Securities Law & Instruments


Orders, Rulings & Decisions


This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bidsenforcement proceedings and other matters. The documents are listed according to the date they were published in the OSC Bulletin, the official record of the OSC’s activities.

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

You can also find orders, decisions and other documents relating to enforcement proceedings under All Proceedings.

November 21, 2019Franklin Templeton Investments Corp. et al.
November 21, 2019Vision Capital Corporation
November 21, 20191832 Asset Management L.P. and Dynamic Credit Absolute Return II Fund
November 21, 2019J.P. Morgan Securities LLC
November 21, 2019Sun Life Global Investments (Canada) Inc.
November 21, 2019Guardian Capital LP
November 21, 2019Horizons ETFS Management (Canada) Inc. et al.
November 21, 2019Valener Inc.
November 21, 2019Holloway Lodging Corporation – s. 1(6) of the OBCA
November 21, 2019Callidus Capital Corporation – s.1(6) of the OBCA