Securities Law & Instruments

Orders, Rulings & Decisions

This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bidsenforcement proceedings and other matters. The documents are listed according to the date they were published in the OSC Bulletin, the official record of the OSC’s activities.

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

You can also find orders, decisions and other documents relating to enforcement proceedings under All Proceedings.

September 17, 2020Manulife Investment Management Limited and Manulife Floating Rate Income Fund
September 17, 2020CI Investments Inc. and CI First Asset U.S. Trendleaders Index ETF
September 17, 2020Shandong Gold Mining (HongKong) Co., Limited and Cardinal Resources
September 17, 2020WPT Industrial Real Estate Investment Trust
September 17, 2020BMO Asset Management Inc.
September 17, 2020Sustainable Innovation & Health Dividend Fund
September 10, 2020Nord Gold S.E. and Cardinal Resources Limited
September 10, 2020TMX Group Limited et al. – ss. 21, 144
September 10, 2020Aequitas Innovations Inc. and Neo Exchange Inc. – ss. 21, 144
September 10, 2020CNSX Markets Inc. – ss. 21, 144