| Chapter 1 Notices / News Releases |
9225 |
| 1.1 |
Notices |
9225 |
| 1.1.1 |
CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2021 |
9225 |
| 1.1.2 |
OSC Notice of Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages |
9227 |
| 1.1.3 |
CSA Staff Notice 55-317 – Automatic Securities Disposition Plans |
9238 |
| 1.1.4 |
OSC Staff Notice 45-717 Ontario’s Exempt Market |
9242 |
| 1.1.5 |
Notice of Ministerial Approval of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required |
9243 |
| 1.2 |
Notices of Hearing |
(nil) |
| 1.3 |
Notices of Hearing with Related Statements of Allegations |
(nil) |
| 1.4 |
Notices from the Office of the Secretary |
9244 |
| 1.4.1 |
Joseph Debus |
9244 |
| 1.4.2 |
Jonathan Cartu et al. |
9244 |
| 1.4.3 |
Trevor Rosborough et al. |
9245 |
| 1.4.4 |
Douglas John Eley |
9245 |
| 1.4.5 |
Majd Kitmitto et al. |
9246 |
| 1.5 |
Notices from the Office of the Secretary with Related Statements of Allegations |
(nil) |
| Chapter 2 Decisions, Orders and Rulings |
9247 |
| 2.1 |
Decisions |
9247 |
| 2.1.1 |
BMO Nesbitt Burns Inc. et al. |
9247 |
| 2.1.2 |
E-L Financial Corporation Limited |
9250 |
| 2.1.3 |
Worldline S.A. |
9254 |
| 2.2 |
Orders |
9259 |
| 2.2.1 |
Joseph Debus |
9259 |
| 2.2.2 |
Jonathan Cartu et al. |
9259 |
| 2.2.3 |
Trevor Rosborough et al. |
9260 |
| 2.2.4 |
Dealnet Capital Corp. |
9260 |
| 2.2.5 |
Majd Kitmitto et al. |
9261 |
| 2.2.6 |
Pivot Technology Solutions, Inc. – s. 1(6) of the OBCA |
9262 |
| 2.3 |
Orders with Related Settlement Agreements |
(nil) |
| 2.4 |
Rulings |
9263 |
| 2.4.1 |
Royal Bank of Canada – s. 38 of the CFA and s. 6.1 of Rule 91-502 |
9263 |
| Chapter 3 Reasons: Decisions, Orders and Rulings |
(nil) |
| 3.1 |
OSC Decisions |
(nil) |
| 3.2 |
Director's Decisions |
(nil) |
| Chapter 4 Cease Trading Orders |
9273 |
| 4.1.1 |
Temporary, Permanent & Rescinding Issuer Cease Trading Orders |
9273 |
| 4.2.1 |
Temporary, Permanent & Rescinding Management Cease Trade Orders |
9273 |
| 4.2.2 |
Outstanding Management & Insider Cease Trading Orders |
9273 |
| Chapter 5 Rules and Policies |
9275
|
| 5.1.1 |
Amendments to National Instrument 81-105 Mutual Fund Sales Practices |
9275 |
| 5.1.2 |
Changes to Companion Policy 81-105CP Mutual Fund Sales Practices |
9277 |
| 5.1.3 |
Amendments to National Instrument 41-101 General Prospectus Requirements |
9278 |
| 5.1.4 |
Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure |
9279 |
| Chapter 6 Request for Comments |
(nil) |
| Chapter 7 Insider Reporting |
9281 |
| Chapter 9 Legislation |
(nil) |
| Chapter 11 IPOs, New Issues and Secondary Financings |
9413 |
| Chapter 12 Registrations |
9421 |
| 12.1.1 |
Registrants |
9421 |
| Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories |
9423 |
| 13.1 |
SROs |
9423 |
| 13.1.1 |
Investment Industry Regulatory Organization of Canada (IIROC) – Amendments to Dealer Member Rules to Early Adopt Certain IIROC |
9423 |
| 13.2 |
Marketplaces |
9424 |
| 13.2.1 |
TSX Inc. and TSX Venture Exchange Inc. – Notice of Proposed Amendments and Request for Comments |
9424 |
| 13.2.2 |
Canadian Securities Exchange – Significant Change Subject to Public Comment – Amendments to Trading System Functionality & Features – Notice and Request for Comment |
9426 |
| 13.2.3 |
Canadian Securities Exchange – Significant Change Subject to Public Comment – Amendments to Trading System Functionality & Features – Notice and Request for Comment |
9432 |
| 13.3 |
Clearing Agencies |
(nil) |
| 13.4 |
Trade Repositories |
(nil) |
| Chapter 25 Other Information |
(nil) |
| Index |
|
9435 |
