Securities Law & Instruments

OSC Bulletin Volume 43, Issue 46 (November 12, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 8589
1.1 Notices 8589
1.1.1 OSC Notice 13-708 – Fees Under OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees 8589
1.1.2 OSC Staff Notice 11-790 Protecting Aging Investors through Behavioural Insights 8590
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations 8591
1.3.1 Daniel Sheehan – ss. 127(1), 127.1 8591
1.4 Notices from the Office of the Secretary 8595
1.4.1 Daniel Sheehan 8595
1.4.2 VRK Forex & Investments Inc. and Radhakrishna Namburi 8595
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 8597
2.1 Decisions 8597
2.1.1 Chemtrade Logistics Income Fund and BMO Nesbitt Burns Inc. 8597
2.2 Orders 8603
2.2.1 Hi Ho Silver Resources Inc. 8603
2.2.2 Northview Apartment Real Estate Investment Trust 8604
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 8605
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 8605
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 8605
4.2.2 Outstanding Management & Insider Cease Trading Orders 8605
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 8607
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 8691
Chapter 12 Registrations 8697
12.1.1 Registrants 8697
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 8699
13.1 SROs (nil)
13.2 Marketplaces 8699
13.2.1 TSX Inc. and TSX Venture Exchange Inc. – Notice of Proposed Program and Request for Comments 8699
13.2.2 TSX Inc. – Trading of Sustainable Bonds on TSX – Notice of Approval 8703
13.2.3 Toronto Stock Exchange – Notice of Housekeeping Rule Amendments to the TSX Company Manual 8706
13.2.4 Neo Exchange Inc. – Significant Change to the Treatment of Weighted Closing Price Eligible Securities – Notice of Approval 8714
13.3 Clearing Agencies 8715
13.3.1 Canadian Derivatives Clearing Corporation (CDCC) – Proposed Amendments to the Rules of CDCC to Modify the Nominal Value of the Two-Year Government of Canada Bond Futures – Notice of Commission Approval 8715
13.3.2 CDS Clearing and Depository Services Inc. (CDS) – Notice and Request for Comment – Proposed Amendments to CDS Participant Rules related to Post-Trade Modernization 8716
13.3.3 Canadian Derivatives Clearing Corporation (CDCC) – Proposed Amendments to the Rules of CDCC with Respect to the Adjustments in Contract Terms – Request for Comment 8725
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 8727