Securities Law & Instruments

OSC Bulletin Volume 42, Issue 45 (November 7, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 8639
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 8639
1.4.1 3iQ Corp. and The Bitcoin Fund 8639
1.4.2 MOAG Copper Gold Resources Inc. et al. 8640
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 8641
2.1 Decisions 8641
2.1.1 Evolve Funds Group Inc. 8641
2.1.2 FT Portfolios Canada Co. and First Trust Short Duration High Yield Bond ETF (CAD-Hedged) 8645
2.1.3 TD Investment Services Inc. 8649
2.1.4 Triple Flag Precious Metals Corp. 8651
2.1.5 TD Asset Management Inc. et al. 8653
2.1.6 Caldwell Investment Management Ltd. and Clearpoint Global Dividend Fund 8656
2.2 Orders 8661
2.2.1 3iQ and The Bitcoin Fund - s. 8 8661
2.2.2 Portfolio 22 Multi-Family REIT LP 8662
2.2.3 Silk Road Energy Inc. 8663
2.2.4 Holloway Lodging Corporation 8666
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings 8667
Chapter 3 Reasons: Decisions, Orders and Rulings 8673
3.1 OSC Decisions 8673
3.1.1 3iQ Corp. and The Bitcoin Fund - s. 8 8673
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 8691
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 8691
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 8691
4.2.2 Outstanding Management & Insider Cease Trading Orders 8691
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 8693
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 8741
Chapter 12 Registrations 8747
12.1.1 Registrants 8747
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 8749
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies 8749
13.3.1 CDS Clearing and Depository Services Inc. - Material Amendments to CDS Rules Related to Liquidity Risk Management - Notice of Request for Comment 8749
13.3.2 Canadian Derivatives Clearing Corporation (CDCC) - Proposed Amendments to the Rules, Risk Manual and Operations Manual with Respect to Liquidity Risk Management - Notice of Request for Comment 8749
13.3.3 CDS Clearing and Depository Services Inc. - Material Amendments to CDS Rules Related to Tiered Participation Information Sharing - Notice of Request for Comment 8750
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 8757