OSC Staff Notice 11-739 (Revised) - Policy Reformulation - Table of Concordance and List of New Instruments

OSC Notice

January 22, 2015

OSC STAFF NOTICE 11-739 (REVISED)

POLICY REFORMULATION
TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS

The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of December 31, 2014 has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance

- - - - - - - - - - - - - - - - - - - -

Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous

- - - - - - - - - - - - - - - - - - - -

Reformulation

Instrument	Title	Status

_____	None	__________

New Instruments

Instrument	Title	Status

52-108	Auditor Oversight -- Repeal and Replacement	*Minister's approval published October 9, 2014*

41-101	General Prospectus Requirements -- Amendments (tied to 52-108)	*Minister's approval published October 9, 2014*

51-101	Continuous Disclosure Obligations -- Amendments (tied to 52-108)	*Minister's approval published October 9, 2014*

71-102	Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (tied to 52-108)	*Minister's approval published October 9, 2014*

11-739	Policy Reformulation Table of Concordance and List of New Instruments	*Published October 9, 2014*

62-307	Update on Proposed Amendments to Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids, National Instrument 62-103 Early Warning System and Related Issues and National Policy 62-203 Take-Over Bids and Issuer Bids	*Published October 16, 2014*

58-101	Multilateral CSA Notice of Amendments to NI 58-101 Disclosure of Corporate Governance Practices	*Commission approval published October 16, 2014*

31-103	Registration Requirements, Exemptions and Ongoing Registrant Obligations -- Amendments	*Commission approval published October 16, 2014*

33-109	Registration Information -- Amendments (tied to NI 31-103)	*Commission approval published October 16, 2014*

52-107	Acceptable Accounting Principles and Auditing Standards (tied to NI 31-103)	*Commission approval published October 16, 2014*

33-506	(Commodity Futures Act) Registration Information -- Amendments (tied to NI 31-103)	*Commission approval published October 16, 2014*

23-102	Use of Client Brokerage Commissions -- Amendments (tied to NI 31-103)	*Commission approval published October 16, 2014*

24-101	Institutional Trade Matching and Settlement -- Amendments (tied to NI 31-103)	*Commission approval published October 16, 2014*

81-107	Independent Review Committee for Investment Funds -- Amendments (tied to NI 31-103)	*Commission approval published October 16, 2014*

11-737	(Revised) -- Securities Advisory Committee -- Vacancies	*Published October 23, 2014*

21-101	Marketplace Operation -- Amendments	*Commission approval published October 23, 2014*

24-102	Clearing Agency Requirements and Related Companion Policy 24-102CP	*Request for comment published November 27, 2014*

45-106	Prospectus and Registration Exemptions -- Amendments	*Request for comment published November 27, 2014*

41-101	General Prospectus Requirements -- Amendments	*Request for comment published November 27, 2014*

44-101	Short Form Prospectus Distributions -- Amendments	*Request for comment published November 27, 2014*

45-102	Resale Restrictions -- Amendments	*Request for comment published November 27, 2014*

45-101	Rights Offering -- Proposed Repeal	*Request for comment published November 27, 2014*

45-501	Ontario Prospectus and Registration Exemptions -- Amendments	*Commission approval published November 27, 2014*

13-315	(Revised) Securities Regulatory Authority Closed Dates 2015	*Published December 4, 2014*

51-101	Standards of Disclosure for Oil and Gas Activities and Companion Policy 51-101 Standards of Disclosure Oil and Gas Activities -- Amendments	*Commission approval published December 4, 2014*

52-324	Revised Glossary to NI 51-101 Standards of Disclosure for Oil and Gas Activities	*Published December 4, 2014*

51-327	Revised Guidance on Oil and Gas Disclosure	*Published December 4, 2014*

58-101	Disclosure of Corporate Governance Practices and Form 58-101F1 Corporate Governance Disclosure -- Amendments	*Minister's approval published December 11, 2014*

81-101	Implementation of the Final Stage of Point of Sale Disclosure for Mutual Funds: Pre-Sale Delivery of Fund Facts -- CSA Notice of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure and to Companion Policy 81-101CP Mutual Fund Prospectus Disclosure	*Commission approval published December 11, 2014*

41-101	General Prospectus Requirements -- Amendments (Related to Aequitas Neo Exchange Inc.)	*Request for comment published December 11, 2014*

44-101	Short Form Prospectus Distributions -- Amendments (Related to Aequitas Neo Exchange Inc.)	*Request for comment published December 11, 2014*

45-106	Prospectus and Registration Exemptions -- Amendments (Related to Aequitas Neo Exchange Inc.)	*Request for comment published December 11, 2014*

46-201	Escrow for Initial Public Offerings -- Amendments (Aequitas Neo Exchange Inc.)	*Request for comment published December 11, 2014*

51-102	Continuous Disclosure Obligations -- Amendments (Related to Aequitas Neo Exchange Inc.)	*Request for comment published December 11, 2014*

52-109	Certification of Disclosure in Issuers' Annual and Interim Filings -- Amendments (Related to Aequitas Neo Exchange Inc.)	*Request for comment published December 11, 2014*

52-110	Audit Committees -- Amendments (Related to Aequitas Neo Exchange Inc.)	*Request for comment published December 11, 2014*

58-101	Disclosure of Corporate Governance Practices -- Amendments (Related to Aequitas Neo Exchange Inc.)	*Request for comment published December 11, 2014*

61-101	Protection of Minority Security Holders in Special Transactions -- Amendments (Related to Aequitas Neo Exchange Inc.)	*Request for comment published December 11, 2014*

71-102	Continuous Disclosure and Other Exemptions Relating to Foreign Issuers -- Amendments (Related to Aequitas Neo Exchange Inc.)	*Request for comment published December 11, 2014*

81-101	Mutual Fund Prospectus Disclosure -- Amendments (Related to Aequitas Neo Exchange Inc.)	*Request for comment published December 11, 2014*

81-101	Mutual Fund Prospectus Disclosure -- Amendments	*Commission approval published December 11, 2014*

21-101	Marketplace Operation and Companion Policy 21-101CP -- Amendments	*Minister's approval published December 30, 2014*

11-742	(Revised) -- Securities Advisory Committee	*Published December 30, 2014*

For further information, contact:

Darlene Watson

Project Specialist

Ontario Securities Commission

416-593-8148

January 22, 2015

OSC Staff Notice 11-739 (Revised) - Policy Reformulation - Table of Concordance and List of New Instruments

OSC Staff Notice 11-739 (Revised) - Policy Reformulation - Table of Concordance and List of New Instruments

OSC STAFF NOTICE 11-739 (REVISED) POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS

OSC STAFF NOTICE 11-739 (REVISED)

POLICY REFORMULATION
TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS