Securities Law & Instruments

OSC Bulletin Volume 42, Issue 44 (October 31, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 8509
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 8509
1.4.1 Donna Hutchinson et al. 8509
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 8511
2.1 Decisions 8511
2.1.1 TokenGX Inc 8511
2.1.2 RBC Global Asset Management Inc. 8522
2.1.3 CI Investments Inc. et al. 8526
2.2 Orders 8535
2.2.1 Donna Hutchinson et al. – s. 127(1) 8535
2.2.2 Boliden AB 8536
2.2.3 Endocan Solutions Inc. – s. 144 8540
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 8543
3.1 OSC Decisions 8543
3.1.1 Donna Hutchinson et al. 8543
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 8589
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 8589
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 8589
4.2.2 Outstanding Management & Insider Cease Trading Orders 8589
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 8591
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 8629
Chapter 12 Registrations 8635
12.1.1 Registrants 8635
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 5561
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Exemptions (nil)
Index 8637