Securities Law & Instruments

OSC Bulletin Volume 42, Issue 41 (October 17, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 8249
1.1 Notices (nil)
1.2 Notices of Hearing 8249
1.2.1 Benedict Cheng et al. – s. 144 8249
1.3 Notices of Hearing with Related Statements of Allegations 8252
1.3.1 Aly Babu Husein Mawji – ss. 127(1), 127(10) 8252
1.4 Notices from the Office of the Secretary 8256
1.4.1 Benedict Cheng et al. 8256
1.4.2 Issam El-Bouji 8256
1.4.3 Paramount Equity Financial Corporation et al. 8257
1.4.4 Aly Babu Husein Mawji 8257
1.4.5 First Global Data Ltd. et al. 8258
1.4.6 Solar Income Fund Inc. et al. 8258
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 8259
2.1 Decisions 8259
2.1.1 Eldorado Gold Corporation et al. 8259
2.1.2 Franklin Templeton Investments Corp. and The Merging Funds 8265
2.1.3 Zymeworks Inc. 8272
2.1.4 Ewing Morris & Co. Investment Partners Ltd. 8275
2.2 Orders 8278
2.2.1 Paramount Equity Financial Corporation et al. 8278
2.2.2 First Global Data Ltd. et al. – ss. 127, 127.1 8279
2.2.3 Toachi Mining Inc. 8280
2.2.4 Solar Income Fund Inc. et al. 8281
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 8283
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 8283
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 8283
4.2.2 Outstanding Management & Insider Cease Trading Orders 8283
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 8285
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 8375
Chapter 12 Registrations 8375
12.1.1 Registrants 8381
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 5561
13.1 SROs 8381
13.1.1 Investment Industry Regulatory Organization of Canada (IIROC) – Amendments Respecting Client Identifiers for Reportable Debt Transactions – Notice of Commission Approval 8381
13.2.1 Investment Industry Regulatory Organization of Canada (IIROC) – Housekeeping Amendments to Form 1 for use in, and consistency with, the Plain Language Dealer Member Rules Rule Book – Notice of Commission Deemed Approval 8381
13.3.1 Investment Industry Regulatory Organization of Canada (IIROC) – Proposed Amendments Respecting Disclosure of Information by Ombudsman Service to IIROC – Request for Comment 8382
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 8383