Securities Law & Instruments

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OSC STAFF NOTICE 11-739 (REVISED)

POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS

 

The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of June 30, 2019 has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance

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Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy;

3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument;

9-Miscellaneous

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Reformulation

Instrument

Title

Status

21-101

Marketplace Operation -- Amendments

Published for comment April 18, 2019

11-739

Policy Reformulation Table of Concordance and List of New Instrument

Published May 2, 2019

13-103

System Replacement Rule

Published for comment May 2, 2019

13-101

System for Electronic Document Analysis and Retrieval

Proposed repeal published May 2, 2019

11-102

Passport System -- Amendment (tied to 13-103)

Published for comment May 2, 2019

41-101

General Prospectus Requirements -- Amendments (tied to 13-103)

Published for comment May 2, 2019

43-101

Standards of Disclosure for Mineral Projects -- Amendments (tied to 13-103)

Published for comment May 2, 2019

44-101

Short Form Prospectus Distributions -- Amendments (tied to 13-103) (tied to 13-103)

Published for comment May 2, 2019

44-102

Shelf Distributions -- Amendments (tied to 13-103)

Published for comment May 2, 2019

45-102

Resale of Securities -- Amendments (tied to 13-103)

Published for comment May 2, 2019

45-106

Prospectus Exemptions -- Amendments (tied to 13-103)

Published for comment May 2, 2019

45-108

Crowdfunding -- Amendments (tied to 13-103)

Published for comment May 2, 2019

51-101

Standards of Disclosure for Oil and Gas Activities -- Amendments (tied to 13-103)

Published for comment May 2, 2019

51-102

Continuous Disclosure Obligations -- Amendments (tied to 13-103)

Published for comment May 2, 2019

51-105

Issuers Quoted in the U.S. Over-the-Counter Markets -- Amendments (tied to 13-103)

Published for comment May 2, 2019

54-101

Communication with Beneficial Owners of Securities of a Reporting Issuer -- Amendments (tied to 13-103)

Published for comment May 2, 2019

58-101

Disclosure of Corporate Governance Practices --Amendments (tied to 13-103)

Published for comment May 2, 2019

62-104

Take-Over Bids and Issuer Bids -- Amendments (tied to 13-103)

Published for comment May 2, 2019

81-101

Mutual Fund Prospectus Disclosure -- Amendments (tied to 13-103)

Published for comment May 2, 2019

81-106

Investment Fund Continuous Disclosure -- Amendments (tied to 13-103)

Published for comment May 2, 2019

81-107

Independent Review Committee for Investment Funds -- Amendment (tied to 13-103)

Published for comment May 2, 2019

11-201

Electronic Delivery of Documents --Amendments (tied to 13-103)

Published for comment May 2, 2019

11-202

Process for Prospectus Reviews in Multiple Jurisdictions -- Amendments (tied to 13-103)

Published for comment May 2, 2019

11-203

Process for Exemptive Relief Application in Multiple Jurisdictions -- Amendments (tied to 13-103)

Published for comment May 2, 2019

11-206

Process for Cease to be a reporting Issuer Applications -- Amendments (tied to 13-103)

Published for comment May 2, 2019

11-207

Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions -- Amendments (tied to 13-103)

Published for comment May 2, 2019

12-202

Revocation of Certain Cease Trade Orders -- Amendments (tied to 13-103)

Published for comment May 2, 2019

12-203

Management Cease Trade Orders -- Amendments (tied to 13-103)

Published for comment May 2, 2019

46-201

Escrow for Initial Public Offerings -- Amendments (tied to 13-103)

Published for comment May 2, 2019

47-201

Trading Securities Using the Internet and Other Electronic Means -- Amendments (tied to 13-103)

Published for comment May 2, 2019

51-201

Disclosure Standards -- Amendments (tied to 13-103)

Published for comment May 2, 2019

58-201

Corporate Governance Guidelines -- Amendments (tied to 13-103)

Published for comment May 2, 2019

61-101CP

Protection of Minority Security Holders in Special Transactions -- Amendments (tied to 13-103)

Published for comment May 2, 2019

62-203

Take-Over Bids and Issuer Bids -- Amendments (tied to 13-103)

Published for comment May 2, 2019

71-102CP

Continuous Disclosure and Other Exemptions Relating to Foreign Issuers -- Amendments (tied to 13-103)

Published for comment May 2, 2019

Policy Statement to 81-107 Respecting Independent Review Committee for Investment Funds -- Amendments (tied to 13-103)

Published for comment May 2, 2019

13-102

System Fees for SEDAR and NRD -- Proposed Repeal and Replacement

Published for comment May 2, 2019

44-102

Shelf Distributions -- Amendments

Published for comment May 9, 2019

13-502

Fees -- Amendments

Commission Approval Published May 16, 2019

13-503

(Commodity Futures Act) Fees -- Amendments

Commission Approval Published May 16, 2019

91-306

Compliance Review Findings for Reporting Counterparties

Published June 6, 2019

43-706

Pre-Filing Review of Mining Technical Disclosure

Published June 6, 2019

31-103

Registration Requirements, Exemptions and Ongoing registrant Obligations -- Amendments

Ministerial approval published June 6, 2019

11-786

Notice of Statement of Priorities for Financial Year to End March 31, 2020

Published June 27, 2019

31-354

Suggested Practices for Engaging with Older or Vulnerable Clients

Published June 27, 2019

81-901

Mutual Fund Trusts: Approval of Trustees under Clause 213(3)(b) of the Loan and Trust Corporations Act

Published June 27, 2019

For further information, contact:

Darlene Watson
Project Specialist
Ontario Securities Commission
416-593-8148

July 25, 2019