Securities Law & Instruments

OSC Bulletin Volume 42, Issue 47 (November 19, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 8729
1.1 Notices 8729
1.1.1 OSC Staff Notice 51-731 Corporate Branch 2020 Annual Report 8729
1.1.2 OSC Notice 11-791 – Statement of Priorities – Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2022 8730
1.1.3 Notice of Ministerial Approval of Amendments to National Instrument 51-102 Continuous Disclosure Obligations Related to Business Acquisition Report Requirements 8731
1.2 Notices of Hearing 8732
1.2.1 Katanga Mining Limited et al. – s. 144 8732
1.3 Notices of Hearing with Related Statements of Allegations 8733
1.3.1 Trevor Rosborough et al. – ss. 127(1), 127.1 8733
1.4 Notices from the Office of the Secretary 8738
1.4.1 Katanga Mining Limited et al. 8738
1.4.2 VRK Forex & Investments Inc. and Radhakrishna Namburi 8738
1.4.3 Douglas John Eley 8739
1.4.4 Trevor Rosborough et al. 8739
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 8741
2.1 Decisions 8741
2.1.1 Nerium Biotechnology, Inc. 8741
2.1.2 Columbia Care Inc. 8744
2.1.3 Nerium Biotechnology, Inc. 8746
2.1.4 BMO Asset Management Inc. and BMO Canadian MBS Index ETF 8749
2.1.5 Global Reach Financial Solutions Inc. 8754
2.1.6 Transat A.T. Inc. 8772
2.1.7 PIMCO Canada Corp. 8777
2.2 Orders 8787
2.2.1 BNS Split Corp. II 8787
2.2.2 BNS Split Corp. II – s. 1(6) of the OBCA 8788
2.2.3 Vatic Ventures Corp. 8789
2.2.4 Toscana Energy Income Corporation 8792
2.2.5 VRK Forex & Investments Inc. and Radhakrishna Namburi 8793
2.2.6 Douglas John Eley – s. 8(4) 8793
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 8795
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 8795
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 8795
4.2.2 Outstanding Management & Insider Cease Trading Orders 8795
Chapter 5 Rules and Policies

8797

5.1.1 Amendments to National Instrument 51-102 Continuous Disclosure Obligations Related to Business Acquisition Report Requirements 8797
5.1.2 Changes to Companion Policy 51-102CP Continuous Disclosure Obligations Related to Business Acquisition Report Requirements 8798
5.1.3 Changes to Companion Policy to National Instrument 41-101 General Prospectus Requirements Related to Business Acquisition Report Requirements 8799
5.1.4 Changes to Companion Policy to National Instrument 44-101 Short Form Prospectus Distributions Related to Business Acquisition Report Requirements 8800
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 8801
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 8867
Chapter 12 Registrations 8875
12.1.1 Registrants 8875
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 8877
13.1 SROs 8877
13.1.1 Investment Industry Regulatory Organization of Canada (IIROC) – Notice of Proposed Client Focused Reforms Rule Amendments for Public Comment – Request for Comment 8877
13.1.2 Investment Industry Regulatory Organization of Canada (IIROC) – Housekeeping Amendments Respecting Client Focused Reforms – Notice of Commission Deemed Approval 8878
13.1.3 Mutual Fund Dealers Association of Canada (MFDA) – Notice of Proposed Client Focused Reforms Rule Amendments for Public Comment – Request for Comment 8879
13.1.4 Mutual Fund Dealers Association of Canada (MFDA) – Housekeeping Amendments Respecting Client Focused Reforms – Notice of Commission Deemed Approval 8880
13.2 Marketplaces (nil)
13.3 Clearing Agencies 8881
13.3.1 CDS Clearing and Depository Services Inc. – Material Amendments to CDS Rules Related to Tiered Participation Information Sharing – Notice of Commission Approval 8881
13.3.2 CDS Clearing and Depository Services Inc. – Proposed Amendments to CDS Participant Rules – Clean-Up Review –Notice of Commission Approval 8882
13.4 Trade Repositories (nil)
Index 8883