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OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
OSC STAFF NOTICE 11-739 (REVISED)
POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS
The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of December 31, 2016 has been posted to the OSC Website at www.osc.gov.on.ca.
Table of Concordance
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Item Key
The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous
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Reformulation
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Instrument |
Title |
Status |
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|
__________ |
None |
_______________ |
New Instruments
|
Instrument |
Title |
Status |
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11-737 |
Security Advisory Committee -- Vacancies (Revised) |
Published October 20, 2016 |
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11-739 |
Policy Reformulation Table of Concordance and List of New Instruments (Revised) |
Published October 20, 2016 |
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11-776 |
Investor Office Activity Report 2015-2016 |
Published November 17, 2016 |
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31-347 |
Guidance for Portfolio Managers for Service Arrangements with IIROC Dealer members |
Published November 17, 2016 |
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52-723 |
Office of the Chief Accountant Financial Reporting Bulletin |
Published November 24, 2016 |
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11-333 |
Withdrawal of Notices |
December 1, 2016 |
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11-316 |
Notice of Local Amendments --British Columbia |
Withdrawn December 1, 2016 |
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11-324 |
Extension of Comment Period -- Implementation of Modernization of Investment Fund Product Regulation |
Withdrawn December 1, 2016 |
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12-307 |
Applications for a Decision that an Issuer is not a Reporting Issuer |
Withdrawn December 1, 2016 |
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21-309 |
Information Processor for Exchange Traded Securities other than Options |
Withdrawn December 1, 2016 |
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21-310 |
Information Processor for Corporate Debt Securities |
Withdrawn December 1, 2016 |
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21-314 |
Information Processor for Corporate Debt Securities |
Withdrawn December 1, 2016 |
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51-332 |
Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2010 |
Withdrawn December 1, 2016 |
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51-334 |
Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2011 |
Withdrawn December 1, 2016 |
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51-337 |
Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2012 |
Withdrawn December 1, 2016 |
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52-402 |
Possible Changes to Securities Rules Relating to International Financial Reporting Standards |
Withdrawn December 1, 2016 |
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81-302 |
Sales of Mutual Funds in the Upcoming RRSP Season |
Withdrawn December 1, 2016 |
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81-306 |
Disclosure by Mutual Funds of Changes in Calculation of Management Expense Ratio |
Withdrawn December 1, 2016 |
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81-311 |
Report on Consultation Paper 81-403 Rethinking Point of Sale Disclosure for Mutual Funds and Segregated Funds |
Withdrawn December 1, 2016 |
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81-314 |
Removal of Foreign Content Restrictions for Registered Plans -- Eliminating Indirect Foreign Content Exposure in Certain RSP Funds |
Withdrawn December 1, 2016 |
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81-319 |
Status Report on the Implementation of Point of Sale Disclosure for Mutual Funds |
Withdrawn December 1, 2016 |
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81-321 |
Early Use of the Fund Facts to Satisfy Prospectus Delivery Requirements |
Withdrawn December 1, 2016 |
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81-322 |
Status Report on the Implementation of the Modernization of Investment Fund Product Regulation Project and Request for Comment on Phase 2 Proposals |
Withdrawn December 1, 2016 |
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33-723 |
Fair Allocation of Investment Opportunities -- Commodity Derivatives |
Withdrawn December 1, 2016 |
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81-706 |
Treatment of Sales Commissions in the Calculation of Net Asset Value of Labour Sponsored Investment Funds |
Withdrawn December 1, 2016 |
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13-315 |
Securities Regulatory Closed Dates 2017 |
Published December 8, 2016 |
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21-319 |
Data Fees Methodology |
Published December 8, 2016 |
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81-102 |
Investment Funds -- Amendments |
Commission approval published Dec. 8, 2016 |
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81-101 |
Mutual Fund Prospectus Disclosure -- Amendments |
Commission approval published Dec. 8, 2016 |
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41-101 |
General Prospectus Requirements -- Amendments |
Commission approval published Dec. 8, 2016 |
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81-106 |
Investment Fund Continuous Disclosure -- Amendments |
Commission approval published Dec. 8, 2016 |
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33-318 |
Review of Practices Firms Use to Compensate and Provide Incentives to their Representatives |
Published December 15, 2016 |
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13-502 |
Fees -- Amendments |
Commission approval published Dec. 15, 2016 |
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13-503 |
Fees (Commodity Futures Act) -- Amendments |
Commission approval published Dec. 15, 2016 |
For further information, contact:
Darlene Watson
Project Specialist
Ontario Securities Commission
416-593-8148
January 12, 2017