Securities Law & Instruments

OSC Bulletin Volume 42, Issue 41(October 10, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 8047
1.1 Notices 8047
1.1.1 OSC Staff Notice 11-739 (Revised) – Policy   Reformulation Table of Concordance and List of New Instruments 8047
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations 8049
1.3.1 Farhang (Fred) Dagostar Nikoo – ss. 127(1), 127(10) 8049
1.4 Notices from the Office of the Secretary 8053
1.4.1 Alan Braun et al. 8053
1.4.2 Farhang (Fred) Dagostar Nikoo 8053
1.4.3 MOAG Copper Gold Resources Inc. et al. 8054
1.4.4 Issam El-Bouji 8054
1.4.5 MOAG Copper Resources Inc. et al. 8055
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 8057
2.1 Decisions 8057
2.1.1 Purpose Investments Inc. et al. 8057
2.1.2 Gluskin Sheff + Associates Inc. 8062
2.1.3 Corton Capital Inc. and the Top Funds 8067
2.1.4 Callidus Capital Corporation 8074
2.2 Orders 8078
2.2.1 Alan Braun et al. – ss. 127(1), 127(10) 8078
2.2.2 Atlatsa Resources Corporation 8079
2.2.3 MOAG Copper Gold Resources Inc. et al. 8080
2.2.4 0944460 B.C. Ltd. 8081
2.2.5 Genus Capital Management Inc. et al. 8082
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 8085
3.1 OSC Decisions 8085
3.1.1 Alan Braun et al. – 127(1), 127(10) 8085
3.1.2 Issam El-Bouji – s. 127 8094
3.2 Director's Decisions 8102
3.2.1 Paul Wenden 8102
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 8103
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 8103
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 8103
4.2.2 Outstanding Management & Insider Cease Trading Orders 8103
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 8105
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 8231
Chapter 12 Registrations 8243
12.1.1 Registrants 8243
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 8245
13.1 SROs (nil)
13.2 Marketplaces 8245
13.2.1 Toronto Stock Exchange – Company Manual – Notice of Housekeeping Rule Amendments to the TSX 8245
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Exemptions (nil)
Index 8247