresh Chandran
- July 4, 2019: OSC Investor Alert: RTG Direct Trading Group
- June 26, 2019: Investor News: Summertime Savings; New Mortgage Payment Calculator; New Personal Information Inventory; Older Investors; Financial Literacy; TFSAs
- June 25, 2019: Investor Warning: Software and Media Ltd. also operating as BoxInvesting and doing business as https://boxinvesting.com.
- June 25, 2019: Investor Warning: TRSystem Limited also operating as CFDS100 and doing business as www.cfds100.com and CCLR Solutions Limited.
- June 18, 2019: OSC Investor Alert: FSM Smart Ltd.
- June 6, 2019: Investor News: June is Seniors' Month; Retirement Cash Flow Calculator; Living Your Retirement; Planning for Long-Term Care; Financial Abuse & more
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Quick Links
Instruments, Rules & Policies
Proposed and final securities instruments, rules and policies overseen by the OSC.
Investors
Information regarding OSC efforts to protect and raise awareness among investors.
FAQs
Frequently asked questions about investing in the market and the securities industry.
Check Registration
Search to determine of if an individual or firm is registered in Canada.
Dealers, Advisers and Investment Fund Managers
A basic outline of how the OSC regulates and works with Dealers, Advisers and Investment Fund Managers.
Questions & Complaints
How investors can reach the OSC to get help regarding a company, product or individual.
OSC’s Electronic Filing Portal
Documents for filing electronically through the OSC's web filing portal.
Marketplaces, SROs & Clearing Agencies
Information on how the OSC oversees marketplaces, SROs, clearing agencies, and investor protection funds in Ontario.
Working at the OSC
Learn more about career opportunities at the OSC.
OSC Bulletin
The official record of the activities of the OSC, published weekly online.
Companies
A basic guide including how to comply with Ontario securities law and file certain documents with the OSC.
Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.