Securities Law & Instruments


Orders, Rulings & Decisions


This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bidsenforcement proceedings and other matters. The documents are listed according to the date they were published in the OSC Bulletin, the official record of the OSC’s activities.

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

You can also find orders, decisions and other documents relating to enforcement proceedings under All Proceedings.

August 6, 2020Auxly Cannabis Group Inc. and AltaCorp Capital Inc.
July 30, 2020HSBC Global Asset Management (Canada) Limited and HSBC Investment Funds (Canada) Inc.
July 30, 2020SEI Investments Canada Company and Richardson GMP Limited
July 30, 2020SEI Investments Canada Company and Richardson GMP Limited
July 30, 2020Ninepoint Partners LP and Ninepoint Enhanced Balanced Fund
July 30, 2020Novelion Therapeutics Inc.
July 30, 2020Alio Gold Inc.
July 30, 2020CalRock Brokers Inc. – s. 38 of the CFA and s. 6.1 of Rule 91-502 Trades in Recognized Options
July 24, 20201832 Asset Management L.P. et al.
July 23, 2020OTT Financial Canada Inc.