Securities Law & Instruments

OSC Bulletin Volume 43, Issue 52 (December 24, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 9643
1.1 Notices 9643
1.1.1 OSC Staff Notice 11-742 (Revised) – Securities Advisory Committee 9643
1.1.2 Notice of Correction – MOAG Copper Gold Resources Inc. et al. – ss. 127(1), 127.1 9644
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations 9645
1.3.1 Bloomberg Trading Facility Limited and Bloomberg Trading Facility B.V. – ss. 127, 127.1 9645
1.3.2 StableView Asset Management Inc. and Colin Fisher – ss. 127, 127.1 9652
1.4 Notices from the Office of the Secretary 9660
1.4.1 Bloomberg Trading Facility Limited and Bloomberg Trading Facility B.V. 9660
1.4.2 First Global Data Ltd. et al. 9660
1.4.3 Miner Edge Inc. et al. 9661
1.4.4 David Randall Miller 9661
1.4.5 First Global Data Ltd. et al. 9662
1.4.6 StableView Asset Management Inc. and Colin Fisher 9662
1.4.7 Bloomberg Trading Facility Limited and Bloomberg Trading Facility B.V. 9663
1.4.8 Bloomberg Trading Facility Limited and Bloomberg Trading Facility B.V. 9663
1.4.9 Dino Paolucci 9664
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 9665
2.1 Decisions 9665
2.1.1 Ayr Strategies Inc. 9665
2.1.2 Outcome Metric Asset Management Limited Partnership et al. 9672
2.1.3 Northwest & Ethical Investments L.P. 9676
2.1.4 Morningstar Associates Inc. 9680
2.2 Orders 9686
2.2.1 Miner Edge Inc. et al. 9686
2.2.2 David Randall Miller 9686
2.2.3 Bloomberg Trading Facility Limited and Bloomberg Trading Facility B.V. – ss. 144, 147
2.2.4 George Weston Limited – s. 6.1 of NI 62-104 9691
2.2.5 Loblaw Companies Limited – s. 6.1 of NI 62-104 9695
2.2.6 Nemaska Lithium Inc. 9698
2.2.7 Dino Paolucci – ss. 127(1), 127(10) 9701
2.2.8 MOAG Copper Gold Resources Inc. et al. – ss. 127(1), 127.1 9702
2.3 Orders with Related Settlement Agreements 9704
2.3.1 Bloomberg Trading Facility Limited and Bloomberg Trading Facility B.V. – ss. 127, 127.1 9704
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 9721
3.1 OSC Decisions 9721
3.1.1 Bloomberg Trading Facility Limited and Bloomberg Trading Facility B.V. – ss. 127, 127.1 9721
3.1.2 Dino Paolucci – ss. 127(1), 127(10) 9724
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 9727
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 9727
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 9727
4.2.2 Outstanding Management & Insider Cease Trading Orders 9727
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 9729
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 9913
Chapter 12 Registrations 9925
12.1.1 Registrants 9925
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 9927
13.1 SROs 9927
13.1.1 Mutual Fund Dealers Association of Canada (MFDA) – Proposed Amendments to MFDA Rules 2.3.2 and 2.3.3 – Limited Trading Authorization – Request for Comment 9927
13.2 Marketplaces 9424
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Exemptions (nil)
Index 9929