Securities Law & Instruments

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POLICY AMENDMENT IN ONTARIO TO
NATIONAL POLICY 11-202 PROCESS FOR PROSPECTUS REVIEWS IN MULTIPLE JURISDICTIONS



1. Section 8.1 of National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions is changed by adding the following after subsection 8.1(1):

(1.1) Despite subsection (1), in Ontario prefilings and waiver applications are submitted in accordance with Ontario Securities Commission Rule 11-501Electronic Delivery of Documents to the Ontario Securities Commission.

2. Section 1 becomes effective February 19, 2014.


POLICY AMENDMENT IN ONTARIO TO
NATIONAL POLICY 11-203 PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS IN MULTIPLE JURISDICTIONS


1. Section 5.5 of National Policy 11-203 Process for Exemptive Relieve Applications in Multiple Jurisdictions is changed by replacing "applications@osc.gov.on.ca" with "https://www.osc.gov.on.ca/filings".

2. Section 1 becomes effective February 19, 2014.


POLICY AMENDMENT IN ONTARIO TO
NATIONAL POLICY 11-205 PROCESS FOR DESIGNATION OF
CREDIT RATING ORGANIZATIONS IN MULTIPLE JURISDICTIONS


1. Section 13 of National Policy 11-205 Process for Designation of Credit Rating Organizations in Multiple Jurisdictions is changed by replacing "applications@osc.gov.on.ca" with "https://www.osc.gov.on.ca/filings".

2. Section 1 becomes effective February 19, 2014.