Securities Law & Instruments

Orders, Rulings & Decisions

This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bidsenforcement proceedings and other matters. The documents are listed according to the date they were published in the OSC Bulletin, the official record of the OSC’s activities.

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

You can also find orders, decisions and other documents relating to enforcement proceedings under All Proceedings.

May 21, 2020Abacus Health Products, Inc.
May 21, 2020NCM Asset Management Ltd.
May 14, 2020Brandes Investment Partners & Co. et al
May 14, 2020HSBC Global Asset Management (Canada) Limited and HSBC Mortgage Fund
May 14, 2020Advantage Lithium Corp.
May 7, 2020Lysander Funds Limited and Lysander-Canso Credit Opportunities Fund
May 7, 2020Supreme Cannabis Company, Inc. and BMO Nesbitt Burns Inc.
May 7, 2020Sustainable Infrastructure Dividend Fund
May 7, 2020Lysander Funds Limited
May 7, 2020Wellington Square Capital Partners Inc. and Wellington Square Advisors Inc.