Securities Law & Instruments

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NOTICE OF MINISTERIAL APPROVAL OF
NATIONAL INSTRUMENT 94-102 CUSTOMER CLEARING AND PROTECTION OF CUSTOMER COLLATERAL AND POSITIONS

 

February 13, 2020

National Instrument 94-102 Customer Clearing and Protection of Customer Collateral and Positions (the National Instrument) received Ministerial approval on March 16, 2017, pursuant to paragraph 143.3(3)(a) of the Securities Act (Ontario). Through inadvertence, this Notice is being published later than is customary.

The National Instrument was published by the Commission on January 19, 2017. The Commission also published Companion Policy 94-102 to the National Instrument. See (2017) 40 OSCB 672.

The National Instrument has been effective from July 3, 2017. The text of the National Instrument and Companion Policy 94-102 is reproduced in Chapter 5 of this Bulletin. The text in Chapter 5 is identical to the applicable text published on January 19, 2017.